-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UL7dE5oba1RSvJ2aToZEiR5S5PKb1R8i6eZSJst5lpD0qETnj5KWA03UzmKecS3x X4JsBr/1IdmnB7KlFBc+9Q== 0001058854-02-000131.txt : 20020814 0001058854-02-000131.hdr.sgml : 20020814 20020814185440 ACCESSION NUMBER: 0001058854-02-000131 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL CAPITAL LLC CENTRAL INDEX KEY: 0001058854 IRS NUMBER: 943366999 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06453 FILM NUMBER: 02738674 BUSINESS ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358300 MAIL ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT DATE OF NAME CHANGE: 19980330 13F-HR 1 cannell13f02-2q.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter June 30, 2002 Ended: ---------------- Check here if Amendment [|_|]; Amendment Number: ------ This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cannell Capital LLC ------------------------------------- Address: 150 California Street ------------------------------------- San Francisco, CA 94111 ------------------------------------- ------------------------------------- Form 13F File Number: 28- 6453 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Carlo Cannell ------------------------------------- Title: Managing Member ------------------------------------- Phone: 415-229-8115 ------------------------------------- Signature, Place, and Date of Signing: /s/ J. Carlo Cannell San Francisco, CA 8/12/2002 ------------------------ ------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry 83 Total: -------------- Form 13F Information Table value $ 698,849 Total: -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE CANNELL CAPITAL LLC Managed Assets as of 06/30/2002 - -------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - -------------------------------------------------------------------------------- TITLE OF CUSIP VALUE SHS OR SH/ PUT/ NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL - -------------------------------------------------------------------------------- ALDILA INCCMN COMMON 014384200 786 494,082 SH ALLIANCE SEMICONDUCTOR CORP COMMON 01877h100 9,789 1,378,700 SH AMCOL INTERNATIONAL CORP COMMON 02341w103 5,403 788,800 SH ASCENTIAL SOFTWARE CORPCMN COMMON 04362p108 9,887 3,543,600 SH BOSTON COMMUNICATIONS GROUP COMMON 100582105 12,463 1,550,100 SH CARPARTS TECHNOLOGIES INCCMN COMMON 14426p101 - 4,274 SH CATO CORPORATION (THE)CMN CLA COMMON 149205106 11,150 500,000 SH CENTERSPAN COMMUNICATIONS CORP COMMON 152012100 114 24,800 SH COLUMBUS MCKINNON CORPCMN COMMON 199333105 6,691 774,400 SH COMTECH TELECOMM CORP NEW COMMON 205826209 3,588 520,000 SH CONCERTO SOFTWARE INCCMN COMMON 20602t106 6,102 968,500 SH CONCORD CAMERA CORP COMMON 206156101 3,086 605,000 