0001447387-14-000003.txt : 20140129 0001447387-14-000003.hdr.sgml : 20140129 20140129202743 ACCESSION NUMBER: 0001447387-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131227 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOPER HOLMES INC CENTRAL INDEX KEY: 0000741815 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 221659359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 MT AIRY ROAD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9087665000 MAIL ADDRESS: STREET 1: 170 MT AIRY ROAD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANNELL CAPITAL LLC CENTRAL INDEX KEY: 0001058854 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09972 FILM NUMBER: 14558403 BUSINESS ADDRESS: STREET 1: 310 E. PEARL STREET, P.O. BOX 3459 CITY: JACKSON STATE: WY ZIP: 83001 BUSINESS PHONE: 4158358300 MAIL ADDRESS: STREET 1: 310 E. PEARL STREET, P.O. BOX 3459 CITY: JACKSON STATE: WY ZIP: 83001 FORMER NAME: FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT DATE OF NAME CHANGE: 19980330 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-27 0 0000741815 HOOPER HOLMES INC HH 0001058854 CANNELL CAPITAL LLC 310 E. PEARL STREET, P.O. BOX 3459 JACKSON WY 83001 0 0 1 0 Common Stock 2013-12-27 4 P 0 1700 0.5 A 10683238 I By partnerships and corporations Common Stock 2014-01-27 4 P 0 4800 0.5 A 10688038 I By partnerships and corporations Common Stock 2014-01-29 4 P 0 77200 0.5 A 10765238 I By partnerships and corporations As of January 29, 2014 , Tristan Offshore Fund Limited ("Tristan Offshore"), Tristan Partners, L.P. ("Tristan"), and sundry separately-managed accounts managed by Cannell Capital LLC, ("Cannell SMAs" collectively with Tristan Offshore and Tristan the "Funds") owned in the aggregate (i) 10,765,238 shares of common stock, with par value of $0.04 per share of Hooper Holmes Inc. ("the Company") Cannell Capital LLC acts as the investment adviser to Tristan Offshore and the Cannell SMAs, and is the general partner of and investment adviser to Tristan. As a result, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Mr. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. Thus, for the purposes of Reg. Section 240.13d-3, as of January 29, 2014 Mr. Cannell is deemed to beneficially own 10,765,238 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any. /s/ J. Carlo Cannell, on behalf of Cannell Capital LLC 2014-01-29