0001387131-21-008062.txt : 20210804 0001387131-21-008062.hdr.sgml : 20210804 20210804130736 ACCESSION NUMBER: 0001387131-21-008062 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 EFFECTIVENESS DATE: 20210804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 211143276 BUSINESS ADDRESS: STREET 1: 8480 ORCHARD ROAD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-790-1600 MAIL ADDRESS: STREET 1: 8480 ORCHARD ROAD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001058470 XXXXXXXX 06-30-2021 06-30-2021 false ICON ADVISERS INC/CO
8480 Orchard Road Suite 1200 GREENWOOD VILLAGE CO 80111
13F HOLDINGS REPORT 028-07066 N
Jack Quillin Chief Compliance Officer 303-328-9236 /s/ Jack Quillin Greenwood Village CO 08-04-2021 0 164 613007
INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT ABBVIE INC COM 00287Y109 6599 58586 SH SOLE 60 0 58526 Adobe Inc. COM 00724F101 14131 24129 SH SOLE 8829 0 15300 Advanced Drainage Systems Inc. COM 00790R104 3346 28700 SH SOLE 14300 0 14400 AES Corporation COM 00130H105 1715 65800 SH SOLE 0 0 65800 AIR LEASE CORP CL A COM 00912X302 539 12906 SH SOLE 0 0 12906 Alamo Group Inc. COM 011311107 3664 24000 SH SOLE 14000 0 10000 Alleghany Corporation COM 017175100 1401 2100 SH SOLE 0 0 2100 ALLY FINL INC COM 02005N100 8592 172400 SH SOLE 45500 0 126900 Alphabet Inc. Class C COM 02079K107 6025 2404 SH SOLE 4 0 2400 ALTRIA GROUP INC COM 02209S103 362 7600 SH SOLE 0 0 7600 Amazon.com Inc. COM 023135106 4551 1323 SH SOLE 0 0 1323 AMEREN CORP COM 023608102 2001 25000 SH SOLE 0 0 25000 AMERICAN ELEC PWR INC COM 025537101 1616 19100 SH SOLE 0 0 19100 AMERICAN EXPRESS CO COM 025816109 2346 14200 SH SOLE 0 0 14200 Annaly Capital Management Inc. COM 035710409 2119 238675 SH SOLE 0 0 238675 ANTHEM INC COM 036752103 3474 9100 SH SOLE 0 0 9100 Apollo Tactical Income Fund In COM 037638103 1447 92483 SH SOLE 0 0 92483 ARMSTRONG WORLD INDS INC NEW COM 04247X102 5148 48000 SH SOLE 0 0 48000 Ashland Global Holdings Inc. COM 044186104 1487 17000 SH SOLE 0 0 17000 Assurant Inc. COM 04621X108 1359 8700 SH SOLE 0 0 8700 Atlantica Sustainable Infrastr COM G0751N103 7518 202000 SH SOLE 0 0 202000 Autodesk Inc. COM 052769106 5108 17500 SH SOLE 0 0 17500 AVANGRID INC COM 05351W103 1810 35200 SH SOLE 0 0 35200 Baker Hughes Company Class A COM 05722G100 5964 260781 SH SOLE 84473 0 176308 BANK AMER CORP COM 060505104 11372 275815 SH SOLE 86627 0 189188 Berry Global Group Inc COM 08579W103 3718 57000 SH SOLE 0 0 57000 Black Hills Corporation COM 092113109 1024 15600 SH SOLE 0 0 15600 BOOZ ALLEN HAMILTON HLDG CORP COM 099502106 2641 31000 SH SOLE 0 0 31000 Bristol-Myers Squibb Company COM 110122108 4109 61500 SH SOLE 0 0 61500 BROADCOM INC COM 11135F101 2474 5188 SH SOLE 5188 0 0 BRUNSWICK CORP COM 117043109 5923 59460 SH SOLE 21860 0 37600 Canadian Pacific Railway Limit COM 13645T100 2018 26240 SH SOLE 26240 