SH CONRAD INDUSTRIES INC COMMON 208305102 3,102 827,100 SH COPART INC COMMON 217204106 6,651 409,800 SH CASCADE CORPORATION COMMON 147195101 4,751 306,500 SH D & E COMMUNICATIONS, INCCMN COMMON 232860106 5,938 565,000 SH ECLIPSYS CORPCMN COMMON 278856109 562 85,700 SH EL PASO CORPCMN COMMON 28336l109 15,973 775,000 SH ENNIS BUSINESS FORMS INC COMMON 293389102 8,758 671,100 SH FAIR ISAAC & CO INC COMMON 303250104 3,622 110,200 SH FUNDTECH LTD COMMON m47095100 5,307 1,326,800 SH GENCORP INC COMMON 368682100 15,074 1,054,100 SH GIVEN IMAGINGCMN COMMON m52020100 120 10,000 SH GLOBAL POWER EQUIPMENT INCCMN COMMON 37941p108 18,889 1,908,000 SH GOODY'S FAMILY CLOTHING COMMON 382588101 2,884 250,100 SH HOOPER HOLMES INC COMMON 439104100 16,102 2,012,800 SH HUB GROUP, INCCMN CLASS A COMMON 443320106 928 100,300 SH HUGOTON ROYALTY TRUST UNITSCMN COMMON 444717102 9,969 940,500 SH HYPERION SOLUTIONSCORPORATION COMMON 44914m104 16,840 923,400 SH ICO INC DEP SHS REPSTG 1/4PFD COMMON 449293307 436 45,890 SH IMAGISTICS INTERNATIONAL INCCM COMMON 45247t104 12,088 563,000 SH INFOUSA INC UNIT BEN 456818301 3,711 678,300 SH INTER PARFUMS INC COMMON 458334109 6,802 978,675 SH INTERLINQ SOFTWARE CORP COMMON 458753100 1,394 961,100 SH JOY GLOBAL INCCMN COMMON 481165108 12,421 716,300 SH KEY ENERGY SERVICES INCCMN COMMON 492914106 17,958 1,710,300 SH KEYNOTE SYSTEMS INCCMN COMMON 493308100 11,774 1,608,500 SH LADISH COMPANY (NEW) COMMON 505754200 10,276 842,300 SH MAPICS INC COMMON 564910107 10,198 1,824,400 SH MERCURY COMPUTER SYSTEMS INC COMMON 589378108 16,550 799,500 SH METASOLV INCCMN COMMON 59139p104 7,609 1,906,900 SH MRO SOFTWARE INCCMN COMMON 55347w105 6,778 595,600 SH MULTEX.COMCOMMON SHARES COMMON 625367107 13,856 3,395,964 SH NATIONAL RESEARCH CORP COMMON 637372103 5,059 712,600 SH OPINION RESEARCH CORPCMN COMMON 683755102 2,781 473,899 SH ORPHAN MEDICAL INC COMMON 687303107 4,848 513,000 SH PACTIV CORPORATIONCMN COMMON 695257105 23,526 988,500 SH PC-TEL INCCMN COMMON 69325q105 10,366 1,531,426 SH PEDIATRIC SVCS OF AMERICACMN COMMON 705323103 5,267 750,300 SH PEDIATRIX MEDICAL GROUP INC COMMON 705324101 12,125 485,000 SH PINNACLE SYSTEMS INC COMMON 723481107 13,154 1,197,000 SH PRIDE INTERNATIONAL INCCMN COMMON 74153q102 28,103 1,794,600 SH QUALITY SYSTEMS INC COMMON 747582104 5,667 336,300 SH RADCOM LTD COMMON m81865103 915 1,308,340 SH RANGE RESOURCES CORPORATION COMMON 75281a109 22,085 3,943,800 SH S I TECHNOLOGIES INCCMN COMMON 783978109 594 400,200 SH SOMERA COMMUNICATIONS INCCMN COMMON 834458101 4,450 623,200 SH SOUTHWESTERN ENERGY CO. COMMON 845467109 21,208 1,396,200 SH SPECTRALINK CORP COMMON 847580107 12,271 1,153,300 SH SPECTRUM CONTROL INC COMMON 847615101 8,157 1,348,286 SH SPORTS AUTHORITYCOMMON