0001140361-14-011525.txt : 20140306 0001140361-14-011525.hdr.sgml : 20140306 20140306184503 ACCESSION NUMBER: 0001140361-14-011525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140304 FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMERSION CORP CENTRAL INDEX KEY: 0001058811 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 943180138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-467-1900 MAIL ADDRESS: STREET 1: 30 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP DATE OF NAME CHANGE: 19980602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICHTHORN JOHN CENTRAL INDEX KEY: 0001411509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27969 FILM NUMBER: 14674639 MAIL ADDRESS: STREET 1: C/O DIALECTIC CAPITAL MANAGEMENT, LLC STREET 2: 875 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0306 4 2014-03-04 0 0001058811 IMMERSION CORP IMMR 0001411509 FICHTHORN JOHN 875 THIRD AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2014-03-04 4 S 0 94452 11.6978 D 280888 I Held Directly by Dialectic Antithesis Offshore, Ltd. Common Stock 2014-03-05 4 S 0 44103 11.298 D 236785 I Held Directly by Dialectic Antithesis Offshore, Ltd. Common Stock 2014-03-04 4 S 0 7037 11.6978 D 465363 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2014-03-05 4 S 0 3283 11.3081 D 462080 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2014-03-04 4 S 0 11064 11.6978 D 192293 I Held Directly by Dialectic Capital Partners, LP Common Stock 2014-03-05 4 S 0 5162 11.2979 D 187131 I Held Directly by Dialectic Capital Partners, LP Common Stock 24750 D Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at prices ranging from $11.4504 to $11.8715 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Antithesis Offshore, Ltd. and Dialectic Antithesis Partners, LP (together, the "Dialectic entities") and, as such, shares voting and dispositive power over the securities held by the Dialectic entities. The Investment Manager does not directly hold any securities of the Issuer. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own. Represents the weighted average sales price per share. The shares sold at prices ranging from $11.2154 to $11.4138 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. /s/ John Fichthorn by Amie Peters, Attorney-in-Fact 2014-03-06