EX-99.A 2 jb13dexh99_a.htm EXHIBIT A
 
 
Exhibit A
 
 
Transactions in Ordinary Shares
Since January 15, 2016*
 
Transaction Date
Security(1)(2)
Security Amount
Per Share Price($)
Transaction Description
02/24/2016
Liberty Global Class A RSU
81,093
N/A
(3)
02/24/2016
Liberty Global Class C RSU
162,185
N/A
(3)
02/24/2016
LiLAC Class A RSU
4,054
N/A
(3)
02/24/2016
LiLAC Class C RSU
8,109
N/A
(3)
         
03/15/2016
Liberty Global Class A Shares
333,333
N/A
(4)
03/15/2016
Liberty Global Class B Shares
333,333
N/A
(4)
 03/15/2016
LiLAC Class A Shares
16,666
N/A
(4)
03/15/2016
LiLAC Class B Shares
16,666
N/A
(4)
         
03/15/2016
Liberty Global Class A Shares
306,179
36.31
(5)
         
04/01/2016
Liberty Global Class A Shares
18,955
38.92
(5)
04/01/2016
Liberty Global Class C Shares
37,908
38.08
(5)
04/01/2016
LiLAC Class A Shares
949
34.94
(5)
04/01/2016
LiLAC Class C Shares
1,896
37.64
(5)
         
05/01/2016
Liberty Global Class A SARs
211,882
37.73(6)
(7)
05/01/2016
Liberty Global Class C SARs
423,764
36.60(6)
(7)
05/01/2016
LiLAC Class A SARs
10,594
37.53(6)
(7)
05/01/2016
LiLAC Class C SARs
21,188
40.61(6)
(7)
         
06/17/2016
Liberty Global Class C Shares
100,000
N/A
(8)
         
06/24/2016
Liberty Global Class A SARs
971,587
31.87(6)
(9)
06/24/2016
Liberty Global Class C SARs
967,468
31.61(6)
(9)
06/24/2016
Liberty Global Class C SARs
1,933,985
29.88(6)
(9)
06/24/2016
LiLAC Class A SARs
48,562
30.02(6)
(9)
06/24/2016
LiLAC Class C SARs
48,343
31.37(6)
(9)
06/24/2016
LiLAC Class C SARs
96,687
29.66(6)
(9)
         
07/01/2016
LiLAC Class A SARs
17,730
13.40(6)
(10)
07/01/2016
LiLAC Class A SARs
8,863
13.52(6)
(10)
07/01/2016
LiLAC Class A SARs
11,967
21.96(6)
(10)
07/01/2016
LiLAC Class A SARs
5,984
22.88(6)
(10)
07/01/2016
LiLAC Class A SARs
11,330
23.84(6)
(10)
07/01/2016
LiLAC Class A SARs
5,664
24.60(6)
(10)
07/01/2016
LiLAC Class A SARs
10,679
34.03(6)
(10)
07/01/2016
LiLAC Class A SARs
5,338
36.44(6)
(10)
07/01/2016
LiLAC Class A SARs
241,301
32.42(6)
(10)
07/01/2016
LiLAC Class A SARs
120,710
34.29(6)
(10)
07/01/2016
LiLAC Class A SARs
50,088
38.65(6)
(10)
07/01/2016
LiLAC Class A SARs
39,527
50.84(6)
(10)
07/01/2016
LiLAC Class A SARs
52,872
39.71(6)
(10)
07/01/2016
LiLAC Class A SARs
8,904
13.16(6)
(10)
07/01/2016
LiLAC Class A SARs
6,009
22.25(6)
(10)
07/01/2016
LiLAC Class A SARs
5,689
23.91(6)
(10)
07/01/2016
LiLAC Class A SARs
121,223
33.35(6)
(10)
07/01/2016
LiLAC Class A SARs
25,171
38.94(6)
(10)
07/01/2016
LiLAC Class A SARs
19,603
50.55(6)
(10)
07/01/2016
LiLAC Class A SARs
26,436
39.48(6)
(10)
07/01/2016
LiLAC Class A RSUs
41,589
N/A
(10)
07/01/2016
LiLAC Class B RSUs
41,589
N/A
(10)
         
10/01/2016
Liberty Global Class A Shares
18,971
34.18
(5)
10/01/2016
Liberty Global Class C Shares
37,939
33.04
(5)
10/01/2016
LiLAC Class A Shares
3,317
27.59
(5)
10/01/2016
LiLAC Class C Shares
6,632
28.05
(5)
         
11/08/2016
LiLAC Class A Shares
50,000
20.29
(11)
11/08/2016
LiLAC Class B Shares
1,100
22.27
(11)
         
02/21/2017
Liberty Global Class A RSU
64,802
N/A
(12)
02/21/2017
Liberty Global Class C RSU
129,605
N/A
(12)
02/21/2017
LiLAC Class A RSU
11,324
N/A
(12)
02/21/2017
LiLAC Class C RSU
22,650
N/A
(12)
         
03/15/2017
Liberty Global Class A Shares
333,334
N/A
(4)
03/15/2017
Liberty Global Class B Shares
333,334
N/A
(4)
03/15/2017
LiLAC Class A Shares
58,256
N/A
(4)
03/15/2017
LiLAC Class B Shares
58,256
N/A
(4)
         
03/15/2017
Liberty Global Class A Shares
333,334
36.78
(5)
         
