0001387131-20-006959.txt : 20200803 0001387131-20-006959.hdr.sgml : 20200803 20200803090256 ACCESSION NUMBER: 0001387131-20-006959 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 EFFECTIVENESS DATE: 20200803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 201068054 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-790-1600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001058470 XXXXXXXX 06-30-2020 06-30-2020 false ICON ADVISERS INC/CO

5299 DTC BOULEVARD SUITE 1200 GREENWOOD VILLAGE CO 80111

13F HOLDINGS REPORT 028-07066 N Brian D. Harding 303-790-1600 /s/ Brian D. Harding Greenwood Village CO 08-03-2020 0 234 510924 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT A. O. Smith Corporation COM 831865209 1094 23207 SH SOLE 23207 0 0 AARONS INC COM PAR $0.50 COM 002535300 531 11700 SH SOLE 11700 0 0 ABBOTT LABS COM 002824100 1371 15000 SH SOLE 15000 0 0 ABBVIE INC COM 00287Y109 4309 43886 SH SOLE 43886 0 0 Adobe Inc. COM 00724F101 10504 24129 SH SOLE 24129 0 0 AES Corporation COM 00130H105 1069 73800 SH SOLE 73800 0 0 AIR LEASE CORP CL A COM 00912X302 656 22391 SH SOLE 22391 0 0 Albany International Corp. Cla COM 012348108 247 4200 SH SOLE 4200 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 3388 30182 SH SOLE 30182 0 0 Alibaba Group Holding Ltd. Spo ADR 01609W102 971 4500 SH SOLE 4500 0 0 ALLY FINL INC COM 02005N100 722 36400 SH SOLE 36400 0 0 Alphabet Inc. Class C COM 02079K107 2126 1504 SH SOLE 1504 0 0 ALTRIA GROUP INC COM 02209S103 1072 27300 SH SOLE 27300 0 0 Amazon.com Inc. COM 023135106 6409 2323 SH SOLE 2323 0 0 AMEREN CORP COM 023608102 1822 25900 SH SOLE 25900 0 0 AMERICAN ELEC PWR INC COM 025537101 1505 18900 SH SOLE 18900 0 0 AMERICAN EXPRESS CO COM 025816109 1019 10700 SH SOLE 10700 0 0 ANTHEM INC COM 036752103 2656 10100 SH SOLE 10100 0 0 Apple Inc. COM 037833100 6796 18630 SH SOLE 18630 0 0 Arch Capital Group Ltd. COM G0450A105 447 15600 SH SOLE 15600 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 2651 34000 SH SOLE 34000 0 0 ASML Holding NV NY Registered COM N07059210 957 2600 SH SOLE 2600 0 0 Assurant Inc. COM 04621X108 899 8700 SH SOLE 8700 0 0 Astrazeneca PLC Sponsored ADR ADR 046353108 1412 26700 SH SOLE 26700 0 0 Autohome Inc. Sponsored ADR Cl ADR 05278C107 476 6300 SH SOLE 6300 0 0 Automatic Data Processing Inc. COM 053015103 1891 12700 SH SOLE 12700 0 0 AVANGRID INC COM 05351W103 1024 24400 SH SOLE 24400 0 0 Avery Dennison Corporation COM 053611109 3970 34800 SH SOLE 34800 0 0 Avista Corporation COM 05379B107 1212 33300 SH SOLE 33300 0 0 Axos Financial Inc. COM 05465C100 1418 64200 SH SOLE 64200 0 0 Baker Hughes Company Class A COM 05722G100 849 55161 SH SOLE 55161 0 0 BANK AMER CORP COM 060505104 7998 336775 SH SOLE 336775 0 0 Bank of America Corp 7.25 No PFD 060505682 2658 1980 SH SOLE 1980 0 0 Best Buy Co. Inc. COM 086516101 1824 20900 SH SOLE 20900 0 0 Black Hills Corporation COM 092113109 884 15600 SH SOLE 15600 0 0 BlackRock New York Municipal B COM 09249P106 625 39768 SH SOLE 39768 0 0 BOOZ ALLEN HAMILTON HLDG CORP COM 099502106 2411 31000 SH SOLE 31000 0 0 Boston Beer Company Inc. Class COM 100557107 349 650 SH SOLE 650 0 0 