0 0 Chart Industries Inc. COM 16115Q308 12729 86992 SH SOLE 15392 0 71600 Chemours Co. COM 163851108 800 23000 SH SOLE 0 0 23000 Cigna Corporation COM 125523100 2394 10100 SH SOLE 0 0 10100 CITIGROUP INC COM NEW COM 172967424 1012 14300 SH SOLE 0 0 14300 Comcast Corporation Class A COM 20030N101 687 12050 SH SOLE 150 0 11900 Consolidated Water Co. Ltd. COM G23773107 813 69300 SH SOLE 0 0 69300 Crane Co. COM 224399105 1349 14600 SH SOLE 0 0 14600 CSX Corporation COM 126408103 1232 38400 SH SOLE 300 0 38100 Cummins Inc. COM 231021106 3200 13125 SH SOLE 25 0 13100 Darling Ingredients Inc. COM 237266101 1215 18000 SH SOLE 0 0 18000 Delek US Holdings Inc COM 24665A103 6486 300000 SH SOLE 0 0 300000 Diamondback Energy Inc. COM 25278X109 12020 128017 SH SOLE 29517 0 98500 Direxion Daily S&P 500 Bull 3x COM 25459W862 2138 20058 SH SOLE 1964 0 18094 Direxion Daily Small Cap Bull COM 25459W847 1273 13000 SH SOLE 400 0 12600 Duke Energy Corporation COM 26441C204 2261 22900 SH SOLE 0 0 22900 Eagle Materials Inc. COM 26969P108 3709 26100 SH SOLE 0 0 26100 Eastman Chemical Company COM 277432100 2463 21100 SH SOLE 0 0 21100 Eaton Corp. Plc COM G29183103 889 6000 SH SOLE 0 0 6000 Eaton Vance Senior Floating Ra COM 27828Q105 2315 163578 SH SOLE 0 0 163578 Eaton Vance Short Duration Div COM 27828V104 1368 103120 SH SOLE 0 0 103120 eBay Inc. COM 278642103 3824 54461 SH SOLE 34761 0 19700 EMCOR Group Inc. COM 29084Q100 2254 18300 SH SOLE 0 0 18300 EnerSys COM 29275Y102 5287 54100 SH SOLE 0 0 54100 EOG Resources Inc. COM 26875P101 4673 56000 SH SOLE 0 0 56000 EPAM Systems Inc. COM 29414B104 16775 32831 SH SOLE 6931 0 25900 Equitable Holdings Inc. COM 29452E101 834 27400 SH SOLE 0 0 27400 Euronet Worldwide Inc. COM 298736109 9201 67977 SH SOLE 16827 0 51150 Evergy Inc. COM 30034W106 3414 56500 SH SOLE 0 0 56500 Extreme Networks Inc. COM 30226D106 7106 636757 SH SOLE 0 0 636757 Exxon Mobil Corporation COM 30231G102 6497 103000 SH SOLE 0 0 103000 Fastenal Company COM 311900104 2444 47000 SH SOLE 0 0 47000 Fifth Third Bancorp COM 316773100 1892 49500 SH SOLE 0 0 49500 Five Below Inc. COM 33829M101 6707 34701 SH SOLE 12601 0 22100 Genpact Limited COM G3922B107 3362 74000 SH SOLE 0 0 74000 Genuine Parts Company COM 372460105 3276 25900 SH SOLE 0 0 25900 Global Payments Inc. COM 37940X102 14267 76075 SH SOLE 14620 0 61455 GOLDMAN SACHS GROUP INC COM 38141G104 3080 8115 SH SOLE 15 0 8100 Green Brick Partners Inc. COM 392709101 2411 106008 SH SOLE 0 0 106008 Herman Miller Inc. COM 600544100 6128 130000 SH SOLE 0 0 130000 HIGHLAND FLOATNG RATE OPPRT II COM 43010E404 361 33112 SH SOLE 0 0 33112 HOME DEPOT INC COM 437076102 1003 3144 SH SOLE 3144 0 0 Hubbell Incorporated Class B COM 443510607 3681 19700 SH SOLE 0 0 19700 II-VI Incorporated COM 902104108 5147 70900 SH SOLE 0 0 70900 International Business Machine COM 459200101 865 5900 SH SOLE 0 0 