-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OmRpIfMwp7bAkZ8+mrOlUDpKP+3EBYop+zU60wuegBEKiM8gYapbetSd+VaGgdl0 xgvnzGulak060b9DrqvCsQ== 0001058854-04-000161.txt : 20041112 0001058854-04-000161.hdr.sgml : 20041111 20041112170038 ACCESSION NUMBER: 0001058854-04-000161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL CAPITAL LLC CENTRAL INDEX KEY: 0001058854 IRS NUMBER: 943366999 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06453 FILM NUMBER: 041140269 BUSINESS ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358300 MAIL ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT DATE OF NAME CHANGE: 19980330 13F-HR 1 cannell13f-3qtr2004.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter September 30, 2004 Ended: -------------------- Check here if Amendment [|_|]; Amendment Number: ------ This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cannell Capital LLC ------------------------------------- Address: 150 California Street, 5th Floor ------------------------------------- San Francisco, CA 94111 ------------------------------------- ------------------------------------- Form 13F File Number: 28- 6453 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Carlo Cannell ------------------------------------- Title: Managing Member ------------------------------------- Phone: 415-835-8300 ------------------------------------- Signature, Place, and Date of Signing: /s/ J. Carlo Cannell San Francisco, CA 11/12/2004 ------------------------ ------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry 69 Total: -------------- Form 13F Information Table value $ 619,209 Total: -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE CANNELL CAPITAL LLC Managed Assets as of 9/30/2004 - -------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - -------------------------------------------------------------------------------- TITLE OF CUSIP VALUE SHS OR SH/ PUT/ NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL - -------------------------------------------------------------------------------- 1-800-FLOWERS.COMCMN CLASS A COMMON 68243q106 17,444 2,101,645 SH ACME COMMUNICATIONS INCCMN COMMON 004631107 8,236 1,384,266 SH ACTUATE CORPORATIONCOMMON STOC COMMON 00508b102 13,143 3,723,098 SH ALDERWOODS GROUP INCCMN COMMON 014383103 16,282 1,656,340 SH ALDILA INCCMN COMMON 014384200 1,025 102,465 SH ANALYTICAL SURVEYS INCCMN COMMON 032683401 242 183,858 SH ANGELICA CORP.CMN COMMON 034663104 6,751 271,331 SH ATP OIL & GAS CORPCMN COMMON 00208j108 145 11,900 SH CAPTARIS INCCMN COMMON 14071n104 731 171,600 SH CARRIZO OIL & GAS INCCMN COMMON 144577103 4,903 511,299 SH CHEROKEE INTERNATIONAL CORPCMN COMMON 164450108 881 105,000 SH COMFORT SYSTEMS USA INCCOMMON COMMON 199908104 10,400 1,575,800 SH CONRAD INDUSTRIES INCCMN COMMON 208305102 749 389,733 SH CONSOLIDATED-TOMOKA LAND CO COMMON 210226106 696 20,000 SH CROWN HOLDINGS INCCMN COMMON 228368106 16,857 1,635,000 SH DATASTREAM SYSTEMS INCCMN COMMON 238124101 8,521 1,317,005 SH DYNAMEX INCCMN COMMON 26784f103 8,297 481,267 SH EARTHLINK, INC.CMN COMMON 270321102 16,485 1,600,495 SH ENNIS INCCMN COMMON 293389102 8,457 394,800 SH FLOW INTERNATIONAL CORPCMN COMMON 