STOCK COMMON 849176102 13,162 1,158,600 SH STEWART & STEVENSON SVCS COMMON 860342104 9,823 553,700 SH STEWART ENTERPRISES INCCLASS A COMMON 860370105 13,570 2,130,300 SH STILWELL FINL INCCMN COMMON 860831106 6,661 366,000 SH THE FIRST YEARS INC COMMON 337610109 5,842 541,400 SH TIMBERLINE SOFTWARE CORP COMMON 887134104 7,983 1,467,500 SH TRICO MARINE SERVICES INC COMMON 896106101 1,123 165,400 SH TRIMBLE NAVIGATION LTD COMMON 896239100 10,740 692,900 SH U S PHYSICAL THERAPY INC COMMON 90337l108 7,054 347,300 SH VIRTUAL COMMUNITIES INCCMN COMMON 92825d101 2 258,900 SH VISX, INC.CMN COMMON 92844s105 15,077 1,383,200 SH WASHINGTON GROUP INTERNATIONAL COMMON 938862208 15,497 704,400 SH S3 INCORPORATED SUB NT CONV CV 784849ac5 5,362 11,500,000 SH CENTRAL GARDEN & PET CO SUB NT CV 153527ac0 6,136 6,589,000 SH PREMIERE TECHNOLOGIES SUB NTCV CV 74058fac6 13,006 15,765,000 SH AMERITRADE HOLDINGS CORPCONV S CV 03072hab5 13,986 16,851,000 SH ADELPHIA COMMUNICATIONS CORP CV 006848bg9 723 8,500,000 SH I2 TECHNOLOGIES INC CV 465754af6 3,402 4,800,000 SH REDBACK NETWORKS INC CV 757209ab7 2,675 6,523,800 SH TERAYON COMM SYSTEMS INC CV 880775ac5 5,225 10,450,000 SH NEXTEL COMMUNICATIONS INC. CV 65332vbc6 7,520 16,393,400 SH ASPECT TELECOMMUNICATIONCV CV 045237ae4 16,243 47,425,000 SH ADELPHIA COMMUNICATIONS CORP CV 006848bh7 1,084 12,047,600 SH CANNELL CAPITAL LLC Managed Assets as of 06/30/2002 - -------------------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------------------------------------------------------- INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER DISCRETION MGRS SOLE SHARED NONE - -------------------------------------------------------------------------------- # OF EACH TYPE ALDILA INCCMN SOLE 428,416 65,666 ALLIANCE SEMICONDUCTOR CORP SOLE 1,176,500 202,200 AMCOL INTERNATIONAL CORP SOLE 658,500 130,300 ASCENTIAL SOFTWARE CORPCMN SOLE 3,024,200 519,400 BOSTON COMMUNICATIONS GROUP SOLE 1,350,600 199,500 CARPARTS TECHNOLOGIES INCCMN SOLE 4,274 - CATO CORPORATION (THE)CMN CLA SOLE 414,300 85,700 CENTERSPAN COMMUNICATIONS CORP SOLE 24,800 - COLUMBUS MCKINNON CORPCMN SOLE 660,600 113,800 COMTECH TELECOMM CORP NEW SOLE 438,827 81,173 CONCERTO SOFTWARE INCCMN SOLE 821,000 147,500 CONCORD CAMERA CORP SOLE 516,100 88,900 CONRAD INDUSTRIES INC SOLE 718,300 108,800 COPART INC SOLE 349,500 60,300 Cascade Corporation SOLE 252,600 53,900 D & E COMMUNICATIONS, INCCMN SOLE 482,200 82,800 ECLIPSYS CORPCMN SOLE 72,900 12,800 EL PASO CORPCMN SOLE 660,600 114,400 ENNIS BUSINESS FORMS INC SOLE 550,500 120,600 FAIR ISAAC & CO INC SOLE 93,800 16,400 FUNDTECH LTD SOLE 1,134,700 192,100 GENCORP INC SOLE 933,900 120,200 GIVEN IMAGINGCMN SOLE 8,500 1,500 GLOBAL POWER EQUIPMENT INCCMNS SOLE 