X0201 4/A 2003-08-28 2003-09-02 0 0001058828 HYPERTENSION DIAGNOSTICS INC /MN HDII 0001096058 COHN JAY N MD 2915 WATERS ROAD, SUITE 108 EAGAN MN 55121 1 0 0 0 Common stock 2003-08-28 4 P 0 610676 0 A 702350 D Common Stock 12500 I By wife Common Stock Warrant (right to buy) 0.17 2003-08-28 4 P 0 610676 0 A 2004-05-28 Common Stock 610676 0 D Common Stock Warrant (right to buy) 0.22 2003-08-28 4 P 0 488542 0 A 2005-02-28 Common Stock 488542 0 D Common Stock Warrant (right to buy) 0.30 2003-08-28 4 P 0 427474 0 A 2008-08-28 Common Stock 427474 0 D Series A Preferred Stock Warrant (right to buy) 2.04 2003-08-28 4 P 0 38400 0 A 2004-05-28 Series A Preferred Stock 38400 0 D Series A Preferred Stock Warrant (right to buy) 2.64 2003-08-28 4 P 0 30720 0 A 2005-02-28 Series A Preferred Stock 30720 0 D Series A Preferred Stock Warrant (right to buy) 3.60 2003-08-28 4 P 0 26880 0 A 2008-08-28 Series A Preferred Stock 26880 0 D Series A Preferred Stock 0.14 2003-08-28 4 P 0 38400 0 A Common Stock 38400 460800 D Options (right to buy) 0 Common Stock 352211 352211 D Options (right to buy) 0 Common Stock 100000 100000 D Options (right to buy) 0 Common Stock 5000 5000 D Options (right to buy) 0 Common Stock 3000 3000 D Options (right to buy) 0 Common Stock 3000 3000 D Options (right to buy) 0 Common Stock 3000 3000 D Options (right to buy) 0.43 2012-12-10 Common Stock 3000 3000 D The reported securities are included w/in 38,400 Units purchased by reporting person for $3.9064/Unit. Ea. Unit consists of 1 share of Co.'s Series A Convertible Pref. Stock, 15.903 shares of common & 6 warrants:(a)1 9-mo. pref. stock ("PS") purchase warrant permits holder ("H") to buy 1 share of Series A Pref. at exercise price of $2.04/share;(b)1 9-mo. common stock ("CS") purchase warrant permits H to buy up to the # of shares of CS initially included in the Unit at exercise price $0.17/share;(c) 1 18-mo. PS purchase warrant permitting H to buy 80% of 1 share of Series A Pref. at exercise price $2.64/share;(d)1 18-mo. CS purchase warrant permits H to buy up to 80% of the # of shares of CS initially included in the Unit at exercise price $0.22/share; (e)1 60-mo. PS purchase warrant permits H to buy 70% of 1 share of the Series A Pref. at exercise price $3.60/share & (f) 1 60-mo. CS purchase warrant permits H to buy up to 70% of the # of CS initially incl. in Unit at $0.30/share. These warrants are exercisable if and only at such time as the holders of voting securities of the Company approve of an amendment to the Company's Articles of Incorporation to increase the number of shares of common stock authorized (the "Proposal"). Subject to adjustment as provided in the Certificate of Designation, Preferences and Rights of Series A Convertible Preferred Stock. Immediately. In the event the Proposal is not approved, the warrant shall be exercisable for such number of shares of Series A Preferred Stock equal to the number of shares of Common Stock for which the warrant is currently exercisable, divided by 12. Not applicable. Previously reported. Options are subject to restrictions on exercisability as set forth in that certain Reservation Agreement between issuer and certain option holders including Reporting Person, dated as of August 4, 2003. See attached exhibit 24 for Power of Attorney Julie Stewart, by power of attorney 2003-09-09