5900 International Paper Company COM 460146103 4850 79100 SH SOLE 0 0 79100 Invesco Dynamic Credit Opportu COM 46132R104 2072 174728 SH SOLE 0 0 174728 IQVIA HLDGS INC COM 46266C105 2214 9138 SH SOLE 0 0 9138 J.B. Hunt Transport Services I COM 445658107 3594 22054 SH SOLE 0 0 22054 Jabil Inc. COM 466313103 3045 52400 SH SOLE 0 0 52400 JPMORGAN CHASE & CO COM 46625H100 10887 69995 SH SOLE 17442 0 52553 Juniper Networks Inc. COM 48203R104 2317 84700 SH SOLE 0 0 84700 KB HOME COM 48666K109 1010 24800 SH SOLE 0 0 24800 Kearny Financial Corp. COM 48716P108 1785 149400 SH SOLE 0 0 149400 L3Harris Technologies Inc COM 502431109 3085 14272 SH SOLE 8472 0 5800 Leggett andl Platt Incorporate COM 524660107 2352 45400 SH SOLE 0 0 45400 LGI HOMES INC COM 50187T106 2219 13700 SH SOLE 0 0 13700 LINCOLN NATL CORP IND COM 534187109 4449 70800 SH SOLE 0 0 70800 LKQ Corporation COM 501889208 2038 41400 SH SOLE 0 0 41400 Lockheed Martin Corporation COM 539830109 2573 6800 SH SOLE 0 0 6800 Lululemon Athletica Inc COM 550021109 4110 11261 SH SOLE 4961 0 6300 M D C HLDGS INC COM 552676108 3126 61776 SH SOLE 0 0 61776 MAGNA INTL INC COM 559222401 5749 62057 SH SOLE 33857 0 28200 Marsh & McLennan Companies Inc COM 571748102 661 4700 SH SOLE 0 0 4700 MARTIN MARIETTA MATLS INC COM 573284106 3166 9000 SH SOLE 0 0 9000 MASCO CORP COM 574599106 4418 75000 SH SOLE 0 0 75000 MASTEC INC COM 576323109 5665 53395 SH SOLE 0 0 53395 MASTERCARD INCORPORATED CL A COM 57636Q104 14742 40380 SH SOLE 6351 0 34029 MAXIMUS Inc. COM 577933104 2490 28300 SH SOLE 0 0 28300 MDU Resources Group Inc. COM 552690109 2664 85000 SH SOLE 0 0 85000 MERITOR INC COM 59001K100 3466 148000 SH SOLE 0 0 148000 Monarch Casino & Resort Inc. COM 609027107 6074 91800 SH SOLE 18400 0 73400 MORGAN STANLEY COM NEW COM 617446448 1247 13600 SH SOLE 100 0 13500 Myers Industries Inc. COM 628464109 2289 109000 SH SOLE 0 0 109000 NATIONAL FUEL GAS CO N J COM 636180101 1651 31600 SH SOLE 0 0 31600 Neenah Inc COM 640079109 2544 50700 SH SOLE 0 0 50700 New Jersey Resources Corporati COM 646025106 1250 31600 SH SOLE 0 0 31600 NEXSTAR MEDIA GROUP INC CL A COM 65336K103 2662 18000 SH SOLE 0 0 18000 NextEra Energy Inc. COM 65339F101 1275 17400 SH SOLE 0 0 17400 NIKE Inc. Class B COM 654106103 10520 68092 SH SOLE 22792 0 45300 NISOURCE INC COM 65473P105 1220 49800 SH SOLE 0 0 49800 NXP Semiconductors NV COM N6596X109 8576 41687 SH SOLE 1100 0 40587 OGE ENERGY CORP COM 670837103 1494 44400 SH SOLE 0 0 44400 Old Dominion Freight Line Inc. COM 679580100 4822 19000 SH SOLE 0 0 19000 ONE Gas Inc. COM 68235P108 1549 20900 SH SOLE 0 0 20900 Oshkosh Corp COM 688239201 2244 18000 SH SOLE 0 0 18000 OTTER TAIL CORP COM 689648103 2104 43100 SH SOLE 0 0 43100 Packaging Corporation of Ameri COM 695156109 3751 27700 SH SOLE 0 0 27700 Perficient Inc. COM 71375U101 4431 55100 SH SOLE 0 0 55100 PHILIP MORRIS INTL