1,622,700 285,300 GOODY'S FAMILY CLOTHING SOLE 213,400 36,700 HOOPER HOLMES INC SOLE 1,727,900 284,900 HUB GROUP, INCCMN CLASS A SOLE 85,800 14,500 HUGOTON ROYALTY TRUST UNITSCMN SOLE 935,800 4,700 HYPERION SOLUTIONSCORPORATION SOLE 787,500 135,900 ICO INC DEP SHS REPSTG 1/4PFD SOLE 45,890 - IMAGISTICS INTERNATIONAL INCCM SOLE 469,900 93,100 INFOUSA INC SOLE 570,500 107,800 INTER PARFUMS INC SOLE 815,225 163,450 INTERLINQ SOFTWARE CORP SOLE 753,812 207,288 JOY GLOBAL INCCMN SOLE 611,500 104,800 KEY ENERGY SERVICES INCCMN SOLE 1,479,800 230,500 KEYNOTE SYSTEMS INCCMN SOLE 1,370,500 238,000 LADISH COMPANY (NEW) SOLE 719,400 122,900 MAPICS INC SOLE 1,575,100 249,300 MERCURY COMPUTER SYSTEMS INC SOLE 688,000 111,500 METASOLV INCCMN SOLE 1,626,800 280,100 MRO SOFTWARE INCCMN SOLE 516,700 78,900 MULTEX.COMCOMMON SHARES SOLE 2,903,964 492,000 NATIONAL RESEARCH CORP SOLE 586,540 126,060 OPINION RESEARCH CORPCMN SOLE 384,017 89,882 ORPHAN MEDICAL INC SOLE 428,053 84,947 PACTIV CORPORATIONCMN SOLE 867,700 120,800 PC-TEL INCCMN SOLE 1,284,909 246,517 PEDIATRIC SVCS OF AMERICACMN SOLE 648,200 102,100 PEDIATRIX MEDICAL GROUP INC SOLE 413,400 71,600 PINNACLE SYSTEMS INC SOLE 1,024,400 172,600 PRIDE INTERNATIONAL INCCMN SOLE 1,584,518 210,082 QUALITY SYSTEMS INC SOLE 282,700 53,600 RADCOM LTD SOLE 1,118,040 190,300 RANGE RESOURCES CORPORATION SOLE 3,421,430 522,370 S I TECHNOLOGIES INCCMN SOLE 400,200 - SOMERA COMMUNICATIONS INCCMN SOLE 529,200 94,000 SOUTHWESTERN ENERGY CO. SOLE 1,238,089 158,111 SPECTRALINK CORP SOLE 1,002,600 150,700 SPECTRUM CONTROL INC SOLE 1,161,086 187,200 SPORTS AUTHORITYCOMMON STOCK SOLE 966,100 192,500 STEWART & STEVENSON SVCS SOLE 476,300 77,400 STEWART ENTERPRISES INCCLASS SOLE 1,854,400 275,900 STILWELL FINL INCCMN SOLE 312,400 53,600 THE FIRST YEARS INC SOLE 449,900 91,500 TIMBERLINE SOFTWARE CORP SOLE 1,277,430 190,070 TRICO MARINE SERVICES INC SOLE 133,800 31,600 TRIMBLE NAVIGATION LTD SOLE 592,200 100,700 U S PHYSICAL THERAPY INC SOLE 290,050 57,250 VIRTUAL COMMUNITIES INCCMN SOLE 258,900 - VISX, INC.CMN SOLE 1,209,700 173,500 WASHINGTON GROUP INTERNATIONAL SOLE 597,200 107,200 S3 INCORPORATED SUB NT CONV SOLE 9,903,900 1,596,100 CENTRAL GARDEN & PET CO SUB NT SOLE 5,449,000 1,140,000 PREMIERE TECHNOLOGIES SUB NTCV SOLE 13,397,300 2,367,700 AMERITRADE HOLDINGS CORPCONV SOLE 14,667,300 2,183,700 ADELPHIA COMMUNICATIONS CORP SOLE 7,251,200 1,248,800 I2 TECHNOLOGIES INC SOLE 4,090,700 709,300 REDBACK NETWORKS INC SOLE 5,566,400 957,400 TERAYON COMM SYSTEMS INC SOLE 8,784,200 1,665,800 NEXTEL COMMUNICATIONS INC. SOLE 13,766,400 2,627,000 ASPECT TELECOMMUNICATIONCV SOLE 40,265,200 7,159,800 ADELPHIA COMMUNICATIONS CORP SOLE 10,274,600 1,773,000 -----END PRIVACY-ENHANCED MESSAGE-----