BrandywineGLOBAL Global Income COM 10537L104 1574 136385 SH SOLE 136385 0 0 Bristol-Myers Squibb Company COM 110122108 9755 165893 SH SOLE 165893 0 0 BROADCOM INC COM 11135F101 1637 5188 SH SOLE 5188 0 0 BRUNSWICK CORP COM 117043109 807 12600 SH SOLE 12600 0 0 Cabot Corporation COM 127055101 2086 56300 SH SOLE 56300 0 0 Cabot Microelectronics Corpora COM 12709P103 419 3000 SH SOLE 3000 0 0 Canadian Pacific Railway Limit COM 13645T100 2515 9848 SH SOLE 9848 0 0 Carpenter Technology Corporati COM 144285103 1658 68300 SH SOLE 68300 0 0 Casey's General Stores Inc. COM 147528103 209 1400 SH SOLE 1400 0 0 Cavco Industries Inc. COM 149568107 444 2300 SH SOLE 2300 0 0 Celanese Corporation Class A COM 150870103 406 4700 SH SOLE 4700 0 0 CenterPoint Energy Inc. COM 15189T107 2016 108000 SH SOLE 108000 0 0 Chart Industries Inc. COM 16115Q308 3249 67000 SH SOLE 67000 0 0 Chemours Co. COM 163851108 2384 155300 SH SOLE 155300 0 0 Chevron Corporation COM 166764100 8983 100673 SH SOLE 100673 0 0 Cigna Corporation COM 125523100 3374 17978 SH SOLE 17978 0 0 Cimarex Energy Co. COM 171798101 1210 44000 SH SOLE 44000 0 0 CITIGROUP INC COM NEW COM 172967424 2254 44100 SH SOLE 44100 0 0 COCA COLA CO COM 191216100 223 5000 SH SOLE 5000 0 0 Comcast Corporation Class A COM 20030N101 470 12050 SH SOLE 12050 0 0 CONAGRA BRANDS INC COM 205887102 1565 44500 SH SOLE 44500 0 0 CSX Corporation COM 126408103 1566 22450 SH SOLE 22450 0 0 Cummins Inc. COM 231021106 2157 12450 SH SOLE 12450 0 0 Curtiss-Wright Corporation COM 231561101 259 2900 SH SOLE 2900 0 0 Diamondback Energy Inc. COM 25278X109 2007 47991 SH SOLE 47991 0 0 Direxion Daily S&P 500 Bull 3x COM 25459W862 839 20058 SH SOLE 20058 0 0 Discover Financial Services COM 254709108 816 16298 SH SOLE 16298 0 0 Dollar General Corporation COM 256677105 4075 21390 SH SOLE 21390 0 0 Dominion Energy Inc COM 25746U109 3142 38700 SH SOLE 38700 0 0 Dorman Products Inc. COM 258278100 436 6500 SH SOLE 6500 0 0 DTE Energy Company COM 233331107 1279 11900 SH SOLE 11900 0 0 Duff&Phelps Utilities & Corpor COM 26432K108 3752 401292 SH SOLE 401292 0 0 Duke Energy Corporation COM 26441C204 2061 25800 SH SOLE 25800 0 0 Eagle Materials Inc. COM 26969P108 1833 26100 SH SOLE 26100 0 0 Eastman Chemical Company COM 277432100 1469 21100 SH SOLE 21100 0 0 Eaton Vance Floating Rate Inco COM 278284104 1524 110206 SH SOLE 110206 0 0 eBay Inc. COM 278642103 2652 50561 SH SOLE 50561 0 0 Ebix Inc. COM 278715206 1525 68200 SH SOLE 68200 0 0 Edwards Lifesciences Corporati COM 28176E108 574 8300 SH SOLE 8300 0 0 Eli Lilly and Company COM 532457108 5188 31600 SH SOLE 31600 0 0 EMCOR Group Inc. COM 29084Q100 1210 18300 SH SOLE 18300 0 0 Encore Capital Group Inc. COM 292554102 1166 34100 SH SOLE 34100 0 0 EOG Resources Inc. COM 26875P101 1728 34100 SH SOLE 34100 0 0 EPAM Systems Inc. COM 29414B104 7543 29931 SH SOLE 29931 0 0 EQUITY COMWLTH CUM PFD S D 6.5 PFD 294628201 2604 94708 SH SOLE 94708 0 0 Essent Group Ltd. COM G3198U102 1291 35600 SH SOLE 35600 0 0 Estee Lauder Companies Inc. Cl COM 518439104 264 1400 SH SOLE 1400 0 0 Euronet Worldwide Inc. COM 298736109 1750 18261 SH SOLE 18261 0 0 Evergy Inc. COM 30034W106 