-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3sQPnHbuYape6gd3uJPtav+OzBkWEA1qsPi73Z3t5Ges7oi3uNeJtHbWysKlNN/ BQrRIeTM1JsMkjh2/FnU/g== 0001209191-07-009970.txt : 20070213 0001209191-07-009970.hdr.sgml : 20070213 20070213173529 ACCESSION NUMBER: 0001209191-07-009970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070209 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON KEITH CENTRAL INDEX KEY: 0001059226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 07611926 BUSINESS ADDRESS: STREET 1: 1165 PARK AVENUE, APT. 6B CITY: NEW YORK STATE: NY ZIP: 10023 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 1165 PARK AVENUE 6B CITY: NEW YORK STATE: NY ZIP: 10128 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-09 0 0001364742 BlackRock Inc. BLK 0001059226 ANDERSON KEITH BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Vice Chairman Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 M 0 35000 43.3125 A 194097.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 400 172.805 D 193697.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 400 172.91 D 193297.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 400 172.96 D 192897.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 400 172.9625 D 192497.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 400 172.9775 D 192097.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 400 173.0325 D 191697.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 400 173.105 D 191297.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 400 173.1475 D 190897.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 300 173.30 D 190597.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 200 173.31 D 190397.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 200 174.14 D 190197.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 100 175.10 D 190097.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 200 175.16 D 189897.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 200 175.20 D 189697.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 100 175.21 D 189597.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 200 175.22 D 189397.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 100 175.23 D 189297.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 2000 175.27 D 187297.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 4000 175.30 D 183297.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 100 175.32 D 183197.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 200 175.35 D 182997.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 700 175.36 D 182297.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 2700 175.37 D 179597.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 1600 175.40 D 177997.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 500 175.45 D 177497.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 800 175.50 D 176697.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 800 175.60 D 175897.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 200 175.62 D 175697.41 D Shares of Common Stock (par value $0.01 per share) 2007-02-09 4 S 0 1800 175.63 D 173897.41 D Employee Stock Option (right to buy) 43.3125 2007-02-09 4 M 0 35000 0.00 D 2010-12-15 Common Stock (par value $0.01 per share) 35000 0 D Includes 9,552 shares of restricted Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Incentive Plan"), vesting on 12/15/07. Also, includes 8,397 Restricted Stock Units granted under the Incentive Plan, vesting in equal installments on 1/31/08 and 1/31/09, and 16,446 Restricted Stock Units granted under the Incentive Plan, vesting in equal installments on 1/31/08, 1/31/09 and 1/31/10. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. The option vested in two equal installments on December 15, 2003 and December 15, 2004. This Form 4 is being filed in two parts (part one of two). /s/ Daniel R. Waltcher as Attorney-in-Fact for Keith Anderson 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----