-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EtFyaHL52bSwWRJtdIbkg8G+5622xU1csW7Q4EZviPESblIEzxLMbwsdsevPMqsD x7T2GUe98BSAdfU1A1YmeQ== 0001209191-06-024265.txt : 20060417 0001209191-06-024265.hdr.sgml : 20060417 20060417161747 ACCESSION NUMBER: 0001209191-06-024265 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060406 FILED AS OF DATE: 20060417 DATE AS OF CHANGE: 20060417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK INC /NY CENTRAL INDEX KEY: 0001060021 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 510380803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127545560 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVICK BARBARA CENTRAL INDEX KEY: 0001059222 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15305 FILM NUMBER: 06762526 BUSINESS ADDRESS: STREET 1: 955 SOUNDVIEW DR CITY: MAMARONECK STATE: NY ZIP: 10543 BUSINESS PHONE: 2127545397 MAIL ADDRESS: STREET 1: 21 PINE COURT CITY: NEW PROVIDENCE STATE: NJ ZIP: 07974 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2006-04-06 0 0001060021 BLACKROCK INC /NY BLK 0001059222 NOVICK BARBARA BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Vice Chairman Shares of Class A Common Stock (par value $0.01 per share) 258125 D Shares of Class B Common Stock (par value $0.01 per share) Class A Common Stock 0.8525 D Employee Stock Option (right to buy) 37.36 2006-12-31 2012-10-15 Class A Common Stock 150000 D Includes 1,287 shares of Class A Common Stock acquired by the reporting person through March 31, 2006 under The PNC Financial Services Group, Inc. Incentive Savings Plan (the "ISP"). The information on this report with respect to the ISP is based on a plan statement dated as of March 31, 2006. Also includes 7,161 shares of Class A Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan as restricted shares and which are now fully vested. Also includes 16,192 shares of restricted Class A Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan, vesting in two equal installments on 12/15/06 and 12/15/07. Also includes 9,501 Restricted Stock Units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Class A Common Stock and vests in three equal installments on 1/31/07, 1/31/08 and 1/31/09. One share of Class B Common Stock is convertible, at any time, into one share of Class A Common Stock. /s/ Daniel R. Waltcher as Attorney-in-fact for Barbara G. Novick 2006-04-17 -----END PRIVACY-ENHANCED MESSAGE-----