Chief Financial Officer

0000950123-17-009865.txt : 20171108 0000950123-17-009865.hdr.sgml : 20171108 20171108170357 ACCESSION NUMBER: 0000950123-17-009865 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 171187400 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001058470 XXXXXXXX 09-30-2017 09-30-2017 ICON ADVISERS INC/CO

5299 DTC Boulevard Suite 1200 Greenwood Village CO 80111

13F HOLDINGS REPORT 028-07066 N Brian D. Harding Chief Financial Officer 303-790-1600 /s/ Brian D. Harding Greenwood Village CO 11-08-2017 0 378 1424851 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F Abbott Laboratories COM 002824100 2471 46300 SH SOLE 46300 0 0 AbbVie Inc COM 00287Y109 5074 57100 SH SOLE 57100 0 0 ABERDEEN CHILE FD INC COM 00301W105 236 28102 SH SOLE 28102 0 0 ABERDEEN EMERGING MKTS SMALLER COM 00301T102 222 15886 SH SOLE 15886 0 0 Activision Inc. COM 00507V109 1335 20700 SH SOLE 20700 0 0 Adobe Systems Inc. COM 00724F101 4860 32580 SH SOLE 32580 0 0 Advanced Energy Industries, In COM 007973100 1607 19900 SH SOLE 19900 0 0 AES Corp. COM 00130H105 1244 112900 SH SOLE 112900 0 0 Aetna Inc. COM 00817Y108 5097 32056 SH SOLE 32056 0 0 Agrium Inc. COM 008916108 1865 17400 SH SOLE 17400 0 0 Air Lease Corporation Class A COM 00912X302 3332 78176 SH SOLE 78176 0 0 Alaska Air Group Inc. COM 011659109 542 7100 SH SOLE 7100 0 0 Alexion Pharmaceuticals COM 015351109 4770 34000 SH SOLE 34000 0 0 Alibaba Group Holding Ltd. Spo ADR 01609W102 415 2400 SH SOLE 2400 0 0 Allergan Plc COM G0177J108 13158 64200 SH SOLE 64200 0 0 Alliance Data Systems Corp. COM 018581108 775 3500 SH SOLE 3500 0 0 Allison Transmission Holdings, COM 01973r101 3096 82500 SH SOLE 82500 0 0 Ally Financial Inc COM 02005N100 827 34100 SH SOLE 34100 0 0 ALPINE TOTAL DYNAMIC DIVID FD COM 021060207 3186 353983 SH SOLE 353983 0 0 Ameren Corp. COM 023608102 2244 38800 SH SOLE 38800 0 0 American Express Co. COM 025816109 1122 12400 SH SOLE 12400 0 0 American International Group I COM 026874784 9064 147640 SH SOLE 147640 0 0 Ameriprise Financial Inc COM 03076C106 832 5600 SH SOLE 5600 0 0 Andeavor COM 03349M105 8469 82100 SH SOLE 82100 0 0 Antero Resources Corporation COM 03674X106 3100 155800 SH SOLE 155800 0 0 Anthem, Inc. COM 036752103 1310 6900 SH SOLE 6900 0 0 Apple Inc. COM 037833100 12347 80110 SH SOLE 80110 0 0 Applied Materials Inc. COM 038222105 5527 106100 SH SOLE 106100 0 0 Armstrong World Industries, In COM 04247x102 456 8900 SH SOLE 8900 0 0 Arthur J. Gallagher & Co. COM 363576109 615 10000 SH SOLE 10000 0 0 ASIA PAC FD INC COM 044901106 1879 135385 SH SOLE 135385 0 0 AT&T Corp. COM 00206R102 2436 62200 SH SOLE 62200 0 0 AutoZone Inc. COM 053332102 2749 4620 SH