-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SiFqyv8o86X8ukwZ/48nkV74Y9beAJXaCwKjptNtKYiAwPV0YRIw/0MCS3G4Atcd /y8dZ65t2HmJgy1efMqVkA== 0000950144-02-002200.txt : 20020425 0000950144-02-002200.hdr.sgml : 20020425 ACCESSION NUMBER: 0000950144-02-002200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020228 FILED AS OF DATE: 20020311 DATE AS OF CHANGE: 20020320 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLORIDA BANKS INC CENTRAL INDEX KEY: 0001058802 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 582364573 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-50867 FILM NUMBER: 02572846 BUSINESS ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9042962329 MAIL ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE CITY: JACKSONVILLE STATE: FL ZIP: 32256 COMPANY DATA: COMPANY CONFORMED NAME: KENSLER RICHARD B CENTRAL INDEX KEY: 0001098537 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O FLORIDA BANKS INC STREET 2: 5210 BELFORE ROAD - SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9043327777 MAIL ADDRESS: STREET 1: C/O FLORIDA BANKS INC STREET 2: 5210 BELFORD ROAD - SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32256 4 1 g74694rke4.txt FLORIDA BANKS, INC ON BEHALF OFRICHARD KENSLER - - ------ FORM 4 - - ------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Name and Address of Reporting Person(1) | 2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person to| | Kensler, Richard A. | Florida Banks, Inc. ("FLBK") | Issuer (Check all applicable) | |--------------------------------------------|----------------------------------------------| | | (Last) (First) (Middle) | 3. IRS Identification | 4. Statement For | [ ] Director [ ] 10% Owner | | | Number of Reporting | Month/Year | [X] Officer (give [ ] Other (Specify| | | Person, if an Entity | 02/02 | title below) | | | (Voluntary) | | below) | | 2008 Water Court Drive | | | Chief Credit Officer | |--------------------------------------------| |--------------------|--------------------------------------| | (Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing | | | | Date of Original| (Check applicable line) | | | | (Month/Year) | [X] Form Filed by One | | Orange Park, FL 32073 | | | Reporting Person | |--------------------------------------------|----------------------------------------------| [ ] Form Filed by More Than | | (City) (State) (Zip) | | One Reporting Person | | | | | |----------------------------------------------------------------------------------------------------------------------------------| | TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED | |----------------------------------------------------------------------------------------------------------------------------------| |1. Title of Security |2. Transaction |3. Transac- |4. Securities Acquired (A) |5. Amount of Se- |6. Owner- |7. Nature | | (Instr. 3) | Date | tion Code | or Disposed of (D) | curities Benefi-| ship | of In- | | | (Month/Day/ | (Instr. 8) | | cially Owned at | Form: | direct | | | Year) | | | End of Month | Direct | Benefi-| | | | | (Instr. 3, 4 and 5) | (Instr. 3 and 4)| (D) or | cial | | | |--------------|----------------------------| | Indirect | Owner- | | | | Code | V | Amount | (A) or| Price | | (I) | ship | | | | | | | (D) | | | (Instr. 4)| (Instr.| | | | | | | | | | | 4) | |---------------------|-------------------|-------|------|------------|-------|-------|-------------------|-------------|----------| | Common Stock, | | | | | | | | | | | $.01 par value | | | | | | | | | | | per share | 02/02 | A | | 1,967 | A |$6.10 | 1,967(1) | D | | |---------------------|-------------------|-------|------|------------|-------|-------|-------------------|-------------|----------| | Common Stock, | | | | | | | | | | | $.01 par value | | | | | | | | | | | per share | -- | -- | | -- | -- | -- | 3,640(2) | D | | |---------------------|-------------------|-------|------|------------|-------|-------|-------------------|-------------|----------| | | | | | | | | | | | | | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|-------|-------------------|-------------|----------| | | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|-------|-------------------|-------------|----------| | | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|-------|-------------------|-------------|----------| | | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|-------|-------------------|-------------|----------| | | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|-------|-------------------|-------------|----------| | | | | | | | | | | | - - ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Title of Derivative| 2. Conver- | 3. Trans- | 4. Trans- | 5. Number of | 6. Date Exer- |7. Title and Amount| 8. Price | | Security | sion or | action | action | Derivative | cisable and | of Underlying | of | | (Instr. 3) | Exercise| Date | Code | Securities | Expiration | Securities | Deriv- | | | Price of| (Month/| (Instr.| Acquired (A)| Date | (Instr. 3 and 4)| ative | | | Deriv- | Day/ | 8) | or Disposed | (Month/Day/ | | Secur- | | | ative | Year) | | of (D) | Year) | | ity | | | Security| | | (Instr. 3, | | | (Instr. 5)| | | | | | 4, and 5) |-----------------|-------------------| | | | | | | | Date |Expira- | | Amount or | | | | | | |----------------| Exer- |tion |Title | Number of | | | | | | | (A) | (D) | cisable|Date | | Shares | | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|------|------------|--------------| |COMMON STOCK OPTIONS | | | | | | | |COMMON| | | |(RIGHT TO BUY) | $10.00 | (3) | -- | -- | -- | (3) |08/13/08|STOCK | 20,000 | -- | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|------|------------|--------------| |COMMON STOCK OPTIONS | | | | | | | |COMMON| | | |(RIGHT TO BUY) | $ 6.56 | (4) | -- | -- | -- | (4) |01/21/10|STOCK | 8,000 | -- | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|------|------------|--------------| | | | | | | | | | | | | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|------|------------|--------------| | | | | | | | | | | | | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|------|------------|--------------| | | | | | | | | | | | | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|------|------------|--------------| | | | | | | | | | | | | |-----------------------|------------|-----------|-----------|-------|--------|--------|--------|------|------------|--------------| | | | | | | | | | | | | - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------ | 9. Number of | 10. Ownership | 11. Nature of | | Derivative | of Derivative | Indirect | | Securities | Security: | Beneficial | | Beneficially | Direct (D) | Ownership | | Owned at End | or Indirect (I) | (Instr. 4) | | of Year | (Instr. 4) | | | (Instr. 4) | | | | | | | |--------------------|--------------------------|----------------------| | 20,000 | D | -- | |--------------------|--------------------------|----------------------| | 8,000 | D | -- | |--------------------|--------------------------|----------------------| | | | | |--------------------|--------------------------|----------------------| | | | | |--------------------|--------------------------|----------------------| | | | | |--------------------|--------------------------|----------------------| | | | | - - ------------------------------------------------------------------------ Explanation of Responses: (1) Restricted stock granted under Florida Bank's Amended and Restated Incentive Compensation Plan. This stock grant vests in accordance with the following schedule: 656 shares on December 1, 2002, 656 shares on December 1, 2003 and 657 shares on December 1, 2004. (2) Includes 236 shares acquired under the Florida Banks employee stock purchase plan on August 3, 2000. (3) These options were granted on August 13, 1998, and vest in accordance with the following schedule: 5,000 vested on August 13, 1999, 5,000 vested on August 13, 2000, 5,000 shares vest on August 13, 2001 and 5,000 shares vest on August 13, 2002. (4) These options were granted on January 21, 2000, and vest in accordance with the following schedule: 2,666 vest on January 21, 2001, 2666 vest on January 21, 2002, and 2,666 vest on January 21, 2003. ** Intentional misstatements or omissions of facts constitute Federal Criminal /s/ Richard B. Kensler 3/11/02 Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ---------------------------------- ---------- Signature of Reporting Person** Date Richard B. Kensler Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.
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