0000899243-19-015565.txt : 20190605 0000899243-19-015565.hdr.sgml : 20190605 20190605151145 ACCESSION NUMBER: 0000899243-19-015565 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190529 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singer Eric CENTRAL INDEX KEY: 0001443284 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 19879573 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP Series One CENTRAL INDEX KEY: 0001606750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 19879574 BUSINESS ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: VIEX Opportunities Fund, LP DATE OF NAME CHANGE: 20151228 FORMER NAME: FORMER CONFORMED NAME: Vertex Opportunities Fund, LP DATE OF NAME CHANGE: 20140429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX GP, LLC CENTRAL INDEX KEY: 0001654852 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 19879575 BUSINESS ADDRESS: STREET 1: 825 THIRD AVE. STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: 825 THIRD AVE. STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Vertex GP, LLC DATE OF NAME CHANGE: 20151005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Special Opportunities Fund II, LP CENTRAL INDEX KEY: 0001619127 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 19879576 BUSINESS ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: VIEX Opportunities Fund, LP - Series One DATE OF NAME CHANGE: 20171212 FORMER NAME: FORMER CONFORMED NAME: VIEX Special Opportunities Fund II, LP DATE OF NAME CHANGE: 20151228 FORMER NAME: FORMER CONFORMED NAME: Vertex Special Opportunities Fund II, LP DATE OF NAME CHANGE: 20140910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Special Opportunities GP II, LLC CENTRAL INDEX KEY: 0001658891 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 19879577 BUSINESS ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Vertex Special Opportunities GP II, LLC DATE OF NAME CHANGE: 20151119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Capital Advisors, LLC CENTRAL INDEX KEY: 0001619125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 19879578 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Vertex Capital Advisors, LLC DATE OF NAME CHANGE: 20140910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMERSION CORP CENTRAL INDEX KEY: 0001058811 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 943180138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-467-1900 MAIL ADDRESS: STREET 1: 50 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP DATE OF NAME CHANGE: 19980602 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2019-05-29 0 0001058811 IMMERSION CORP IMMR 0001443284 Singer Eric C/O VIEX CAPITAL ADVISORS, LLC 150 EAST 52ND STREET, 3RD FLOOR NEW YORK NY 10022 0 0 1 0 0001606750 VIEX Opportunities Fund, LP Series One 150 EAST 52ND STREET 3RD FLOOR NEW YORK NY 10022 0 0 1 0 0001654852 VIEX GP, LLC 150 EAST 52ND STREET 3RD FLOOR NEW YORK NY 10022 0 0 1 0 0001619127 VIEX Special Opportunities Fund II, LP 150 EAST 52ND STREET 3RD FLOOR NEW YORK NY 10022 0 0 1 0 0001658891 VIEX Special Opportunities GP II, LLC 150 EAST 52ND STREET 3RD FLOOR NEW YORK NY 10022 0 0 1 0 0001619125 VIEX Capital Advisors, LLC 150 EAST 52ND STREET 3RD FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock, $0.001 par value 1172571 I By VIEX Opportunities Fund, LP - Series One Common Stock, $0.001 par value 1403769 I By VIEX Special Opportunities Fund II, LP Call Option (right to buy) 5.00 2019-08-16 Common Stock 62800 I By VIEX Opportunities Fund, LP - Series One Call Option (right to buy) 5.00 2019-08-16 Common Stock 154400 I By VIEX Special Opportunities Fund II, LP Call Option (right to buy) 2.50 2019-11-15 Common Stock 220500 I By VIEX Special Opportunities Fund II, LP Call Option (right to buy) 5.00 2019-11-15 Common Stock 233200 I By VIEX Special Opportunities Fund II, LP Put Option (obligation to buy) 10.00 2019-08-16 Common Stock 100000 I By VIEX Special Opportunities Fund II, LP Put Option (obligation to buy) 10.00 2019-11-15 Common Stock 310600 I By VIEX Special Opportunities Fund II, LP Put Option (obligation to buy) 7.50 2019-11-15 Common Stock 200000 I By VIEX Special Opportunities Fund II, LP This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Shares of Common Stock of the Issuer beneficially owned directly by VSO II or options sold by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. These options are currently exercisable. ERIC SINGER, Name: /s/ Eric Singer 2019-06-05 VIEX OPPORTUNITIES FUND, LP - SERIES ONE , By: VIEX GP, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member 2019-06-05 VIEX GP, LLC, Name: /s/ Eric Singer, Title: Managing Member 2019-06-05 VIEX SPECIAL OPPORTUNITIES FUND II, LP, By: VIEX Special Opportunities GP II, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member 2019-06-05 VIEX SPECIAL OPPORTUNITIES GP II, LLC, Name: /s/ Eric Singer, Title: Managing Member 2019-06-05 VIEX CAPITAL ADVISORS, LLC, Name: /s/ Eric Singer, Title: Managing Member 2019-06-05 EX-99 2 attachment1.htm EX-99 DOCUMENT

                                   Exhibit 99

                         Form 3 Joint Filer Information


Name:                                   VIEX Opportunities Fund, LP - Series One

Address:                                150 East 52nd Street
                                        3rd Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      05/29/19



Name:                                   VIEX GP, LLC

Address:                                150 East 52nd Street
                                        3rd Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      05/29/19



Name:                                   VIEX Special Opportunities Fund II, LP

Address:                                150 East 52nd Street
                                        3rd Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      05/29/19



Name:                                   VIEX Special Opportunities GP II, LLC

Address:                                150 East 52nd Street
                                        3rd Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      05/29/19



Name:                                   VIEX Capital Advisors, LLC

Address:                                150 East 52nd Street
                                        3rd Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      05/29/19