SOLE 4620 0 0 AVANGRID INC COM COM 05351w103 2523 53200 SH SOLE 53200 0 0 Avery Dennison Corp. COM 053611109 1849 18800 SH SOLE 18800 0 0 Avista Corp COM 05379B107 549 10600 SH SOLE 10600 0 0 Ball Corp. COM 058498106 1445 35000 SH SOLE 35000 0 0 Bank of America Corp. COM 060505104 22747 897690 SH SOLE 897690 0 0 Bank of the Ozarks COM 063904106 1163 24200 SH SOLE 24200 0 0 Becton Dickinson & Co. COM 075887109 882 4500 SH SOLE 4500 0 0 BERKSHIRE HATHAWAY INC CL B NE COM 084670702 13822 75400 SH SOLE 75400 0 0 BGC Partners Inc COM 05541T101 1483 102500 SH SOLE 102500 0 0 Biogen Inc. COM 09062X103 1785 5700 SH SOLE 5700 0 0 BioTelemetry, Inc. COM 090672106 4838 146597 SH SOLE 146597 0 0 BlackRock Enhanced Government COM 09255K108 2223 162989 SH SOLE 162989 0 0 Blackrock Income Trust COM 09247F100 3795 604361 SH SOLE 604361 0 0 BLACKROCK MUNI 2018 TERM TR COM 09248C106 1593 105973 SH SOLE 105973 0 0 BLACKSTONE GSO FLTING RTE FUND COM 09256U105 3850 218985 SH SOLE 218985 0 0 Blue Buffalo Pet Products Inc COM 09531U102 1857 65500 SH SOLE 65500 0 0 BofI Holding, Inc COM 05566U108 1011 35500 SH SOLE 35500 0 0 Boston Scientific Corp. COM 101137107 8655 296700 SH SOLE 296700 0 0 Bristol-Myers Squibb Co. COM 110122108 892 14000 SH SOLE 14000 0 0 British American Tobacco PLC ( ADR 110448107 674 10800 SH SOLE 10800 0 0 BROADCOM LTD SHS COM Y09827109 18077 74530 SH SOLE 74530 0 0 Broadridge Financial Solutions COM 11133T103 2845 35200 SH SOLE 35200 0 0 Brooks Automation, Inc. COM 114340102 3977 131000 SH SOLE 131000 0 0 Brunswick Corp. COM 117043109 8871 158500 SH SOLE 158500 0 0 Builders FirstSource Inc. COM 12008R107 1378 76600 SH SOLE 76600 0 0 Cabot Corp. COM 127055101 391 7000 SH SOLE 7000 0 0 Cabot Oil & Gas Corp. COM 127097103 11613 434120 SH SOLE 434120 0 0 CAlAmp Corp. COM 128126109 442 19000 SH SOLE 19000 0 0 Campbell Soup Co. COM 134429109 272 5800 SH SOLE 5800 0 0 Canadian Pacific Railway Ltd. COM 13645T100 9527 56700 SH SOLE 56700 0 0 Cardtronics plc Class A COM g1991c105 1118 48600 SH SOLE 48600 0 0 Carlisle Cos. COM 142339100 702 7000 SH SOLE 7000 0 0 Carrizo Oil & Gas, Inc. COM 144577103 8550 499100 SH SOLE 499100 0 0 Cavium, Inc. COM 14964u108 10351 156970 SH SOLE 156970 0 0 CBRE Group Inc COM 12504L109 7212 190390 SH SOLE 190390 0 0 CBS Corp (Cl B) COM 124857202 3880 66904 SH SOLE 66904 0 0 CDK Global Inc COM 12508E101 8473 134300 SH SOLE 134300 0 0 Celanese Corp. (Series A) COM 150870103 1773 17000 SH SOLE 17000 0 0 Celgene Corp. COM 151020104 19286 132260 SH SOLE 132260 0 0 CenterPoint Energy Inc. COM 15189T107 6809 233100 SH SOLE 233100 0 0 Century Communities, Inc. COM 156504300 556 22500 SH SOLE 22500 0 0 CEVA, Inc. COM 