-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJh0EvVe1ZXmmUn0+iv0F7YiA3xte1cMBJ4YYKFO3d7onW3rRsgsrA7vtgyDp5tS GRmqRl6OdvsAQWwj7y9TIA== 0000950144-02-007298.txt : 20020710 0000950144-02-007298.hdr.sgml : 20020710 20020710170353 ACCESSION NUMBER: 0000950144-02-007298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020710 FILED AS OF DATE: 20020710 COMPANY DATA: COMPANY CONFORMED NAME: HERBERT ADAM W JR CENTRAL INDEX KEY: 0001177175 DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 10901 BURNT MILL ROAD STREET 2: APT. 1001 CITY: JACKSONVILLE STATE: FL ZIP: 32256-2856 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLORIDA BANKS INC CENTRAL INDEX KEY: 0001058802 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 582364573 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-50867 FILM NUMBER: 02700368 BUSINESS ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9042962329 MAIL ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE CITY: JACKSONVILLE STATE: FL ZIP: 32256 4 1 g77198ahe4.htm FLORIDA BANKS/ADAM W. HERBERT Florida Banks/Adam W. Herbert
 

FORM 4

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549
         
o Check box if no
longer subject to
Section 16. Form 4
or Form 5 obligations
may continue. See
Instruction 1(b).
  STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934, Section 17(a) of the
Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company
Act of 1940
   
         
  1. Name and Address of Reporting Person*
 
 
 
 
 
  Herbert, Jr.                Adam                    W.
  2. Issuer Name and Ticker or Trading Symbol
 
 
 
         Florida Banks, Inc. (FLBK)
        
  6. Relationship of Reporting Person to Issuer (Check all applicable)
 
  x  Director               o 10% Owner
  o Officer (give      o Other (specify           title below)                 below)
 
  (Last)                 (First)                  (Middle)
 
 
 
 
 
                       10901 Burnt Mill Rd. Apt. 1001
  3. IRS or Social Security Number of Reporting Person (Voluntary)
 
  4. Statement for Month/Year
 
  06/02
  7. Individual or Joint/Group Filing
(Check applicable line)
 
  x  Form filed by one Reporting Person
(Street)
 
 
Jacksonville              Florida              32256-2856
    5. If Amendment,
Date of Original
(Month/Year)
 
o Form filed by more than one Reporting Person
       (City)                        (State)                        (Zip)      
 
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
 
                   
  1. Title of Security
(Instr. 3)
  2. Transaction
Date
(Month/Day/
Year)
  3.  Transaction Code
(Instr. 8)
  4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
  5. Amount of
Securities
Beneficially Owned
at End of Month
(Instr. 3 and 4)
  6. Ownership
Form:
Direct (D)
or
Indirect  (I)
(Instr.  4)
  7. Nature
of Indirect
Beneficial
Ownership
(Instr.  4)
    Code V Amount (A) or
(D)
Price      
  Common Stock
 
 
6/26/02
 
P   200
 
A
 
$8.10
 
200
 
 
(D)
 
 
 
 
 
  
 
 
 
 
 
 
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 .
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

Reminder:   Report on a separate line for each class of securities beneficially owned directly of indirectly.

* If the form is filed by more than one reporting person, see Instruction 49(b)(v)

(Print or Type Response)


 

FORM 4 (continued)
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
                             
 1. Title of
Derivative
Security

(Instr. 3)
 2. Conversion
or Exercise
Price of
Derivative
Security
 3. Transac-
tion Date
(Month/
Day/Year)
 4. Transac-
tion Code

(Instr. 8)
 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4,
and 5)
 6. Date Exercisable
and Expiration
Date
(Month/Day/ Year)
 7. Title and
Amount of
Underlying
Securities

(Instr. 3 and 4)
 8. Price of
Derivative
Security

(Instr. 5)
 9. Number of
Derivative
Securities
Beneficially
Owned at
End of
Month

(Instr. 4)
 10.  Ownership
Form of
Derivative
Security:
Direct (D)
or
Indirect (I)

(Instr. 4)
 11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)
      Code V (A) (D)  Date
Exercis-
able
Expira-
tion
Date
Title Amount or
Number of
Shares
       
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  Explanation of Responses
     
         
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
  /s/  Adam W. Herbert, Jr.   7/10/02
   See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).  
 
    *Signature of Reporting Person 
Adam W. Herbert, Jr.
 
 
  Date
Note: File three copies of this form, one of which must be manually signed.
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
       
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