0001140361-13-035699.txt : 20130911 0001140361-13-035699.hdr.sgml : 20130911 20130911201407 ACCESSION NUMBER: 0001140361-13-035699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130909 FILED AS OF DATE: 20130911 DATE AS OF CHANGE: 20130911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMERSION CORP CENTRAL INDEX KEY: 0001058811 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 943180138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-467-1900 MAIL ADDRESS: STREET 1: 30 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP DATE OF NAME CHANGE: 19980602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICHTHORN JOHN CENTRAL INDEX KEY: 0001411509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27969 FILM NUMBER: 131091966 MAIL ADDRESS: STREET 1: C/O DIALECTIC CAPITAL MANAGEMENT, LLC STREET 2: 875 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0306 4 2013-09-09 0 0001058811 IMMERSION CORP IMMR 0001411509 FICHTHORN JOHN 875 THIRD AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2013-09-09 4 S 0 21321 13.7176 D 563969 I Held Directly by Dialectic Antithesis Offshore, Ltd. Common Stock 2013-09-10 4 S 0 39663 13.5777 D 524306 I Held Directly by Dialectic Antithesis Offshore, Ltd. Common Stock 2013-09-09 4 S 0 27853 13.7176 D 670154 I Held Directly by Dialectic Antithesis Partners, LP Common Stock 2013-09-10 4 S 0 19144 13.5777 D 651010 I Held Directly by Dialectic Antithesis Partners, LP Common Stock 2013-09-09 4 S 0 12040 13.7175 D 472400 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-09-09 4 S 0 4352 13.7175 D 236613 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-09-10 4 S 0 33256 13.5777 D 203357 I Held Directly by Dialectic Capital Partners, LP Common Stock 24750 D Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at prices ranging from $13.6648 to $13.8552 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Antithesis Offshore, Ltd., Dialectic Antithesis Partners, LP, Dialectic Capital Partners, LP and Dialectic Offshore, Ltd. (collectively, the "Dialectic entities") and, as such, shares voting and dispositive power over the securities held by the Dialectic entities. The Investment Manager does not directly hold any securities of the Issuer. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own. Represents the weighted average sales price per share. The shares sold at prices ranging from $13.4710 to $13.6295 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Represents the weighted average sales price per share. The shares sold at prices ranging from $13.64 to $13.8552 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. /s/ John Fichthorn by Amie Peters, Attorney-in-Fact 2013-09-11