157210105 291 6800 SH SOLE 6800 0 0 Charles River Laboratories Int COM 159864107 324 3000 SH SOLE 3000 0 0 Chesapeake Energy Corp. COM 165167107 5602 1302850 SH SOLE 1302850 0 0 Chevron Corp. COM 166764100 16344 139100 SH SOLE 139100 0 0 Choice Hotels International In COM 169905106 275 4300 SH SOLE 4300 0 0 CIGNA Corp. COM 125509109 4636 24800 SH SOLE 24800 0 0 Cimarex Energy Co. COM 171798101 22848 201000 SH SOLE 201000 0 0 Cirrus Logic Inc. COM 172755100 1018 19100 SH SOLE 19100 0 0 Citigroup Inc. COM 172967424 3368 46300 SH SOLE 46300 0 0 CMS Energy Corp. COM 125896100 4691 101276 SH SOLE 101276 0 0 CNO Financial Group, Inc. COM 12621E103 920 39400 SH SOLE 39400 0 0 Coca-Cola Co. COM 191216100 1755 39000 SH SOLE 39000 0 0 Cognizant Technology Solutions COM 192446102 4954 68300 SH SOLE 68300 0 0 Coherent Inc. COM 192479103 2301 9784 SH SOLE 9784 0 0 Colgate-Palmolive Co. COM 194162103 546 7500 SH SOLE 7500 0 0 Comcast Corp. COM 20030N101 4371 113588 SH SOLE 113588 0 0 Comerica Inc. COM 200340107 1014 13300 SH SOLE 13300 0 0 Comfort Systems USA, Inc. COM 199908104 1658 46440 SH SOLE 46440 0 0 COMPNIA MINAS BUENVNTR -ADR ADR 204448104 10631 831200 SH SOLE 831200 0 0 ConAgra Foods Inc. COM 205887102 300 8900 SH SOLE 8900 0 0 Consolidated Water Co. Inc. COM G23773107 2334 182342 SH SOLE 182342 0 0 Constellation Brands Inc. COM 21036P108 4308 21600 SH SOLE 21600 0 0 Continental Resources, Inc. COM 212015101 2407 62350 SH SOLE 62350 0 0 Cooper Tire & Rubber Co. COM 216831107 800 21400 SH SOLE 21400 0 0 CoStar Group, Inc. COM 22160N109 2165 8070 SH SOLE 8070 0 0 Costco Wholesale Corp. COM 22160K105 1364 8300 SH SOLE 8300 0 0 Credicorp Ltd COM G2519Y108 677 3300 SH SOLE 3300 0 0 Crown Holdings Inc. COM 228368106 1493 25000 SH SOLE 25000 0 0 Cutera, Inc. COM 232109108 2163 52310 SH SOLE 52310 0 0 CVS Health Corporation COM 126650100 8303 102100 SH SOLE 102100 0 0 Cypress Semiconductor Corp. COM 232806109 2920 194400 SH SOLE 194400 0 0 Darden Restaurants Inc. COM 237194105 1064 13500 SH SOLE 13500 0 0 DELAWARE INVTS DIV & INCOME FD COM 245915103 1212 112606 SH SOLE 112606 0 0 Deluxe Corp. COM 248019101 6669 91400 SH SOLE 91400 0 0 DEUTSCHE HIGH INCOME OPPORT FD COM 25158Y102 3076 203282 SH SOLE 203282 0 0 DEUTSCHE MULTI-MKT INCOME TR S COM 25160E102 6915 771731 SH SOLE 771731 0 0 DEUTSCHE STRATEGIC INCOME TR S COM 25160F109 1708 137006 SH SOLE 137006 0 0 Diamondback Energy, Inc. COM 25278X109 31830 324931 SH SOLE 324931 0 0 Dime Community Bancshares COM 253922108 937 43600 SH SOLE 43600 0 0 Discover Financial Services COM 254709108 16035 248680 SH SOLE 248680 0 0 DOWDUPONT INC COM 26078j100 1990 28745 SH SOLE 28745 0 0 Dr Pepper Snapple Group