0001447387-14-000003.txt : 20140129
0001447387-14-000003.hdr.sgml : 20140129
20140129202743
ACCESSION NUMBER: 0001447387-14-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131227
FILED AS OF DATE: 20140129
DATE AS OF CHANGE: 20140129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOOPER HOLMES INC
CENTRAL INDEX KEY: 0000741815
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 221659359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 MT AIRY ROAD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 9087665000
MAIL ADDRESS:
STREET 1: 170 MT AIRY ROAD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CANNELL CAPITAL LLC
CENTRAL INDEX KEY: 0001058854
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09972
FILM NUMBER: 14558403
BUSINESS ADDRESS:
STREET 1: 310 E. PEARL STREET, P.O. BOX 3459
CITY: JACKSON
STATE: WY
ZIP: 83001
BUSINESS PHONE: 4158358300
MAIL ADDRESS:
STREET 1: 310 E. PEARL STREET, P.O. BOX 3459
CITY: JACKSON
STATE: WY
ZIP: 83001
FORMER NAME:
FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT
DATE OF NAME CHANGE: 19980330
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-12-27
0
0000741815
HOOPER HOLMES INC
HH
0001058854
CANNELL CAPITAL LLC
310 E. PEARL STREET, P.O. BOX 3459
JACKSON
WY
83001
0
0
1
0
Common Stock
2013-12-27
4
P
0
1700
0.5
A
10683238
I
By partnerships and corporations
Common Stock
2014-01-27
4
P
0
4800
0.5
A
10688038
I
By partnerships and corporations
Common Stock
2014-01-29
4
P
0
77200
0.5
A
10765238
I
By partnerships and corporations
As of January 29, 2014 , Tristan Offshore Fund Limited ("Tristan Offshore"), Tristan Partners, L.P. ("Tristan"), and sundry separately-managed accounts managed by Cannell Capital LLC, ("Cannell SMAs" collectively with Tristan Offshore and Tristan the "Funds") owned in the aggregate (i) 10,765,238 shares of common stock, with par value of $0.04 per share of Hooper Holmes Inc. ("the Company")
Cannell Capital LLC acts as the investment adviser to Tristan Offshore and the Cannell SMAs, and is the general partner of and investment adviser to Tristan. As a result, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Mr. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. Thus, for the purposes of Reg. Section 240.13d-3, as of January 29, 2014 Mr. Cannell is deemed to beneficially own 10,765,238 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any.
/s/ J. Carlo Cannell, on behalf of Cannell Capital LLC
2014-01-29