-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NSUshSmSgGLCjHhT6f8Wze4SzkS+CGnNmyf2fApKVGHIbnKcfLJo2eUnp7foiDpt I4fKSi/gGEKpKK7PVSQOlA== 0001058854-02-000168.txt : 20021114 0001058854-02-000168.hdr.sgml : 20021114 20021114171959 ACCESSION NUMBER: 0001058854-02-000168 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL CAPITAL LLC CENTRAL INDEX KEY: 0001058854 IRS NUMBER: 943366999 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06453 FILM NUMBER: 02826348 BUSINESS ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358300 MAIL ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT DATE OF NAME CHANGE: 19980330 13F-HR 1 cannell13f02-3q.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter September 30, 2002 Ended: -------------------- Check here if Amendment [|_|]; Amendment Number: ------ This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cannell Capital LLC ------------------------------------- Address: 150 California Street ------------------------------------- San Francisco, CA 94111 ------------------------------------- ------------------------------------- Form 13F File Number: 28- 6453 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Carlo Cannell ------------------------------------- Title: Managing Member ------------------------------------- Phone: 415-229-8115 ------------------------------------- Signature, Place, and Date of Signing: /s/ J. Carlo Cannell San Francisco, CA 11/14/2002 ------------------------ ------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry 71 Total: -------------- Form 13F Information Table value $ 551,589 Total: -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE CANNELL CAPITAL LLC Managed Assets as of 09/30/2002 - -------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - -------------------------------------------------------------------------------- TITLE OF CUSIP VALUE SHS OR SH/ PUT/ NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL - -------------------------------------------------------------------------------- ALDILA INCCMN COMMON 014384200 751 494,082 SH ALLIANCE SEMICONDUCTOR CORP COMMON 01877h100 6,189 1,628,700 SH ASCENTIAL SOFTWARE CORPCMN COMMON 04362p108 8,126 4,373,600 SH AVIGEN INC COMMON 053690103 6,666 840,600 SH BOSTON COMMUNICATIONS GROUP COMMON 100582105 13,234 1,282,400 SH CATO CORPORATION (THE)CMN CLA COMMON 149205106 8,541 450,000 SH COLUMBUS MCKINNON CORPCMN COMMON 199333105 4,410 838,400 SH COMTECH TELECOMM CORP NEW (+) COMMON 205826209 4,267 605,262 SH CONCERTO SOFTWARE INCCMN COMMON 20602t106 5,388 909,900 SH CONRAD INDUSTRIES INC COMMON 208305102 2,735 804,500 SH COPART INC COMMON 217204106 10,850 1,000,000 SH D & E COMMUNICATIONS, INCCMN COMMON 232860106 6,525 652,500 SH DATAMETRICS CORPCMN COMMON 238085203 321 1,337,057 SH ENNIS BUSINESS FORMS INC COMMON 293389102 10,088 773,000 SH FAIR ISAAC & CO INC COMMON 303250104 8,734 267,100 SH FUNDTECH LTD COMMON m47095100 6,736 1,924,700 SH GENCORP INC COMMON 368682100 10,604 1,054,100 SH GLOBAL POWER EQUIPMENT INCCMN COMMON 37941p108 15,035 3,199,000 SH HOOPER HOLMES INC COMMON 439104100 9,296 1,499,300 SH HUGOTON ROYALTY TRUST UNITSCMN COMMON 444717102 7,302 634,400 SH HYPERION SOLUTIONSCORPORATION COMMON 44914m104 12,631 688,324 SH ICO INC DEP SHS REPSTG 