04/01/2017
Liberty Global Class A Shares
32,401
N/A
(4)
04/01/2017
Liberty Global Class C Shares
64,802
N/A
(4)
04/01/2017
LiLAC Class A Shares
5,662
N/A
(4)
04/01/2017
LiLAC Class C Shares
11,325
N/A
(4)
04/01/2017
Liberty Global Class A Shares
15,171
35.87
(5)
04/01/2017
Liberty Global Class C Shares
30,341
35.04
(5)
04/01/2017
LiLAC Class A Shares
2,652
22.24
(5)
04/01/2017
LiLAC Class C Shares
5,303
23.04
(5)
         
05/01/2017
Liberty Global Class A Shares
71,370
N/A
(9)
05/01/2017
Liberty Global Class C Shares
142,107
N/A
(9)
05/01/2017
Liberty Global Class C Shares
71,036
N/A
(9)
05/01/2017
LiLAC Class A Shares
3,568
N/A
(9)
05/01/2017
LiLAC Class A Shares
8,904
N/A
(9)
05/01/2017
LiLAC Class C Shares
7,105
N/A
(9)
05/01/2017
LiLAC Class C Shares
3,551
N/A
(9)
05/01/2017
LiLAC Class C Shares
17,730
N/A
(9)
05/01/2017
LiLAC Class C Shares
8,863
N/A
(9)
         
05/01/2017
Liberty Global Class A Shares
44,921
35.69
(5)
05/01/2017
Liberty Global Class C Shares
134,336
34.80
(5)
05/01/2017
LiLAC Class A Shares
9,785
21.43
(5)
05/01/2017
LiLAC Class C Shares
29,300
21.84
(5)
         
05/01/2017
Liberty Global Class A SARs
227,832
35.69(6)
(13)
05/01/2017
Liberty Global Class A SARs
455,664
34.80(6)
(13)
05/01/2017
LiLAC Class A SARs
28,480
21.43(6)
(13)
05/01/2017
LiLAC Class C SARs
56,960
21.84(6)
(13)
         
________________________
* Share amounts and prices for dates prior to July 1, 2016 are not adjusted for July 1, 2016 distributions.  See endnote 10 below.

1.
Each Restricted Share Unit (“RSU”) represents a right for the holder to receive one share of Issuer’s Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. RSUs are granted to Mr. Fries in connection with his compensation by the Issuer.
2.
Share appreciation rights (“SARs”), upon exercise, entitle the holder to the issuance of a number of shares of the reference security having a value (subject to adjustment at the election of the Issuer for tax withholding amounts) equal to the increase in the value of a stated number of shares (e.g., a grant of 10,000 SARs entitles the grantee to the appreciation in value of 10,000 Ordinary Shares) at exercise from the value of that number of shares at the “base price”.
3.
In 2014 the Issuer granted to Mr. Fries and other senior officers of the Issuer performance share units (the “2014 PSUs”) based on certain objectives relating to the Issuer’s performance during the two-year period ending December 31, 2015.  On February 24, 2016, the compensation committee of the Issuer’s board of directors determined the achievement of these objectives and the number of 2014 PSUs earned under the incentive plan.  On February 24, 2015 such earned 2014 PSUs were converted into time-vested RSUs pursuant to the plan and vested in two equal installments on April 1, 2016 and October 1, 2016.
4.
Delivery of shares to Mr. Fries upon vesting of RSUs granted prior to January 15, 2016.
5.
Represents securities withheld by Issuer in payment of tax liability incident to vesting of RSUs.
6.
Base price; see note 2.
7.
New grant of SARs.  The SARs in this grant vest as follows: 12.5% of the aggregate SARs on November 1, 2016; the remaining 87.5% of the SARs in 14 equal quarterly installments of 6.25% commencing February 1, 2017.
8.
Gift disposition.
9.
Represents vesting of SARs granted prior to January 15, 2016.
10.
On July 1, 2016, the Issuer distributed to each holder of Liberty Global ordinary shares, one share of the corresponding class of the Issuer’s LiLAC ordinary shares for every 8.01482 shares of that class of the Issuer’s Liberty Global ordinary shares held by such holder as of the distribution record date (the “LiLAC Distribution”). As a result, pursuant to the anti-dilution provisions of the applicable incentive plans, Mr. Fries received an equity award based on his outstanding Liberty Global awards relating to shares of the corresponding class of LiLAC ordinary shares (a “LiLAC Award”). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global award. In addition, as a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plans, an adjustment to the exercise price or base price, as applicable, was made to all previous Liberty Global equity awards.
11.
Open market purchase.
12.
In 2015 the Issuer granted to Mr. Fries and other senior officers of the Issuer performance share units (the “2015 PSUs”) based on certain objectives relating to the Issuer’s performance during the two-year period ending December 31, 2016.  On February 24, 2016, the compensation committee of the Issuer’s board of directors determined the achievement of these objectives and the number of 2015 PSUs earned under the incentive plan.  On February 24, 2016 such earned 2015 PSUs were converted into time-vested RSUs pursuant to the plan with vesting in two equal installments on April 1, 2017 and October 1, 2017.
13.
New grant of SARs.  The SARs in this grant vest as follows: 12.5% of the aggregate SARs on November 1, 2017; the remaining 87.5% of the SARs in 14 equal quarterly installments of 6.25% commencing February 1, 2018.