-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MYgbMupQ/emsZc9+0XSU0zKz/9+2ujA8c+lkBP757yZsHpC8zA9tWR2ucbvJX9cQ 0hIAN6KLDyLqBDZvD4qdKg== 0000912057-01-513306.txt : 20010509 0000912057-01-513306.hdr.sgml : 20010509 ACCESSION NUMBER: 0000912057-01-513306 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL CAPITAL LLC CENTRAL INDEX KEY: 0001058854 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943366999 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06453 FILM NUMBER: 1624257 BUSINESS ADDRESS: STREET 1: 600 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4158358300 MAIL ADDRESS: STREET 1: 600 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER COMPANY: FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT DATE OF NAME CHANGE: 19980330 13F-HR 1 a2048063z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 --------------------- Check here if Amendment [/ /]; Amendment Number: ---------- This Amendment (Check only one.): [/ /] is a restatement. [/ /] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cannell Capital LLC -------------------------------------------------------------- Address: 600 California Street -------------------------------------------------------------- San Francisco, CA 94108 -------------------------------------------------------------- Form 13F File Number: 28- -------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Carlo Cannell -------------------------------------------------------------- Title: Managing Member -------------------------------------------------------------- Phone: (415) 835-8300 -------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Carlo Cannell San Francisco, CA 05/03/01 ----------------------------------------- ------------------------------------------- --------------- [Signature] [City, State] [Date]
Report Type (Check only one.): [/X/] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [/ /] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [/ /] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 66 ------------------- Form 13F Information Table value Total: $ 213,085 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE CANNELL CAPITAL LLC Managed Assets as of 12/31/2000
- ----------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------------------------------------------------------------------------------------------------------- VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- 3TEC ENERGY CORP. COMMON 88575r308 10,797 608,300 SH SOLE 520,100 88,200 0 ALDILA INC. COMMON 014384101 2,003 1,526,250 SH SOLE 1,333,350 192,900 0 AMERICA SERVICE GROUP INC COMMON 02364l109 10,543 405,500 SH SOLE 405,500 0 0 AMERICAN TECHNOLOGY CORP. COMMON 030145205 101 47,500 SH SOLE 47,500 0 0 APPLIED INNOVATION INC COMMON 037916103 2,801 327,100 SH SOLE 276,100 51,000 0 ASHWORTH INC COMMON 04516h101 1,950 300,000 SH SOLE 255,800 44,200 0 CALIFORNIA MICRO DEVICES CORP COMMON 130439102 3,006 437,200 SH SOLE 372,000 65,200 0 CAM COMMERCE SOLUTIONS INC COMMON 131916108 119 33,900 SH SOLE 33,900 0 0 CASCADE CORP COMMON 147195101 3,604 224,400 SH SOLE 187,900 36,500 0 COMTECH TELECOMMUNICATIONS CORP COMMON 205826209 5,680 365,000 SH SOLE 292,600 72,400 0 CONRAD INDUSTRIES INC COMMON 208305102 3,731 648,852 SH SOLE 553,452 95,400 0 DRESS BARN INC COMMON 261570105 8,543 294,587 SH SOLE 248,987 45,600 0 FIBERSTARS INC COMMON 315662106 3,677 494,400 SH SOLE 467,100 27,300 0 FIRST YEARS INC COMMON 337610109 2,360 292,700 SH SOLE 247,800 44,900 0 FTI CONSULTING INC COMMON 302941109 2,634 257,000 SH SOLE 219,000 38,000 0 HOOPER HOLMES INC COMMON 439104100 5,761 520,900 SH SOLE 442,000 78,900 0 HUGOTON ROYALTY TRUST UNIT BEN INT 444717102 2,798 185,000 SH SOLE 185,000 0 0 ICO INC. PFD CV 449293307 662 44,890 SH SOLE 44,890 0 0 INTEGRATED BUSINESS SYSTEMS & SERVICES COMMON 45810x102 1,383 