0001209191-20-005736.txt : 20200131 0001209191-20-005736.hdr.sgml : 20200131 20200131145545 ACCESSION NUMBER: 0001209191-20-005736 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200101 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nolan James Michael JR CENTRAL INDEX KEY: 0001800971 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38087 FILM NUMBER: 20564754 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER STREET 2: SUITE 730 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY BANCSHARES INC /TX/ CENTRAL INDEX KEY: 0001058867 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 751656431 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 BUSINESS PHONE: 9035729881 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-01-01 0 0001058867 GUARANTY BANCSHARES INC /TX/ GNTY 0001800971 Nolan James Michael JR C/O GUARANTY BANCSHARES, INC. 201 SOUTH JEFFERSON AVE MOUNT PLEASANT TX 75455 1 0 0 0 Common Stock 25642 I By Club Hill Partners Ltd., of which Reporting Person is General Partner Common Stock 18665 I By Nolan 1995 Education Partners, Ltd., of which Reporting Person is Managing Member Common Stock 1822 I By Mike Nolan Money Purchase Plan Trust, of which Reporting Person is Trustee Common Stock 4688 D As a general partner of Club Hill Partners Ltd., Mr. Nolan may be deemed to share beneficial ownership of the shares of the issuer's securities held by the partnership. Mr. Nolan disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. As a managing member of Nolan 1995 Education Partners, Ltd., Mr. Nolan may be deemed to share beneficial ownership of the shares of the issuer's securities held by the partnership. Mr. Nolan disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. As a trustee of Mike Nolan Money Purchase Plan Trust, Mr. Nolan may be deemed to share beneficial ownership of the shares of the issuer's securities held by the trust. Mr. Nolan disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. /s/ Randall R. Kucera, as attorney-in-fact 2020-01-31 EX-24.3_891085 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY The undersigned, James Michael Nolan, Jr., a director of Guaranty Bancshares, Inc. (the "Corporation"), hereby authorizes and designates each of Tyson T. Abston; Clifton A. Payne; Randall R. Kucera; Derek W. McGee; Kevin E. Strachan and Fenimore, Kay, Harrison and Ford, LLP, as my agent and attorney-in-fact, each with full power of substitution to: (1) prepare and sign on my behalf any Form ID for filing with the United States Securities and Exchange Commission, generate or update on my behalf any applicable EDGAR access codes, and request on my behalf any EDGAR passphrases or other related filings codes, if necessary; (2) prepare and sign on my behalf any Form 3, Form 4 or Form 5 under Section 16 of the Securities Exchange Act of 1934 or any amendment thereto and file, or cause to be filed, the same with the United States Securities and Exchange Commission and, if applicable, each national stock exchange on which the Corporation's stock is listed; (3) prepare and sign on my behalf any Form 144 Notice under the Securities Act of 1933, or any amendment thereto, and file, or cause to be filed, the same with the United States Securities and Exchange Commission; (4) prepare and sign on my behalf any Schedule 13D or Schedule 13G under the Securities Exchange Act of 1934, or any amendment thereto, and file, or cause to be filed, the same with the United States Securities and Exchange Commission and, if applicable, each national stock exchange on which the Corporation's stock is listed; and (5) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Limited Power of Attorney shall be in such a form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Corporation assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer subject to Section 16 of the Securities Exchange Act of 1934 with respect to the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed on this 15th day of January, 2020. /s/ James M. Nolan ------------------------------------------------ James Michael Nolan, Jr. SUBSCRIBED AND SWORN TO before me this 15th day of January, 2020. Terry Lain ------------------------------------------------- Notary Public My Commission Expires: November 20, 2022