0000897069-23-000257.txt : 20230411 0000897069-23-000257.hdr.sgml : 20230411 20230411172734 ACCESSION NUMBER: 0000897069-23-000257 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230308 FILED AS OF DATE: 20230411 DATE AS OF CHANGE: 20230411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON WILLIAM H III CENTRAL INDEX KEY: 0001058795 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39916 FILM NUMBER: 23814169 MAIL ADDRESS: STREET 1: ONE INDEPENDENT DRIVE STREET 2: SUITE 1600 CITY: JACKSONVILLE STATE: FL ZIP: 32202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dream Finders Homes, Inc. CENTRAL INDEX KEY: 0001825088 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 852983036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 904.505.4242 MAIL ADDRESS: STREET 1: 14701 PHILIPS HIGHWAY STREET 2: SUITE 300 CITY: JACKSONVILLE STATE: FL ZIP: 32256 4/A 1 form4.xml X0407 4/A 2023-03-08 2023-03-10 0001825088 Dream Finders Homes, Inc. DFH 0001058795 WALTON WILLIAM H III 14701 PHILIPS HIGHWAY SUITE 300 JACKSONVILLE FL 32256 true false Class A common stock, par value $0.01 per share 2023-03-08 4 A 0 7373 0 A 12859 D Class A common stock, par value $0.01 per share 1025380 I See Footnote Class A common stock, par value $0.01 per share 1308843 I See Footnote This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof. Such shares of Class A Common Stock are owned directly by the William H. Walton, Ill Living Trust, u/a dated 06/06/2014. The reporting person is the sole trustee of the William H, Walton, Ill Living Trust, u/a dated 06/06/2014. Such shares of Class A Common Stock are owned directly by The Theodora D. and William H. Walton, III Irrevocable Trust. The reporting person's brother is one of three trustees of The Theodora D. and William H. Walton, III Irrevocable Trust. Amendment filed solely to correct the amount indirectly owned. /s/ Robert E. Riva, Jr. by Power of Attorney 2023-04-11