Inc. COM 26138E109 1398 15800 SH SOLE 15800 0 0 DTE Energy Co. COM 233331107 2705 25200 SH SOLE 25200 0 0 DXC Technology Co. COM 23355l106 2645 30800 SH SOLE 30800 0 0 Dycom Industries Inc. COM 267475101 558 6500 SH SOLE 6500 0 0 e.l.f. Beauty, Inc. COM 26856L103 620 27500 SH SOLE 27500 0 0 Eagle Materials Inc. COM 26969P108 3929 36820 SH SOLE 36820 0 0 Eastman Chemical Co. COM 277432100 4307 47600 SH SOLE 47600 0 0 EATON VANCE HIGH INCOME 2021 C COM 27829W101 5178 509625 SH SOLE 509625 0 0 Edison International COM 281020107 2855 37000 SH SOLE 37000 0 0 Edwards Lifesciences Corp. COM 28176E108 3126 28600 SH SOLE 28600 0 0 Electronic Arts Inc. COM 285512109 1948 16500 SH SOLE 16500 0 0 Eli Lilly & Co. COM 532457108 5800 67800 SH SOLE 67800 0 0 Emergent Biosolutions Inc. COM 29089Q105 1679 41500 SH SOLE 41500 0 0 Energizer Holdings Inc. COM 29272w109 290 6300 SH SOLE 6300 0 0 Envision Healthcare Holdings, COM 29414d100 899 20000 SH SOLE 20000 0 0 EOG Resources Inc. COM 26875P101 3115 32200 SH SOLE 32200 0 0 Equitable Resources Inc. COM 26884L109 4684 71800 SH SOLE 71800 0 0 Essent Group Ltd. COM G3198U102 1498 37000 SH SOLE 37000 0 0 Euronet Worldwide Inc. COM 298736109 1829 19300 SH SOLE 19300 0 0 Eversource Energy COM 30040W108 3258 53900 SH SOLE 53900 0 0 Exelixis, Inc. COM 30161Q104 775 32000 SH SOLE 32000 0 0 ExlService Holdings, Inc. COM 302081104 1038 17800 SH SOLE 17800 0 0 Exxon Mobil Corp. COM 30231G102 23922 291800 SH SOLE 291800 0 0 F5 Networks Inc. COM 315616102 796 6600 SH SOLE 6600 0 0 Fabrinet COM g3323l100 9098 245500 SH SOLE 245500 0 0 Facebook, Inc. Class A COM 30303M102 16173 94650 SH SOLE 94650 0 0 FEDERATED PREM INTR MUN INC FD COM 31423M105 4765 350139 SH SOLE 350139 0 0 Fifth Third Bancorp COM 316773100 8469 302690 SH SOLE 302690 0 0 Financial Engines, Inc. COM 317485100 827 23800 SH SOLE 23800 0 0 Finisar Corporation COM 31787a507 510 23000 SH SOLE 23000 0 0 First Commonwealth Financial C COM 319829107 5523 390860 SH SOLE 390860 0 0 First Horizon National Corp. COM 320517105 460 24000 SH SOLE 24000 0 0 First Midwest Bancorp COM 320867104 1241 53000 SH SOLE 53000 0 0 FIRST TR SR FLOATING RATE 2022 COM 33740K101 1270 131106 SH SOLE 131106 0 0 FIRST TRUST MORTGAGE INCM FD C COM 33734E103 1014 71080 SH SOLE 71080 0 0 Fortune Brands Home & Security COM 34964c106 2084 31000 SH SOLE 31000 0 0 Fresh Del Monte Produce Inc. COM G36738105 623 13700 SH SOLE 13700 0 0 General Electric Co. COM 369604103 2536 104900 SH SOLE 104900 0 0 Genpact Limited COM G3922B107 1236 43000 SH SOLE 43000 0 0 Goldman Sachs Group Inc. COM 38141G104 9677 40800 SH SOLE 40800 0 0 Goodyear Tire & Rubber Co. COM 382550101 6022 181100 SH SOLE 181100 