1/4PFD COMMON 449293307 624 45,890 SH INTER PARFUMS INC COMMON 458334109 6,185 925,675 SH INTERLINQ SOFTWARE CORPCMN COMMON 458753100 5,959 961,100 SH JOY GLOBAL INCCMN COMMON 481165108 6,503 783,500 SH KEY ENERGY SERVICES INCCMN COMMON 492914106 13,477 1,710,300 SH KEYNOTE SYSTEMS INCCMN COMMON 493308100 10,536 1,608,500 SH LADISH COMPANY INCCMN COMMON 505754200 6,919 1,115,900 SH MAPICS INC COMMON 564910107 8,521 1,521,620 SH MERCURY COMPUTER SYSTEMS INC COMMON 589378108 11,800 500,000 SH METASOLV INCCMN COMMON 59139p104 2,568 1,678,200 SH METRO ONE TELECOMMUNICATIONS COMMON 59163f105 1,529 179,900 SH MULTEX.COMCOMMON SHARES COMMON 625367107 11,491 3,647,864 SH NATIONAL RESEARCH CORP COMMON 637372103 5,202 712,600 SH OPINION RESEARCH CORPCMN COMMON 683755102 2,324 479,099 SH ORPHAN MEDICAL INC COMMON 687303107 4,158 533,022 SH PACTIV CORPORATIONCMN COMMON 695257105 16,532 1,005,000 SH PC-TEL INCCMN COMMON 69325q105 7,790 1,495,126 SH PEDIATRIC SVCS OF AMERICACMN COMMON 705323103 5,000 926,000 SH PEDIATRIX MEDICAL GROUP INC COMMON 705324101 9,142 295,000 SH PINNACLE SYSTEMS INC COMMON 723481107 9,157 847,900 SH PRIDE INTERNATIONAL INCCMN COMMON 74153q102 28,328 2,179,100 SH QUALITY SYSTEMS INC COMMON 747582104 4,046 239,400 SH RADCOM LTD COMMON m81865103 877 1,308,340 SH RANGE RESOURCES CORPORATION COMMON 75281a109 23,310 4,980,700 SH SOUTHWESTERN ENERGY CO. COMMON 845467109 18,554 1,546,200 SH SPECTRALINK CORP COMMON 847580107 6,826 1,199,700 SH SPECTRIAN CORP COMMON 847608106 1,097 371,900 SH SPECTRUM CONTROL INC COMMON 847615101 7,155 1,466,186 SH SPORTS AUTHORITYCOMMON STOCK COMMON 849176102 8,567 1,435,000 SH STEWART & STEVENSON SVCSCMN COMMON 860342104 7,437 759,400 SH STEWART ENTERPRISES INCCLASS A COMMON 860370105 10,727 2,103,300 SH STILWELL FINL INCCMN COMMON 860831106 7,931 657,100 SH TETRA TECHNOLOGIES INC (DEL) COMMON 88162f105 7,804 387,300 SH THE FIRST YEARS INC COMMON 337610109 5,180 539,600 SH TIMBERLINE SOFTWARE CORP COMMON 887134104 7,029 1,467,500 SH TRIMBLE NAVIGATION LTD COMMON 896239100 4,817 486,600 SH U S PHYSICAL THERAPY INC COMMON 90337l108 3,429 325,000 SH VISX, INC.CMN COMMON 92844s105 7,846 850,000 SH WASHINGTON GROUP INTERNATION COMMON 938862208 8,402 635,100 SH S3 INCORPORATED SUB NT CONV CV 784849ac5 1,610 11,500,000 SH CENTRAL GARDEN & PET CO SUB NT CV 153527ac0 6,301 6,589,000 SH PREMIERE TECHNOLOGIES SUB NTCV CV 74058fac6 13,558 15,765,000 SH AMERITRADE HOLDINGS CORPCONV S CV 03072hab5 13,481 16,851,000 SH VITESSE SEMICONDUCTR CORP.4.00 CV 928497ab2 1,969 2,739,000 SH INTERIM SERVICES INC CNVSUB 4. CV 45868paa8 204 250,000 SH NATURAL MICROSYSTEMS CORP5.000 CV 638882aa8 1,740 3,000,000 SH I2 TECHNOLOGIES INC5.25000000 CV 465754af6 4,533 7,782,000 SH TERAYON COMM SYSTEMS INC5.0000 CV 880775ac5 7,395 12,750,000 SH NEXTEL COMMUNICATIONS INC.6.00 CV 65332vbc6 11,762 16,393,400 SH ASPECT TELECOMMUNICATIONCV 0% CV 045237ae4 15,828 47,425,000 SH CANNELL CAPITAL LLC Managed Assets as of 09/30/2002 - -------------------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------------------------------------------------------- INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER DISCRETION MGRS SOLE SHARED NONE - -------------------------------------------------------------------------------- # OF