2964 50000 SH SOLE 50000 0 0 Extreme Networks Inc. COM 30226D106 512 117900 SH SOLE 117900 0 0 Exxon Mobil Corporation COM 30231G102 9182 205324 SH SOLE 205324 0 0 Ferro Corporation COM 315405100 516 43200 SH SOLE 43200 0 0 Fifth Third Bancorp COM 316773100 1105 57300 SH SOLE 57300 0 0 FIRST TR ABERDEEN GLBL OPP FD COM 337319107 4238 427202 SH SOLE 427202 0 0 Five Below Inc. COM 33829M101 748 7000 SH SOLE 7000 0 0 Fortune Brands Home & Security COM 34964C106 352 5500 SH SOLE 5500 0 0 GALLAGHER ARTHUR J & CO COM 363576109 2067 21200 SH SOLE 21200 0 0 General Mills Inc. COM 370334104 247 4000 SH SOLE 4000 0 0 Genpact Limited COM G3922B107 811 22200 SH SOLE 22200 0 0 Gentherm Incorporated COM 37253A103 335 8600 SH SOLE 8600 0 0 Global Payments Inc. COM 37940X102 12904 76075 SH SOLE 76075 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 872 4415 SH SOLE 4415 0 0 Graphic Packaging Holding Comp COM 388689101 359 25667 SH SOLE 25667 0 0 HealthEquity Inc COM 42226A107 862 14700 SH SOLE 14700 0 0 Henry Schein Inc. COM 806407102 1121 19200 SH SOLE 19200 0 0 HOME DEPOT INC COM 437076102 4836 19304 SH SOLE 19304 0 0 Hubbell Incorporated Class B COM 443510607 4551 36300 SH SOLE 36300 0 0 HUMANA INC COM 444859102 2133 5500 SH SOLE 5500 0 0 Huntsman Corporation COM 447011107 1558 86700 SH SOLE 86700 0 0 II-VI Incorporated COM 902104108 2890 61200 SH SOLE 61200 0 0 Infosys Limited Sponsored ADR ADR 456788108 784 81200 SH SOLE 81200 0 0 International Business Machine COM 459200101 713 5900 SH SOLE 5900 0 0 International Paper Company COM 460146103 3278 93100 SH SOLE 93100 0 0 IQVIA HLDGS INC COM 46266C105 1495 10538 SH SOLE 10538 0 0 Jabil Inc. COM 466313103 962 30000 SH SOLE 30000 0 0 Jacobs Engineering Group Inc. COM 469814107 288 3400 SH SOLE 3400 0 0 JAZZ PHARMACEUTICALS PLC SHS U COM G50871105 1817 16464 SH SOLE 16464 0 0 JOHNSON & JOHNSON COM 478160104 1378 9800 SH SOLE 9800 0 0 JPMORGAN CHASE & CO COM 46625H100 5908 62808 SH SOLE 62808 0 0 Juniper Networks Inc. COM 48203R104 702 30700 SH SOLE 30700 0 0 KANSAS CITY SOUTHERN COM NEW COM 485170302 3240 21700 SH SOLE 21700 0 0 KAR Auction Services Inc. COM 48238T109 275 20000 SH SOLE 20000 0 0 KB HOME COM 48666K109 761 24800 SH SOLE 24800 0 0 KEYCORP NEW COM 493267108 1010 82931 SH SOLE 82931 0 0 Kimberly-Clark Corporation COM 494368103 212 1500 SH SOLE 1500 0 0 KROGER CO COM 501044101 257 7600 SH SOLE 7600 0 0 L3Harris Technologies Inc COM 502431109 2806 16537 SH SOLE 16537 0 0 Leggett & Platt Incorporated COM 524660107 1596 45400 SH SOLE 45400 0 0 LGI HOMES INC COM 50187T106 2218 25200 SH SOLE 25200 0 0 LINCOLN NATL CORP IND COM 534187109 467 12700 SH SOLE 12700 0 0 LKQ Corporation COM 501889208 398 15200 SH SOLE 15200 0 0 Lockheed Martin Corporation COM 539830109 4001 10965 SH SOLE 10965 0 0 Louisiana-Pacific Corporation COM 546347105 1206 47000 SH SOLE 47000 0 0 LOWES COS INC COM 548661107 4092 30283 SH SOLE 30283 0 0 Lululemon Athletica Inc COM 550021109 1529 4900 SH SOLE 4900 0 0 M/I HOMES INC COM 55305B101 455 13200 SH SOLE 13200 0 0 MAGELLAN MIDSTREAM PRTNRS LP C COM 559080106 963 22300 SH SOLE 22300 0 0 MAGNA INTL INC COM 559222401 2713 60914 SH