0 0 Google Inc Cl C COM 02079K107 5253 5477 SH SOLE 5477 0 0 Graphic Packaging Holding Comp COM 388689101 12415 890000 SH SOLE 890000 0 0 Gray Television, Inc. COM 389375106 290 18500 SH SOLE 18500 0 0 Gulfport Energy Corporation COM 402635304 14026 978074 SH SOLE 978074 0 0 HCA HEALTHCARE INC COM 40412C101 6773 85100 SH SOLE 85100 0 0 Hemisphere Media Group, Inc. C COM 42365Q103 191 16000 SH SOLE 16000 0 0 Hewlett-Packard Co. COM 40434L105 2323 116400 SH SOLE 116400 0 0 Hexcel Corporation COM 428291108 646 11255 SH SOLE 11255 0 0 HILL ROM HLDGS INC COM COM 431475102 429 5800 SH SOLE 5800 0 0 HNI Corp. COM 404251100 415 10000 SH SOLE 10000 0 0 Hollyfrontier Corp COM 436106108 6759 187900 SH SOLE 187900 0 0 Home Depot Inc. COM 437076102 7661 46840 SH SOLE 46840 0 0 HomeStreet, Inc. COM 43785v102 540 20000 SH SOLE 20000 0 0 Horizon Global Corp. COM 44052W104 649 36800 SH SOLE 36800 0 0 Hospitality Properties Trust COM 44106M102 1074 37700 SH SOLE 37700 0 0 Humana Inc. COM 444859102 1316 5400 SH SOLE 5400 0 0 Huntsman Corporation COM 447011107 823 30000 SH SOLE 30000 0 0 Impax Laboratories, Inc. COM 45256B101 330 16255 SH SOLE 16255 0 0 InnerWorkings Inc. COM 45773Y105 112 10000 SH SOLE 10000 0 0 Innoviva, Inc. COM 45781M101 315 22329 SH SOLE 22329 0 0 Inphi Corporation COM 45772f107 202 5100 SH SOLE 5100 0 0 INSTALLED BLDG PRODS INC COM 45780R101 1017 15700 SH SOLE 15700 0 0 Intel Corp. COM 458140100 1561 41000 SH SOLE 41000 0 0 INVESCO HIGH INCOME TR II COM 46131F101 417 27583 SH SOLE 27583 0 0 INVESCO Ltd. COM G491BT108 2313 66000 SH SOLE 66000 0 0 IPG Photonics Corporation COM 44980X109 4293 23200 SH SOLE 23200 0 0 ISHARES TR CUR HD EURZN ETF COM 46434V639 5616 186500 SH SOLE 186500 0 0 ISHARES TR EUROPE ETF COM 464287861 5348 114100 SH SOLE 114100 0 0 J.M. Smucker Co. 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COM 516806106 6247 483150 SH SOLE 483150 0 0 LAZARD GLB TTL RET&INCM FD INC COM 52106W103 1129 67341 SH SOLE 67341 0 0 LAZARD WORLD DIVID & INCOME FD COM 521076109 497 43927 SH SOLE 43927 0 0 Leidos Holdings, Inc. COM 525327102 1581 26700 SH SOLE 26700 0 0 Liberty Tax, Inc. Class A COM 53128t102 206 14295 SH SOLE 14295 0 0 Ligand Pharmaceuticals Incorpo COM 53220K504 2597 19075 SH SOLE 19075 0 0 Lincoln National Corp. COM 534187109 5695 77500 SH SOLE 77500 0 0 LivaNova Plc COM G5509L101 476 6800 SH SOLE 6800 0 0 LOGITECH INTL S A -ADR COM H50430232 831 22800 SH SOLE 22800 0 0 LogMeIn, Inc. COM 54142l109 7670 69700 SH SOLE 69700 0 0 Lowe's Cos. COM 548661107 4365 54600 SH SOLE 54600 0 0 LyondellBasell Industries N.V. COM N53745100 2971 30000 SH SOLE 30000 0 0 M/A-COM Technology Solutions H COM 55405Y100 473 10594 SH