EACH TYPE ALDILA INCCMN SOLE 428,416 65,666 ALLIANCE SEMICONDUCTOR CORP SOLE 1,458,500 170,200 ASCENTIAL SOFTWARE CORPCMN SOLE 3,854,200 519,400 AVIGEN INC SOLE 771,000 69,600 BOSTON COMMUNICATIONS GROUP SOLE 1,094,100 188,300 CATO CORPORATION (THE)CMN CLA SOLE 380,600 69,400 COLUMBUS MCKINNON CORPCMN SOLE 723,700 114,700 COMTECH TELECOMM CORP NEW (+) SOLE 521,089 84,173 CONCERTO SOFTWARE INCCMN SOLE 771,300 138,600 CONRAD INDUSTRIES INC SOLE 698,700 105,800 COPART INC SOLE 870,500 129,500 D & E COMMUNICATIONS, INCCMN SOLE 557,600 94,900 DATAMETRICS CORPCMN SOLE 1,337,057 - ENNIS BUSINESS FORMS INC SOLE 666,800 106,200 FAIR ISAAC & CO INC SOLE 228,400 38,700 FUNDTECH LTD SOLE 1,692,900 231,800 GENCORP INC SOLE 933,900 120,200 GLOBAL POWER EQUIPMENT INCCMN SOLE 2,786,400 412,600 HOOPER HOLMES INC SOLE 1,285,700 213,600 HUGOTON ROYALTY TRUST UNITSCMN SOLE 631,200 3,200 HYPERION SOLUTIONSCORPORATION SOLE 608,224 80,100 ICO INC DEP SHS REPSTG 1/4PFD SOLE 45,890 - INTER PARFUMS INC SOLE 771,925 153,750 INTERLINQ SOFTWARE CORPCMN SOLE 753,812 207,288 JOY GLOBAL INCCMN SOLE 686,700 96,800 KEY ENERGY SERVICES INCCMN SOLE 1,479,800 230,500 KEYNOTE SYSTEMS INCCMN SOLE 1,370,500 238,000 LADISH COMPANY INCCMN SOLE 963,600 152,300 MAPICS INC SOLE 1,310,520 211,100 MERCURY COMPUTER SYSTEMS INC SOLE 430,300 69,700 METASOLV INCCMN SOLE 1,431,700 246,500 METRO ONE TELECOMMUNICATIONS SOLE 179,900 - MULTEX.COMCOMMON SHARES SOLE 3,147,064 500,800 NATIONAL RESEARCH CORP SOLE 586,540 126,060 OPINION RESEARCH CORPCMN SOLE 388,717 90,382 ORPHAN MEDICAL INC SOLE 453,475 79,547 PACTIV CORPORATIONCMN SOLE 884,200 120,800 PC-TEL INCCMN SOLE 1,264,709 230,417 PEDIATRIC SVCS OF AMERICACMN SOLE 804,400 121,600 PEDIATRIX MEDICAL GROUP INC SOLE 251,400 43,600 PINNACLE SYSTEMS INC SOLE 726,000 121,900 PRIDE INTERNATIONAL INCCMN SOLE 1,946,418 232,682 QUALITY SYSTEMS INC SOLE 201,300 38,100 RADCOM LTD SOLE 1,118,040 190,300 RANGE RESOURCES CORPORATION SOLE 4,288,330 692,370 SOUTHWESTERN ENERGY CO. SOLE 1,382,689 163,511 SPECTRALINK CORP SOLE 1,043,900 155,800 SPECTRIAN CORP SOLE 352,800 19,100 SPECTRUM CONTROL INC SOLE 1,272,686 193,500 SPORTS AUTHORITYCOMMON STOCK SOLE 1,271,600 163,400 STEWART & STEVENSON SVCSCMN SOLE 680,400 79,000 STEWART ENTERPRISES INCCLASS A SOLE 1,796,200 307,100 STILWELL FINL INCCMN SOLE 562,400 94,700 TETRA TECHNOLOGIES INC (DEL) SOLE 353,200 34,100 THE FIRST YEARS INC SOLE 448,100 91,500 TIMBERLINE SOFTWARE CORP SOLE 1,277,430 190,070 TRIMBLE NAVIGATION LTD SOLE 409,700 76,900 U S PHYSICAL THERAPY INC SOLE 325,000 - VISX, INC.CMN SOLE 730,500 119,500 WASHINGTON GROUP INTERNATIONAL SOLE 538,500 96,600 S3 INCORPORATED SUB NT CONV SOLE 9,903,900 1,596,100 CENTRAL GARDEN & PET CO SUB NT SOLE 5,449,000 1,140,000 PREMIERE TECHNOLOGIES SUB NTCV SOLE 13,397,300 2,367,700 AMERITRADE HOLDINGS CORPCONV S SOLE 14,667,300 2,183,700 VITESSE SEMICONDUCTR CORP.4.00 SOLE 2,739,000 - INTERIM SERVICES INC CNVSUB 4. SOLE 250,000 - NATURAL MICROSYSTEMS CORP5.000 SOLE 3,000,000 - I2 TECHNOLOGIES INC5.25000000 SOLE 6,912,100 869,900 TERAYON COMM SYSTEMS INC5.0000 SOLE 10,989,400 1,760,600 NEXTEL COMMUNICATIONS INC.6.00 SOLE 13,766,400 2,627,000 ASPECT TELECOMMUNICATIONCV 0% SOLE 40,265,200 7,159,800 -----END PRIVACY-ENHANCED MESSAGE-----