INC COM 718172109 1487 15000 SH SOLE 0 0 15000 Phillips 66 COM 718546104 4720 55000 SH SOLE 0 0 55000 Pinnacle West Capital Corporat COM 723484101 590 7200 SH SOLE 0 0 7200 Primoris Services Corporation COM 74164F103 2502 85000 SH SOLE 0 0 85000 Prudential Financial Inc. COM 744320102 3228 31500 SH SOLE 0 0 31500 PULTE GROUP INC COM 745867101 2559 46900 SH SOLE 0 0 46900 QORVO INC COM 74736K101 5146 26300 SH SOLE 0 0 26300 QUALCOMM Incorporated COM 747525103 2830 19800 SH SOLE 0 0 19800 Rent-A-Center Inc COM 76009N100 1274 24000 SH SOLE 0 0 24000 RiverNorth Specialty Finance C COM 76882B108 1698 85343 SH SOLE 0 0 85343 Rogers Corporation COM 775133101 4819 24000 SH SOLE 0 0 24000 Royal Dutch Shell Plc Sponsore ADR 780259206 6504 161000 SH SOLE 0 0 161000 Saia Inc. COM 78709Y105 2514 12000 SH SOLE 0 0 12000 Science Applications Internati COM 808625107 3500 39900 SH SOLE 0 0 39900 SEMPRA ENERGY COM 816851109 2120 16000 SH SOLE 0 0 16000 Sensata Technologies Holding P COM G8060N102 3861 66600 SH SOLE 0 0 66600 ServiceNow Inc. COM 81762P102 2125 3866 SH SOLE 3866 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 15789 82342 SH SOLE 16376 0 65966 SPDR Bloomberg Barclays Short COM 78468R408 2758 100000 SH SOLE 0 0 100000 Spire Inc. COM 84857L101 918 12700 SH SOLE 0 0 12700 TE Connectivity Ltd. COM H84989104 1217 9000 SH SOLE 0 0 9000 Texas Instruments Incorporated COM 882508104 2596 13500 SH SOLE 0 0 13500 Trane Technologies plc COM G8994E103 4062 22060 SH SOLE 60 0 22000 Truist Financial Corporation COM 89832Q109 2170 39100 SH SOLE 0 0 39100 U.S. Bancorp COM 902973304 4985 87500 SH SOLE 0 0 87500 UGI Corporation COM 902681105 1310 28295 SH SOLE 0 0 28295 ULTA BEAUTY INC COM 90384S303 7315 21157 SH SOLE 8357 0 12800 UNION PAC CORP COM 907818108 5071 23059 SH SOLE 9730 0 13329 UNITED RENTALS INC COM 911363109 766 2400 SH SOLE 0 0 2400 UNITEDHEALTH GROUP INC COM 91324P102 6094 15219 SH SOLE 19 0 15200 Universal Display Corporation COM 91347P105 3780 17000 SH SOLE 0 0 17000 V.F. Corporation COM 918204108 2461 30000 SH SOLE 0 0 30000 Valero Energy Corporation COM 91913Y100 5075 65000 SH SOLE 0 0 65000 Valmont Industries Inc. COM 920253101 4485 19000 SH SOLE 0 0 19000 Vertical Capital Income Fund A COM 92535C104 1235 114314 SH SOLE 0 0 114314 VISA INC COM CL A COM 92826C839 6110 26130 SH SOLE 50 0 26080 Vodafone Group Plc Sponsored A ADR 92857W308 916 53500 SH SOLE 0 0 53500 VOYA FINL INC COM 929089100 6561 106690 SH SOLE 39590 0 67100 W.W. Grainger Inc. COM 384802104 2847 6500 SH SOLE 0 0 6500 WALGREENS BOOTS ALLIANCE INC COM 931427108 5277 100300 SH SOLE 0 0 100300 Webster Financial Corporation COM 947890109 1328 24900 SH SOLE 0 0 24900 Western Union Company COM 959802109 2318 100900 SH SOLE 0 0 100900 WHIRLPOOL CORP COM 963320106 2834 13000 SH SOLE 0 0 13000 Xcel Energy Inc. COM 98389B100 2359 35800 SH SOLE 0 0 35800