SOLE 10594 0 0 M/I Homes Inc. COM 55305B101 1075 40200 SH SOLE 40200 0 0 MADISON CVRED CALL & EQ STR FD COM 557437100 3877 493911 SH SOLE 493911 0 0 MADISON STRTG SECTOR PREM FD C COM 558268108 2180 181504 SH SOLE 181504 0 0 Magellan Midstream Partners, L COM 559080106 5258 74000 SH SOLE 74000 0 0 Magna International Inc. COM 559222401 12091 226500 SH SOLE 226500 0 0 Marathon Petroleum Corp COM 56585A102 2524 45000 SH SOLE 45000 0 0 Martin Marietta Materials Inc. COM 573284106 5092 24690 SH SOLE 24690 0 0 Marvell Technology Group Ltd. COM G5876H105 1348 75300 SH SOLE 75300 0 0 Masco Corp. COM 574599106 11999 307600 SH SOLE 307600 0 0 MasTec, Inc. COM 576323109 16509 355800 SH SOLE 355800 0 0 MASTERCARD INCORPORATED CL A COM 57636Q104 16252 115100 SH SOLE 115100 0 0 Matador Resources Company COM 576485205 6926 255100 SH SOLE 255100 0 0 Maximus Inc. COM 577933104 1451 22500 SH SOLE 22500 0 0 McCormick & Co. Inc. COM 579780206 575 5600 SH SOLE 5600 0 0 McDonald's Corp. COM 580135101 1144 7300 SH SOLE 7300 0 0 Medtronic Inc. COM G5960L103 851 10946 SH SOLE 10946 0 0 Merck & Co. Inc. COM 58933Y105 6557 102400 SH SOLE 102400 0 0 Methanex Corp. COM 59151K108 500 9939 SH SOLE 9939 0 0 Methode Electronics Inc. COM 591520200 2105 49700 SH SOLE 49700 0 0 MFS INVT GRADE MUN TR SH BEN I COM 59318B108 1553 155471 SH SOLE 155471 0 0 MGM RESORTS INTERNATIONAL COM 552953101 248 7600 SH SOLE 7600 0 0 Micron Technology Inc. COM 595112103 5874 149340 SH SOLE 149340 0 0 Microsemi Corp. COM 595137100 505 9800 SH SOLE 9800 0 0 Middleby Corp. COM 596278101 513 4000 SH SOLE 4000 0 0 MKS Instruments, Inc. COM 55306n104 1851 19600 SH SOLE 19600 0 0 Modine Manufacturing Company COM 607828100 2143 111348 SH SOLE 111348 0 0 Molson Coors Brewing Co. COM 60871R209 1265 15500 SH SOLE 15500 0 0 MONDELEZ INTERNATIONAL INC-A COM 609207105 1358 33400 SH SOLE 33400 0 0 Monolithic Power Systems, Inc. COM 609839105 895 8400 SH SOLE 8400 0 0 Monster Beverage Corporation COM 61174X109 3116 56400 SH SOLE 56400 0 0 Morgan Stanley COM 617446448 2982 61900 SH SOLE 61900 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 945 54378 SH SOLE 54378 0 0 MORGAN STANLEY TRUSTS INCOME S COM 61745P874 8869 484641 SH SOLE 484641 0 0 Motorola Solutions, Inc. COM 620076307 2334 27500 SH SOLE 27500 0 0 MSCI Inc. Cl A COM 55354G100 807 6900 SH SOLE 6900 0 0 Mylan Inc. COM N59465109 878 28000 SH SOLE 28000 0 0 National Fuel Gas Co. COM 636180101 3583 63300 SH SOLE 63300 0 0 NCR Corp. COM 62886E108 750 20000 SH SOLE 20000 0 0 NEWELL BRANDS INC COM 651229106 9464 221800 SH SOLE 221800 0 0 Newfield Exploration Co. COM 651290108 10877 366600 SH SOLE 366600 0 0 Nexstar Media Group, Inc. Clas COM 