SOLE 60914 0 0 MARATHON PETE CORP COM 56585A102 4157 111206 SH SOLE 111206 0 0 Marriott Vacations Worldwide C COM 57164Y107 559 6800 SH SOLE 6800 0 0 Marsh & McLennan Companies Inc COM 571748102 1245 11600 SH SOLE 11600 0 0 MARTIN MARIETTA MATLS INC COM 573284106 5620 27206 SH SOLE 27206 0 0 MASCO CORP COM 574599106 3540 70500 SH SOLE 70500 0 0 MASTEC INC COM 576323109 2396 53395 SH SOLE 53395 0 0 MASTERCARD INCORPORATED CL A COM 57636Q104 12540 42409 SH SOLE 42409 0 0 McKesson Corporation COM 58155Q103 2010 13100 SH SOLE 13100 0 0 MDU Resources Group Inc. COM 552690109 1885 85000 SH SOLE 85000 0 0 Medifast Inc. COM 58470H101 375 2700 SH SOLE 2700 0 0 MercadoLibre Inc. COM 58733R102 887 900 SH SOLE 900 0 0 MERCK & CO INC COM 58933Y105 2026 26200 SH SOLE 26200 0 0 METHODE ELECTRS INC COM 591520200 3035 97100 SH SOLE 97100 0 0 MetLife Inc. COM 59156R108 1366 37400 SH SOLE 37400 0 0 Microsoft Corporation COM 594918104 9410 46238 SH SOLE 46238 0 0 MOHAWK INDS INC COM 608190104 631 6200 SH SOLE 6200 0 0 Monarch Casino & Resort Inc. COM 609027107 412 12100 SH SOLE 12100 0 0 MORGAN STANLEY COM NEW COM 617446448 3168 65600 SH SOLE 65600 0 0 Navient Corp COM 63938C108 1324 188400 SH SOLE 188400 0 0 NetApp Inc. COM 64110D104 510 11500 SH SOLE 11500 0 0 New Oriental Education & Techn ADR 647581107 573 4400 SH SOLE 4400 0 0 NEXSTAR MEDIA GROUP INC CL A COM 65336K103 736 8800 SH SOLE 8800 0 0 NextEra Energy Inc. COM 65339F101 2882 12000 SH SOLE 12000 0 0 NIKE Inc. Class B COM 654106103 6108 62292 SH SOLE 62292 0 0 NISOURCE INC COM 65473P105 1185 52100 SH SOLE 52100 0 0 Northrop Grumman Corporation COM 666807102 5154 16764 SH SOLE 16764 0 0 NRG Energy Inc. COM 629377508 681 20900 SH SOLE 20900 0 0 NXP Semiconductors NV COM N6596X109 3773 33087 SH SOLE 33087 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 717 1700 SH SOLE 1700 0 0 OGE ENERGY CORP COM 670837103 1384 45600 SH SOLE 45600 0 0 ONEOK Inc. COM 682680103 2528 76100 SH SOLE 76100 0 0 OTTER TAIL CORP COM 689648103 1672 43100 SH SOLE 43100 0 0 Packaging Corporation of Ameri COM 695156109 3234 32400 SH SOLE 32400 0 0 Patrick Industries Inc. COM 703343103 808 13200 SH SOLE 13200 0 0 Perficient Inc. COM 71375U101 2512 70200 SH SOLE 70200 0 0 PERKINELMER INC COM 714046109 2433 24800 SH SOLE 24800 0 0 PGT INNOVATIONS INC COM 69336V101 491 31300 SH SOLE 31300 0 0 PHILIP MORRIS INTL INC COM 718172109 1135 16200 SH SOLE 16200 0 0 Phillips 66 COM 718546104 3969 55200 SH SOLE 55200 0 0 Pinnacle West Capital Corporat COM 723484101 1502 20500 SH SOLE 20500 0 0 Pioneer Diversified High Incom COM 723653101 3351 278747 SH SOLE 278747 0 0 Pioneer Natural Resources Comp COM 723787107 3952 40452 SH SOLE 40452 0 0 POST HLDGS INC COM 737446104 219 2500 SH SOLE 2500 0 0 PPL CORP COM 69351T106 1044 40400 SH SOLE 40400 0 0 PRA HEALTH SCIENCES INC COM 69354M108 1469 15100 SH SOLE 15100 0 0 PROCTER AND GAMBLE CO COM 742718109 251 2100 SH SOLE 2100 0 0 Prudential Financial Inc. COM 744320102 1918 31500 SH SOLE 31500 0 0 Public Service Enterprise Grou COM 744573106 1352 27500 SH SOLE 27500 0 0 QORVO INC COM 74736K101 674 6100 SH SOLE 6100 0 0 QUALCOMM Incorporated COM 747525103 