13F-HR 1 sched13f-123q.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Sept 30, 2012 ------------------ Check here if Amendment [ ]; Amendment Number: --------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cannell Capital LLC -------------------------------------- Address: P.O. Box 3459 -------------------------------------- Jackson, WY 83001 -------------------------------------- -------------------------------------- Form 13F File Number: 28- 6453 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Carlo Cannell ------------------------------ Title: Managing Member ------------------------------ Phone: 415-835-8300 ------------------------------ Signature, Place, and Date of Signing: /s/ J. Carlo Cannell Jackson, WY 11/14/2012 ------------------------ --------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 71 -------------- Form 13F Information Table Value Total: $ 123,017 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
---------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------------------------------------------------------------------------------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC DEL CL A 084670108 2,787 21 SH SOLE 21 - - COWEN GROUP INC NEW CL A 223622101 809 299,198 SH SOLE 299,198 - - MAXLINEAR INC CL A 57776j100 670 100,093 SH SOLE 100,093 - - TECUMSEH PRODS CO CL A 878895200 81 15,582 SH SOLE 15,582 - - TELECOMMUNICATION SYS INC CL A 87929j103 6,582 3,032,975 SH SOLE 3,032,975 - - VALUEVISION MEDIA INC CL A 92047k107 5,990 2,548,726 SH SOLE 2,548,726 - - ACCELRYS INC COM 00430u103 67 7,792 SH SOLE 7,792 - - ACORN ENERGY INC COM 004848107 715 80,158 SH SOLE 80,158 - - ALTRA HOLDINGS INC COM 02208r106 197 10,800 SH SOLE 10,800 - - AV HOMES INC COM 00234p102 5,017 338,101 SH SOLE 338,101 - - BIGLARI HLDGS INC COM 08986r101 511 1,400 SH SOLE 1,400 - - BSB BANCORP INC MD COM 05573h108 322 24,973 SH SOLE 24,973 - - CAL DIVE INTL INC DEL COM 12802t101 58 38,192 SH SOLE 38,192 - - CALLIDUS SOFTWARE INC COM 13123e500 2,184 442,993 SH SOLE 442,993 - - CENTRAL GARDEN & PET CO COM 153527106 2,063 173,498 SH SOLE 173,498 - - DEMAND MEDIA INC COM 24802n109 109 10,024 SH SOLE 10,024 - - DOUGLAS DYNAMICS INC COM 25960r105 1,981 133,946 SH SOLE 133,946 - - EASTERN INS HLDGS INC COM 276534104 335 20,000 SH SOLE 20,000 - - ECHO GLOBAL LOGISTICS INCZ COM 27875t101 4,466 260,435 SH SOLE 260,435 - - ESSA BANCORP INC COM 29667d104 336 32,339 SH SOLE 32,339 - - FEDFIRST FINL CORP NEW COM 31429c101 332 21,955 SH SOLE 21,955 - - GLU MOBILE INC COM 379890106 3,729 803,662 SH SOLE 803,662 - - GRAFTECH INTL LTD COM 384313102 112 12,497 SH SOLE 12,497 - - GT ADVANCED TECHNOLOGIES INC COM 36191u106 42 7,642 SH SOLE 7,642 - - HAWAIIAN TELCOM HOLDCO INC COM 420031106 3,095 174,582 SH SOLE 174,582 - - HERCULES OFFSHORE INC COM 427093109 250 51,249 SH SOLE 51,249 - - HOOPER HOLMES INC CMN COM 439104100 2,859 4,466,758 SH SOLE 4,466,758 - - ID SYSTEMS