X0201 3/A 2003-08-28 2003-09-04 0 0001058828 HYPERTENSION DIAGNOSTICS INC /MN HDII 0001261299 STERN ALAN 2915 WATERS ROAD, SUITE 108 EAGAN MN 55121 1 0 0 0 Common Stock 687436 I By Self as Trustee of Stern Trust Series A Preferred Stock 0.14 Common Stock 33279 I By Self as Trustee of Stern Trust Common Stock Warrant (right to buy) 0.17 2004-05-28 Common Stock 529236 I By Self as Trustee of Stern Trust Common Stock Warrant (right to buy) 0.22 2005-02-28 Common Stock 423389 I By Self as Trustee of Stern Trust Common Stock Warrant (right to buy) 0.30 2008-08-28 Common Stock 370466 I By Self as Trustee of Stern Trust Series A Preferred Stock (right to buy) 2.04 2004-05-28 Series A Preferred Stock 33279 I By Self as Trustee of Stern Trust Series A Preferred Stock (right to buy) 2.64 2005-02-28 Series A Preferred Stock 26624 I By Self as Trustee of Stern Trust Series A Preferred Stock (right to buy) 3.60 2008-08-28 Series A Preferred Stock 23296 I By Self as Trustee of Stern Trust Immediately. Not applicable. Subject to adjustment as provided in the Certificate of Designation, Preferences and Rights of Series A Convertible Preferred Stock. These warrants are exercisable if and only at such time as the holders of voting securities of the Company approve of an amendment to the Company's Articles of Incorporation to increase in the number of shares of common stock authorized (the "Proposal"). In the event the Proposal is not approved, the warrant shall be exercisable for such number of shares of Series A Preferred Stock equal to the number of shares of Common Stock for which the warrant is currently exercisable, divided by 12. "Stern Trust" shall mean the Alan and Lisa Stern Family Living Trust. See attached Exhibit 24 for Power of Attorney Julie Stewart, by power of attorney 2003-09-17