Form 8-K

0000931763-02-003503.txt : 20021212 0000931763-02-003503.hdr.sgml : 20021212 20021114180909 ACCESSION NUMBER: 0000931763-02-003503 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021114 ITEM INFORMATION: FILED AS OF DATE: 20021114 DATE AS OF CHANGE: 20021212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW SOUTH BANCSHARES INC CENTRAL INDEX KEY: 0001058991 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 631132716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14235 FILM NUMBER: 02827113 BUSINESS ADDRESS: STREET 1: 1900 CRESTWOOD BLVD. CITY: BIRMINGHAM STATE: AL ZIP: 35210 BUSINESS PHONE: 2059514000 MAIL ADDRESS: STREET 1: 1900 CRESTWOOD BLVD. CITY: BIRMINGHAM STATE: AL ZIP: 35210 8-K 1 d8k.htm FORM 8-K Form 8-K

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): November 14, 2002

NEW SOUTH BANCSHARES, INC.

(Exact Name of Registrant as Specified in Its Charter)

DELAWARE

(State or other jurisdiction of incorporation or organization)

333-49459		63-1132716
(Commission File Number)		(I.R.S. Employer
		Identification No.)

1900 Crestwood Boulevard

Birmingham, Alabama 35210

(Address of Principal Executive Offices) (ZIP Code)

(205) 951-4000

(Telephone number including area code)

TABLE OF CONTENTS

FORM 8-K

Item 9. Regulation FD Disclosure

Exhibit Index

SIGNATURE

EX-99.1 Certificate for CEO

EX-99.2 Certification for CFO

Item 9. Regulation FD Disclosure

On November 14, 2002, New South Bancshares, Inc. filed with the Securities and Exchange Commission its Quarterly Report on Form 10-Q for the period ended September 30, 2002 (the “Quarterly Report”). The Quarterly Report was accompanied by a certification from each William T. Ratliff, III, Chief Executive Officer, and Roger D. Murphree, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

A copy of each of the certifications is attached hereto as an Exhibit (99.1 and 99.2). These exhibits are not filed but furnished pursuant to Regulation FD.

Exhibit Index

Exhibit No.		Description of Document

99.1		Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 by William T. Ratliff, III, Chief Executive Officer

99.2		Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 by Roger D. Murphree, Chief Financial Officer

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	NEW SOUTH BANCSHARES, INC. (Registrant)

Date: November 14, 2002	By:	/s/ ROBERT M. COUCH
		Robert M. Couch *Executive Vice President*

EX-99.1 3 dex991.htm CERTIFICATION OF CHIEF EXECUTIVE OFFICER Certification of Chief Executive Officer

EXHIBIT 99.1

CERTIFICATION

PURSUANT TO 18 U.S.C. SECTION 1350

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of New South Bancshares, Inc. (the “Company”) on Form 10-Q for the period ending September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William T. Ratliff, III, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.

/s/ WILLIAM T. RATLIFF, III

Name: William T. Ratliff, III

Title: Chief Executive Officer

November 14, 2002

EX-99.2 4 dex992.htm CERTIFICATION OF CHIEF FINANCIAL OFFICER Certification of Chief Financial Officer

EXHIBIT 99.2

CERTIFICATION

PURSUANT TO 18 U.S.C. SECTION 1350

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of New South Bancshares, Inc. (the “Company”) on Form 10-Q for the period ending September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Roger D. Murphree, Chief Financial Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.

/s/ ROGER D. MURPHREE

Name: Roger D. Murphree

Title: Chief Financial Officer

November 14, 2002