2919 32000 SH SOLE 32000 0 0 Raytheon Technologies Corporat COM 75513E101 2426 39371 SH SOLE 39371 0 0 Regeneron Pharmaceuticals Inc. COM 75886F107 2744 4400 SH SOLE 4400 0 0 Rent-A-Center Inc COM 76009N100 2253 81000 SH SOLE 81000 0 0 RPM International Inc. COM 749685103 2117 28200 SH SOLE 28200 0 0 Sealed Air Corporation COM 81211K100 1051 32000 SH SOLE 32000 0 0 SEMPRA ENERGY COM 816851109 2040 17400 SH SOLE 17400 0 0 ServiceNow Inc. COM 81762P102 2996 7396 SH SOLE 7396 0 0 Sherwin-Williams Company COM 824348106 2427 4200 SH SOLE 4200 0 0 Signature Bank COM 82669G104 3863 36134 SH SOLE 36134 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 8956 70042 SH SOLE 70042 0 0 Super Micro Computer Inc. COM 86800U104 346 12200 SH SOLE 12200 0 0 SYSCO CORP COM 871829107 230 4200 SH SOLE 4200 0 0 Taiwan Semiconductor Manufactu ADR 874039100 914 16100 SH SOLE 16100 0 0 TE Connectivity Ltd. COM H84989104 734 9000 SH SOLE 9000 0 0 Teekay LNG Partners L.P. COM Y8564M105 3104 266200 SH SOLE 266200 0 0 TELEFLEX INC COM 879369106 1092 3000 SH SOLE 3000 0 0 Texas Instruments Incorporated COM 882508104 711 5600 SH SOLE 5600 0 0 Textron Inc. COM 883203101 211 6400 SH SOLE 6400 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3581 9882 SH SOLE 9882 0 0 TJX COS INC NEW COM 872540109 602 11902 SH SOLE 11902 0 0 Trane Technologies plc COM G8994E103 1700 19110 SH SOLE 19110 0 0 TYSON FOODS INC CL A COM 902494103 1636 27400 SH SOLE 27400 0 0 U.S. Bancorp COM 902973304 2305 62600 SH SOLE 62600 0 0 U.S. Concrete Inc. COM 90333L201 295 11900 SH SOLE 11900 0 0 ULTA BEAUTY INC COM 90384S303 2858 14050 SH SOLE 14050 0 0 Ultrapar Participacoes S.A. Sp ADR 90400P101 2669 787300 SH SOLE 787300 0 0 Unilever N.V. ADR 904784709 693 13000 SH SOLE 13000 0 0 Unilever PLC Sponsored ADR ADR 904767704 203 3700 SH SOLE 3700 0 0 UNION PAC CORP COM 907818108 8316 49189 SH SOLE 49189 0 0 UNITED PARCEL SERVICE INC CL B COM 911312106 200 1800 SH SOLE 1800 0 0 UNITED RENTALS INC COM 911363109 760 5100 SH SOLE 5100 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7674 26019 SH SOLE 26019 0 0 V.F. Corporation COM 918204108 2419 39700 SH SOLE 39700 0 0 Valero Energy Corporation COM 91913Y100 2582 43900 SH SOLE 43900 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 2179 7506 SH SOLE 7506 0 0 ViacomCBS Inc. Class B COM 92556H206 695 29800 SH SOLE 29800 0 0 VISA INC COM CL A COM 92826C839 5048 26130 SH SOLE 26130 0 0 VOYA FINL INC COM 929089100 4977 106690 SH SOLE 106690 0 0 W. R. Grace & Co. COM 38388F108 4238 83400 SH SOLE 83400 0 0 Webster Financial Corporation COM 947890109 712 24900 SH SOLE 24900 0 0 Wells Fargo & Company COM 949746101 325 12700 SH SOLE 12700 0 0 Western Asset Corporate Loan F COM 95790J102 245 28631 SH SOLE 28631 0 0 Western Asset Global High Inco COM 95766B109 1045 112920 SH SOLE 112920 0 0 WESTERN ASSET VAR RT STRG FD C COM 957667108 307 19566 SH SOLE 19566 0 0 WHIRLPOOL CORP COM 963320106 2435 18800 SH SOLE 18800 0 0 Williams Companies Inc. COM 969457100 3808 200200 SH SOLE 200200 0 0 Xcel Energy Inc. COM 98389B100 2281 36500 SH SOLE 36500 0 0 Zoetis Inc. Class A COM 98978V103 3342 24388 SH SOLE 24388 0 0