368,800 SH SOLE 368,800 0 0 INTERNATIONAL PARFUMS INC COMMON 458334109 2,995 335,050 SH SOLE 302,350 32,700 0 INTERDENT INC COMMON 45865r109 898 718,100 SH SOLE 590,800 127,300 0 INTERLINQ SOFTWARE CORP COMMON 458753100 1,586 780,800 SH SOLE 628,600 152,200 0 KENNEDY-WILSON INC COMMON 489399204 1,750 400,000 SH SOLE 342,600 57,400 0 MAPICS INC COMMON 564910107 3,481 696,100 SH SOLE 596,200 99,900 0 METRO ONE TELECOMMUNICATIONS COMMON 59163f105 15,988 639,500 SH SOLE 537,900 101,600 0 MOBIUS MANAGEMENT SYSTEMS INC COMMON 606925105 1,859 874,900 SH SOLE 740,300 134,600 0 NATIONAL RESEARCH CORP COMMON 637372103 2,154 538,500 SH SOLE 456,500 82,000 0 NAVIDEC INC COMMON 63934q101 927 380,300 SH SOLE 317,100 63,200 0 NETWORK EQUIPMENT TECHNOLOGIES INC COMMON 641208103 2,544 395,200 SH SOLE 334,300 60,900 0 NORSAT INTERNATIONAL INC COMMON 656512100 2,983 974,200 SH SOLE 974,200 0 0 NS GROUP INC COMMON 628916108 189 20,000 SH SOLE 12,400 7,600 0 OPINION RESEARCH CORP COMMON 683755102 2,720 565,289 SH SOLE 484,800 80,489 0 OVERLAND DATA INC COMMON 690213103 1,588 200,000 SH SOLE 165,500 34,500 0 PC-TEL INC COMMON 69325q105 430 40,000 SH SOLE 34,500 5,500 0 PHOENIX TECHNOLOGY LTD COMMON 719153108 3,483 258,300 SH SOLE 219,800 38,500 0 PINNACLE SYSTEMS INC COMMON 723481107 5,430 736,210 SH SOLE 624,210 112,000 0 QUALITY SYSTEMS INC COMMON 747582104 2,870 370,300 SH SOLE 316,300 54,000 0 QUICKSILVER RESOURCES COMMON 74837R104 914 95,000 SH SOLE 81,900 13,100 0 RADCOM LTD ORD m81865103 2,906 1,056,840 SH SOLE 900,040 156,800 0 RIGHT START INC COMMON 766574206 216 172,700 SH SOLE 146,900 25,800 0 SBE INC COMMON 783873201 1,037 296,200 SH SOLE 253,200 43,000 0 SI TECHNOLOGIES INC COMMON 783978109 732 532,500 SH SOLE 532,500 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 4,173 402,200 SH SOLE 328,200 74,000 0 SPECTRALINK CORP COMMON 847580107 3,637 251,900 SH SOLE 213,200 38,700 0 SSE TELECOM INC COMMON 784652109 438 500,000 SH SOLE 443,700 56,300 0 STONEPATH GROUP INC COMMON 861837102 155 309,900 SH SOLE 301,900 8,000 0 SUNQUEST INFORMATION SYSTEMS INC COMMON 867654105 3,380 378,200 SH SOLE 320,600 57,600 0
- ----------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------------------------------------------------------------------------------------------------------- VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- TIMBERLINE SOFTWARE CORP COMMON 887134104 1,848 518,600 SH SOLE 428,600 90,000 0 TRICO MARINE SERVICES INC COMMON 896106101 7,693 498,300 SH SOLE 411,500 86,800 0 U S PHYSICAL THERAPY COMMON 90337l108 11,174 470,500 SH SOLE 409,900 60,600 0 UNIFAB INTERNATIONAL INC COMMON 90467l100 3,800 400,000 SH SOLE 343,700 56,300 0 UROCOR INC COMMON 91727p105 8,232 940,833 SH SOLE 773,833 167,000 0 VIRATA CORP COMMON 927646109 848 78,000 SH SOLE 66,100 11,900 0 VIRTUAL CMNTYS INC COM COMMON 92825d101 4 258,900 SH SOLE 258,900 0 0 VISX INC COMMON 92844s105 3,549 340,000 SH SOLE 290,000 50,000 0 WEBHIRE INC COMMON 94768w104 1,220 1,394,300 SH SOLE 1,188,700 205,600 0 ASSISTED LIVING CONCEPTS INC SB DB CV 04543lad1 163 3750 SH SOLE 3,750 0 0 ASSISTED LIVING CONCEPTS INC SB DB CV 04543lae9 2,107 46950 SH SOLE 41,950 5,000 0 ASSISTED LIVING CONCEPTS INC SB DB CV 04543lag4 884 19700 SH SOLE 16,000 3,700 0 CENTRAL GARDEN & PET CO SUB NT CONV 153527ac0 4,271 65710 SH SOLE 55,595 10,115 0 AGNICO EAGLE MINES LTD SRNT CONV 008474aa6 4,095 60000 SH SOLE 51,250 8,750 0 KENT ELECTRS CORP SUBNT CV 490553aa2 4,770 56660 SH SOLE 48,660 8,000 0 FRIEDE GOLDMAN HALTER INC SR SB NTCV 358430aa4 6,008 115540 SH SOLE 92,660 22,880 0 PETSMART INC SB NT CV 716768ab2 5,263 82000 SH SOLE 70,500 11,500 0 INTERNET CAP GROUP INC SUB NT CV 46059caa4 1,150 50000 SH SOLE 42,320 7,680 0 VIROPHARMA INC SB NT CV 928241ac2 2,390 81000 SH SOLE 81,000 0 0 213,085
-----END PRIVACY-ENHANCED MESSAGE-----