0001209191-20-005736.txt : 20200131
0001209191-20-005736.hdr.sgml : 20200131
20200131145545
ACCESSION NUMBER: 0001209191-20-005736
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200101
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nolan James Michael JR
CENTRAL INDEX KEY: 0001800971
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38087
FILM NUMBER: 20564754
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER
STREET 2: SUITE 730
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARANTY BANCSHARES INC /TX/
CENTRAL INDEX KEY: 0001058867
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 751656431
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 SOUTH JEFFERSON AVENUE
CITY: MOUNT PLEASANT
STATE: TX
ZIP: 75455
BUSINESS PHONE: 9035729881
MAIL ADDRESS:
STREET 1: 201 SOUTH JEFFERSON AVENUE
CITY: MOUNT PLEASANT
STATE: TX
ZIP: 75455
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-01-01
0
0001058867
GUARANTY BANCSHARES INC /TX/
GNTY
0001800971
Nolan James Michael JR
C/O GUARANTY BANCSHARES, INC.
201 SOUTH JEFFERSON AVE
MOUNT PLEASANT
TX
75455
1
0
0
0
Common Stock
25642
I
By Club Hill Partners Ltd., of which Reporting Person is General Partner
Common Stock
18665
I
By Nolan 1995 Education Partners, Ltd., of which Reporting Person is Managing Member
Common Stock
1822
I
By Mike Nolan Money Purchase Plan Trust, of which Reporting Person is Trustee
Common Stock
4688
D
As a general partner of Club Hill Partners Ltd., Mr. Nolan may be deemed to share beneficial ownership of the shares of the issuer's securities held by the partnership. Mr. Nolan disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.
As a managing member of Nolan 1995 Education Partners, Ltd., Mr. Nolan may be deemed to share beneficial ownership of the shares of the issuer's securities held by the partnership. Mr. Nolan disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.
As a trustee of Mike Nolan Money Purchase Plan Trust, Mr. Nolan may be deemed to share beneficial ownership of the shares of the issuer's securities held by the trust. Mr. Nolan disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any.
/s/ Randall R. Kucera, as attorney-in-fact
2020-01-31
EX-24.3_891085
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY
The undersigned, James Michael Nolan, Jr., a director of Guaranty Bancshares,
Inc. (the "Corporation"), hereby authorizes and designates each of Tyson T.
Abston; Clifton A. Payne; Randall R. Kucera; Derek W. McGee; Kevin E. Strachan
and Fenimore, Kay, Harrison and Ford, LLP, as my agent and attorney-in-fact,
each with full power of substitution to:
(1) prepare and sign on my behalf any Form ID for filing with the United States
Securities and Exchange Commission, generate or update on my behalf any
applicable EDGAR access codes, and request on my behalf any EDGAR passphrases or
other related filings codes, if necessary;
(2) prepare and sign on my behalf any Form 3, Form 4 or Form 5 under Section 16
of the Securities Exchange Act of 1934 or any amendment thereto and file, or
cause to be filed, the same with the United States Securities and Exchange
Commission and, if applicable, each national stock exchange on which the
Corporation's stock is listed;
(3) prepare and sign on my behalf any Form 144 Notice under the Securities Act
of 1933, or any amendment thereto, and file, or cause to be filed, the same with
the United States Securities and Exchange Commission;
(4) prepare and sign on my behalf any Schedule 13D or Schedule 13G under the
Securities Exchange Act of 1934, or any amendment thereto, and file, or cause to
be filed, the same with the United States Securities and Exchange Commission
and, if applicable, each national stock exchange on which the Corporation's
stock is listed; and
(5) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on my behalf
pursuant to this Limited Power of Attorney shall be in such a form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Limited Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Corporation assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
This Limited Power of Attorney shall remain in full force and effect until the
undersigned is no longer subject to Section 16 of the Securities Exchange Act of
1934 with respect to the Corporation, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to
be executed on this 15th day of January, 2020.
/s/ James M. Nolan
------------------------------------------------
James Michael Nolan, Jr.
SUBSCRIBED AND SWORN TO before me this 15th day of January, 2020.
Terry Lain
-------------------------------------------------
Notary Public
My Commission Expires: November 20, 2022