EX-99.906 CERT 3 ex_99-906.htm
SECTION 906 CERTIFICATION
Certification Pursuant to 18 U.S.C. Section 1350,
As Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
 
 
Dividend and Income Fund
 
        In connection with the report on Form N-CSR (the "Report") of the above-named issuer for the period ended December 31, 2020 that is accompanied by this certification, the undersigned hereby certifies to the best of his knowledge that:
 
1.
 
The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
2.
 
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the issuer.
 
March 3, 2021
 
 
/s/ Thomas B. Winmill
Thomas B. Winmill
Chief Executive Officer
 
 
This certification, furnished pursuant to the requirements of Section 906 of the Sarbanes-Oxley Act of 2002, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933 or the Exchange Act of 1934.



SECTION 906 CERTIFICATION
Certification Pursuant to 18 U.S.C. Section 1350,
As Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
 
Dividend and Income Fund
 
        In connection with the report on Form N-CSR (the "Report") of the above-named issuer for the period ended December 31, 2020 that is accompanied by this certification, the undersigned hereby certifies to the best of his knowledge that:
 
1.
 
The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
2.
 
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the issuer.


March 3, 2021
 
 
/s/ Thomas O'Malley
Thomas O'Malley
Chief Financial Officer
 
 
This certification, furnished pursuant to the requirements of Section 906 of the Sarbanes-Oxley Act of 2002, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933 or the Exchange Act of 1934.