343468104 693 216,568 SH FTI CONSULTING INCCMN COMMON 302941109 17,105 905,000 SH FUNDTECH LTDCMN COMMON m47095100 9,847 1,503,354 SH GENERAL CABLE CORPCMN COMMON 369300108 18,514 1,740,000 SH GERBER SCIENTIFIC INCCMN COMMON 373730100 7,063 1,071,715 SH GLOBAL POWER EQUIPMENT INCCMN COMMON 37941p108 28,696 3,872,665 SH HORNBECK OFFSHORE SERVICES INC COMMON 440543106 11,741 711,600 SH ICO INC DEP SHS REPSTG 1/4PFD COMMON 449293307 1,704 89,990 SH INPUT/OUTPUT INCCMN COMMON 457652105 4,953 480,400 SH INTERWOVEN INCCMN COMMON 46114t508 9,799 1,353,433 SH JANUS CAP GROUP INCCMN COMMON 47102x105 681 50,000 SH KEY ENERGY SERVICES INCCMN COMMON 492914106 20,514 1,856,436 SH KEYNOTE SYSTEMS INCCMN COMMON 493308100 9,165 647,271 SH LAIDLAW INTERNATIONAL, INC.CMN COMMON 50730r102 12,658 769,500 SH MAGNUM HUNTER RESOURCES INC.CM COMMON 55972f203 22,050 1,910,771 SH MDC PARTNERS INCCMN CLASS A SU COMMON 2586694 8,712 687,100 SH METALS USA INCORPORATEDCMN COMMON 591324207 9,402 530,000 SH MVC CAPITAL INCMUTUAL FUND COMMON 553829102 17,668 1,885,600 SH NATCO GROUP INCCMN CLASS A COMMON 63227w203 7,046 814,600 SH NATIONAL RESEARCH CORPCMN COMMON 637372103 9,171 599,000 SH NUANCE COMMUNICATIONS INCCMN COMMON 669967101 7,268 1,710,000 SH OCA INC.CMN COMMON 67083q101 10,152 2,141,700 SH OCCIDENTAL PETROLEUM CORPCMN COMMON 674599105 280 5,000 SH OHIO ART COCMN COMMON 677143109 163 24,200 SH ON-ASSIGNMENT INCCMN COMMON 682159108 10,522 2,364,604 SH ONYX SOFTWARE CORPCMN COMMON 683402200 464 128,495 SH OPINION RESEARCH CORPCMN COMMON 683755102 3,421 537,899 SH PACIFIC INTERNET LTDCMN COMMON y66183107 6,133 922,300 SH PARAMETRIC TECHNOLOGY CORPCMN COMMON 699173100 13,984 2,648,426 SH PC-TEL INCCMN COMMON 69325q105 7,914 958,109 SH PICO HOLDINGS INCCMN COMMON 693366205 666 35,000 SH PIONEER COMPANIES INCCMN COMMON 723643300 20,700 1,380,000 SH PLAYBOY ENTERPRISES INC CL-B(H COMMON 728117300 653 65,000 SH PRG-SCHULTZ INTERNATIONAL INCC COMMON 69357c107 24,227 4,220,687 SH PRICELINE COM INCCMN COMMON 741503403 251 11,300 SH PRIDE INTERNATIONAL INCCMN COMMON 74153q102 12,072 610,000 SH PTEK HOLDINGS INCCMN COMMON 69366m104 12,770 1,490,138 SH QUANTA SERVICES INCCMN COMMON 74762e102 10,961 1,811,700 SH RADCOM LTDCMN COMMON m81865103 2,516 1,935,540 SH RANGE RESOURCES CORPORATIONCMN COMMON 75281a109 24,302 1,389,462 SH SAFEGUARD SCIENTIFICSCMN COMMON 786449108 318 170,000 SH SERVICEMASTER COMPANYCMN COMMON 81760n109 13,439 1,045,000 SH SONICWALL INCCMN COMMON 835470105 6,760 1,000,000 SH SPECTRALINK CORPCMN COMMON 847580107 2,850 300,000 SH SPECTRUM CONTROL INCCMN COMMON 847615101 7,113 1,000,474 SH SUPERIOR ESSEX INCCMN COMMON 86815v105 9,464 645,977 SH TORTOISE ENERGY INFRASTRUCTURE COMMON 89147l100 13,398 515,300 SH USEC INCCMN COMMON 90333e108 17,626 1,699,754 SH WEBMETHODS INCCMN COMMON 94768c108 8,512 1,600,000 SH EMCORE CORPORATION5.00000000 0 CV 290846ac8 2,887 3,849,000 SH CANNELL CAPITAL LLC Managed Assets as of 9/30/2004 - -------------------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------------------------------------------------------- INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER DISCRETION MGRS SOLE SHARED NONE - -------------------------------------------------------------------------------- # OF EACH TYPE 1-800-FLOWERS.COMCMN CLASS A SOLE 1,836,945 264,700 ACME COMMUNICATIONS INCCMN SOLE 1,228,545 155,721 ACTUATE CORPORATIONCOMMON STOC SOLE 3,258,133 464,965 ALDERWOODS GROUP INCCMN SOLE 1,447,640 208,700 ALDILA INCCMN SOLE 87,481 14,984 ANALYTICAL SURVEYS INCCMN SOLE 183,858 - ANGELICA CORP.CMN SOLE 241,631 29,700 ATP OIL & GAS CORPCMN SOLE 10,400 1,500 CAPTARIS INCCMN SOLE 152,600 19,000 CARRIZO OIL & GAS INCCMN SOLE 447,299 64,000 CHEROKEE INTERNATIONAL CORPCMN SOLE 105,000 - COMFORT SYSTEMS USA INCCOMMON SOLE 1,374,800 201,000 CONRAD INDUSTRIES INCCMN SOLE 334,051 55,682 CONSOLIDATED-TOMOKA LAND CO SOLE 20,000 - CROWN HOLDINGS INCCMN SOLE 1,428,700 206,300 DATASTREAM SYSTEMS INCCMN SOLE 1,176,665 140,340 DYNAMEX INCCMN SOLE 421,312 59,955 EARTHLINK, INC.CMN SOLE 1,399,399 201,096 ENNIS INCCMN SOLE 343,600 51,200 FLOW INTERNATIONAL CORPCMN SOLE 216,568 - FTI CONSULTING INCCMN SOLE 791,000 114,000 FUNDTECH LTDCMN SOLE 1,309,737 193,617 GENERAL CABLE CORPCMN SOLE 1,522,800 217,200 GERBER SCIENTIFIC INCCMN SOLE 943,973 127,742 GLOBAL POWER EQUIPMENT INCCMN SOLE 3,492,165 380,500 HORNBECK OFFSHORE SERVICES INC SOLE 622,100 89,500 ICO INC DEP SHS REPSTG 1/4PFD SOLE 87,490 2,500 INPUT/OUTPUT INCCMN SOLE 420,779 59,621 INTERWOVEN INCCMN SOLE 1,188,078 165,355 JANUS CAP GROUP INCCMN SOLE 50,000 - KEY ENERGY SERVICES INCCMN SOLE 1,622,336 234,100 KEYNOTE SYSTEMS INCCMN SOLE 569,571 77,700 LAIDLAW INTERNATIONAL, INC.CMN SOLE 673,600 95,900 MAGNUM HUNTER RESOURCES INC.CM SOLE 1,669,971 240,800 MDC PARTNERS INCCMN CLASS A SU SOLE 608,600 78,500 METALS USA INCORPORATEDCMN SOLE 465,200 64,800 MVC CAPITAL INCMUTUAL FUND SOLE 1,691,200 194,400 NATCO GROUP INCCMN CLASS A SOLE 726,100 88,500 NATIONAL RESEARCH CORPCMN SOLE 556,440 42,560 NUANCE COMMUNICATIONS INCCMN SOLE 1,493,300 216,700 OCA INC.CMN SOLE 1,867,400 274,300 OCCIDENTAL PETROLEUM CORPCMN SOLE 5,000 - OHIO ART COCMN SOLE 24,200 - ON-ASSIGNMENT INCCMN SOLE 2,071,604 293,000 ONYX SOFTWARE CORPCMN SOLE 128,495 - OPINION RESEARCH CORPCMN SOLE 447,017 90,882 PACIFIC INTERNET LTDCMN SOLE 805,000 117,300 PARAMETRIC TECHNOLOGY CORPCMN SOLE 2,321,126 327,300 PC-TEL INCCMN SOLE 846,649 111,460 PICO HOLDINGS INCCMN SOLE 35,000 - PIONEER COMPANIES INCCMN SOLE 1,229,200 150,800 PLAYBOY ENTERPRISES INC CL-B(H SOLE 65,000 - PRG-SCHULTZ INTERNATIONAL INCC SOLE 3,693,887 526,800 PRICELINE COM INCCMN SOLE 9,900 1,400 PRIDE INTERNATIONAL INCCMN SOLE 533,218 76,782 PTEK HOLDINGS INCCMN SOLE 1,301,982 188,156 QUANTA SERVICES INCCMN SOLE 1,582,700 229,000 RADCOM LTDCMN SOLE 1,728,740 206,800 RANGE RESOURCES CORPORATIONCMN SOLE 1,161,773 227,689 SAFEGUARD SCIENTIFICSCMN SOLE 148,500 21,500 SERVICEMASTER COMPANYCMN SOLE 914,600 130,400 SONICWALL INCCMN SOLE 876,900 123,100 SPECTRALINK CORPCMN SOLE 261,840 38,160 SPECTRUM CONTROL INCCMN SOLE 869,455 131,019 SUPERIOR ESSEX INCCMN SOLE 568,006 77,971 TORTOISE ENERGY INFRASTRUCTURE SOLE 450,800 64,500 USEC INCCMN SOLE 1,486,454 213,300 WEBMETHODS INCCMN SOLE 1,409,735 190,265 EMCORE CORPORATION5.00000000 0 SOLE 3,487,000 362,000 -----END PRIVACY-ENHANCED MESSAGE-----