0001140361-12-013986.txt : 20120307 0001140361-12-013986.hdr.sgml : 20120307 20120307203658 ACCESSION NUMBER: 0001140361-12-013986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120305 FILED AS OF DATE: 20120307 DATE AS OF CHANGE: 20120307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICHTHORN JOHN CENTRAL INDEX KEY: 0001411509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27969 FILM NUMBER: 12675592 MAIL ADDRESS: STREET 1: C/O DIALECTIC CAPITAL MANAGEMENT, LLC STREET 2: 875 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMERSION CORP CENTRAL INDEX KEY: 0001058811 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 943180138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-467-1900 MAIL ADDRESS: STREET 1: 30 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP DATE OF NAME CHANGE: 19980602 4 1 doc1.xml FORM 4 X0304 4 2012-03-05 0 0001058811 IMMERSION CORP IMMR 0001411509 FICHTHORN JOHN 875 THIRD AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2012-03-05 4 A 0 2750 0 A 2750 D Common Stock 524948 I Held Directly by Dialectic Offshore L2, Ltd. Common Stock 647322 I Held Directly by Dialectic Antithesis Offshore, Ltd. Common Stock 688538 I Held Directly by Dialectic Antithesis Partners, LP Common Stock 270042 I Held Directly by Dialectic Capital Partners, LP Common Stock 195852 I Held Directly by Dialectic Offshore, Ltd. Common Stock 2326702 I By Dialectic Capital Management, LLC Represents a grant of restricted stock, which will vest as to 100% of the shares on March 31, 2012. Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Offshore L2, Ltd., Dialectic Antithesis Offshore, Ltd., Dialectic Antithesis Partners, LP, Dialectic Capital Partners, LP and Dialectic Offshore, Ltd. (collectively, the "Dialectic entities") and, as such, shares voting and dispositive power of the securities held by the Dialectic entities. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own. /s/ John Fichthorn by Jeffrey Vetter, Attorney-in-Fact 2012-03-07