0001140361-13-027660.txt : 20130708 0001140361-13-027660.hdr.sgml : 20130708 20130708182344 ACCESSION NUMBER: 0001140361-13-027660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130510 FILED AS OF DATE: 20130708 DATE AS OF CHANGE: 20130708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMERSION CORP CENTRAL INDEX KEY: 0001058811 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 943180138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-467-1900 MAIL ADDRESS: STREET 1: 30 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP DATE OF NAME CHANGE: 19980602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICHTHORN JOHN CENTRAL INDEX KEY: 0001411509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27969 FILM NUMBER: 13958346 MAIL ADDRESS: STREET 1: C/O DIALECTIC CAPITAL MANAGEMENT, LLC STREET 2: 875 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0306 4 2013-05-10 0 0001058811 IMMERSION CORP IMMR 0001411509 FICHTHORN JOHN 875 THIRD AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2013-05-10 4 S 0 1099 13.83 D 294941 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-13 4 S 0 7315 14.09 D 287626 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-14 4 S 0 3394 14.26 D 284232 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-15 4 S 0 3212 14.04 D 281020 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-16 4 S 0 869 14.15 D 280151 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-17 4 S 0 74 14.03 D 280077 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-20 4 S 0 1428 13.51 D 278649 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-22 4 S 0 3756 14.55 D 274893 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-23 4 S 0 6679 14.17 D 268214 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-24 4 S 0 6404 14.70 D 261810 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-28 4 S 0 3963 15.04 D 257847 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-29 4 S 0 16882 14.75 D 240965 I Held Directly by Dialectic Capital Partners, LP Common Stock 2013-05-10 4 S 0 2503 13.83 D 607306 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-13 4 S 0 16653 14.09 D 590653 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-14 4 S 0 7729 14.26 D 582924 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-15 4 S 0 7313 14.04 D 575611 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-16 4 S 0 1980 14.15 D 573631 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-17 4 S 0 172 14.03 D 573459 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-20 4 S 0 3254 13.51 D 570205 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-22 4 S 0 8550 14.55 D 561655 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-23 4 S 0 15204 14.17 D 546451 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-24 4 S 0 14575 14.70 D 531876 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-28 4 S 0 9022 15.04 D 522854 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2013-05-29 4 S 0 38414 14.75 D 484440 I Held Directly by Dialectic Offshore, Ltd. Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Antithesis Offshore, Ltd., Dialectic Antithesis Partners, LP, Dialectic Capital Partners, LP and Dialectic Offshore, Ltd. (collectively, the "Dialectic entities") and, as such, shares voting and dispositive power over the securities held by the Dialectic entities. The Investment Manager does not directly hold any securities of the Issuer. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own. Includes 25,998 shares received as a liquidating distribution from Dialectic Offshore L2, Ltd. ("Dialectic L2"). In prior reports, the Reporting Person reported indirect beneficial ownership of 524,948 shares of the Issuer's common stock held directly by Dialectic L2. Includes 413,957 shares received as a liquidating distribution from Dialectic Offshore L2, Ltd. ("Dialectic L2"). In prior reports, the Reporting Person reported indirect beneficial ownership of 524,948 shares of the Issuer's common stock held directly by Dialectic L2. This is the second of two Forms 4 filed by the Reporting Person on the same date. /s/ John Fichthorn by Amie Peters, Attorney-in-Fact 2013-07-08