INC CMN COM 449489103 948 164,634 SH SOLE 164,634 - - INTRALINKS HLDGS INC COM 46118h104 5,244 801,870 SH SOLE 801,870 - - JACKSONVILLE BANCORP INC MD COM 46924r106 287 17,392 SH SOLE 17,392 - - KRISPY KREME DOUGHNUTS INC CMN COM 501014104 2,684 338,489 SH SOLE 338,489 - - LAKELAND INDS INC COM 511795106 348 58,478 SH SOLE 58,478 - - LATTICE SEMICONDUCTOR CORP COM 518415104 254 66,181 SH SOLE 66,181 - - LEE ENTERPRISES INC COM 523768109 937 632,942 SH SOLE 632,942 - - LEMAITRE VASCULAR INC COM 525558201 2,414 376,037 SH SOLE 376,037 - - LHC GROUP INC COM 50187a107 89 4,829 SH SOLE 4,829 - - LIMONEIRA ORD COM 532746104 1,379 74,812 SH SOLE 74,812 - - MEDLEY CAP CORP COM 58503f106 581 41,287 SH SOLE 41,287 - - MOCON INC COM 607494101 2,065 139,354 SH SOLE 139,354 - - NATUS MEDICAL INC DEL COM 639050103 2,246 171,854 SH SOLE 171,854 - - NEW YORK & CO INC COM 649295102 3,028 807,593 SH SOLE 807,593 - - NORTH AMERN ENERGY PARTNERS COM 656844107 2,488 863,934 SH SOLE 863,934 - - ONEIDA FINL CORP MD COM 682479100 612 56,500 SH SOLE 56,500 - - ONLINE RES CORP COM 68273g101 4,265 1,455,537 SH SOLE 1,455,537 - - PC-TEL INC COM 69325q105 2,041 289,475 SH SOLE 289,475 - - PEERLESS SYS CORP COM 705536100 166 43,970 SH SOLE 43,970 - - PEP BOYS MANNY MOE & JACK COM 713278109 4,558 447,743 SH SOLE 447,743 - - PGT INC COM 69336v101 167 50,842 SH SOLE 50,842 - - REIS INC COM 75936p105 3,105 271,391 SH SOLE 271,391 - - RESPONSYS INC COM 761248103 178 17,406 SH SOLE 17,406 - - RICHARDSON ELECTRS LTD COM 763165107 3,755 316,370 SH SOLE 316,370 - - SABRA HEALTH CARE REIT INC COM 78573l106 218 10,887 SH SOLE 10,887 - - SHORETEL INC COM 825211105 164 39,999 SH SOLE 39,999 - - SPARK NETWORKS INC COM 84651p100 3,140 513,153 SH SOLE 513,153 - - STONERIDGE INC COM 86183p102 3,235 650,818 SH SOLE 650,818 - - THERAGENICS CORP COM 883375107 1,545 908,969 SH SOLE 908,969 - - THESTREET INC COM 88368q103 3,468 2,266,718 SH SOLE 2,266,718 - - URANERZ ENERGY CORP COM 91688t104 700 429,269 SH SOLE 429,269 - - W P CAREY & CO LLC COM 92936u109 750 15,300 SH SOLE 15,300 - - CONTANGO OIL & GAS COMPANY COM NEW 21075n204 209 4,259 SH SOLE 4,259 - - HALCON RES CORP COM NEW 40537q209 1,319 180,000 SH SOLE 180,000 - - MULTIBAND CORP COM NEW 62544x209 3,899 1,813,304 SH SOLE 1,813,304 - - OUTDOOR CHANNEL HLDGS INC COM NEW 690027206 2,221 305,077 SH SOLE 305,077 - - POINTS INTL LTD COM NEW 730843208 2,384 207,487 SH SOLE 207,487 - - SABA SOFTWARE INC COM NEW 784932600 131 13,125 SH SOLE 13,125 - - U S CONCRETE INC COM NEW 90333l201 2,262 349,147 SH SOLE 349,147 - - U S CONCRETE INC DEBT 9.5% 90333laf9 71 67,000 SH SOLE 67,000 - - PULSE ELECTRONICS CORP NOTE 7% 74586waa4 5,228 7,000,000 SH SOLE 7,000,000 - - SCHOOL SPECIALTY INC SDCV 3.75% 807863am7 1,800 3,000,000 SH SOLE 3,000,000 - - GLOBAL SHIP LEASE INC NEW SHS A y27183105 561 164,650 SH SOLE 164,650 - - PROSHARES TR ULTSHT C 25 74347x567 174 6,975 SH SOLE 6,975 - -