65336K103 947 15200 SH SOLE 15200 0 0 Nextera Energy COM 65339F101 3810 26000 SH SOLE 26000 0 0 NiSource Inc. COM 65473P105 2193 85700 SH SOLE 85700 0 0 Nissan Motor Co. Ltd. ADR 654744408 822 41500 SH SOLE 41500 0 0 Norwegian Cruise Line Holdings COM G66721104 519 9600 SH SOLE 9600 0 0 NTT DoCoMo Inc. (ADS) ADR 62942M201 2190 96100 SH SOLE 96100 0 0 NuCor Corp. COM 670346105 448 8000 SH SOLE 8000 0 0 NutriSystem Inc. COM 67069D108 710 12700 SH SOLE 12700 0 0 NuVasive, Inc. COM 670704105 360 6500 SH SOLE 6500 0 0 NUVEEN BUILD AMER BD FD COM COM 67074C103 249 11599 SH SOLE 11599 0 0 NUVEEN BUILD AMER BD OPPTNY FD COM 67074Q102 588 26697 SH SOLE 26697 0 0 NUVEEN HGH INC DEC18 TRGT TR COM 67075P103 7114 708561 SH SOLE 708561 0 0 NUVEEN HIGH INCOME DECMBR 2019 COM 67076E107 2994 295849 SH SOLE 295849 0 0 NUVEEN MTG OPPORT TERM FUND COM 67074R100 312 12696 SH SOLE 12696 0 0 OGE Energy Corp. COM 670837103 1394 38700 SH SOLE 38700 0 0 OIL CO LUKOIL PJSC ADR ADR 69343P105 1122 21200 SH SOLE 21200 0 0 Olin Corp. COM 680665205 936 27339 SH SOLE 27339 0 0 OMEGA PROTEIN CORP COM 68210p107 283 17000 SH SOLE 17000 0 0 ON Semiconductor Corporation COM 682189105 2100 113700 SH SOLE 113700 0 0 Open Text Corp. COM 683715106 781 24200 SH SOLE 24200 0 0 ORBITAL ATK INC COM 68557n103 2996 22500 SH SOLE 22500 0 0 Orchids Paper Products Company COM 68572N104 142 10103 SH SOLE 10103 0 0 O'Reilly Automotive Inc. COM 67103H107 5923 27500 SH SOLE 27500 0 0 OSI Systems Inc. COM 671044105 210 2300 SH SOLE 2300 0 0 Otter Tail Corp COM 689648103 2024 46700 SH SOLE 46700 0 0 Parsley Energy, Inc. Class A COM 701877102 7781 295410 SH SOLE 295410 0 0 PCM, Inc. COM 69323k100 1362 97300 SH SOLE 97300 0 0 PepsiCo Inc. COM 713448108 2050 18400 SH SOLE 18400 0 0 Pfizer Inc. COM 717081103 4445 124500 SH SOLE 124500 0 0 PG&E Corp. COM 69331C108 2118 31100 SH SOLE 31100 0 0 PGT Innovations, Inc. COM 69336V101 746 49900 SH SOLE 49900 0 0 Philip Morris International In COM 718172109 1066 9600 SH SOLE 9600 0 0 Photronics Inc. 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COM 755111507 205 1100 SH SOLE 1100 0 0 Regeneron Pharmaceuticals, Inc COM 75886F107 1341 3000 SH SOLE 3000 0 0 Ring Energy, Inc. COM 76680V108 7112 490800 SH SOLE 490800 0 0 Roche Holding AG ADR 771195104 2528 79000 SH SOLE 79000 0 0 Rockwell Collins Corp. COM 774341101 2006 15349 SH SOLE 15349 0 0 Rogers Corp. COM 775133101 3315 24870 SH SOLE 24870 0 0 Royal Caribbean Cruises Ltd. COM V7780T103 6326 53370 SH SOLE 53370 0 0 Royal Dutch Shell ADR ADR 780259206 1817 30000 SH SOLE 30000 0 0 Royal Gold, Inc. COM 780287108 2237 26000 SH SOLE 26000 0 0 RPC Inc. COM 749660106 13225 533500 SH SOLE 533500 0 0 SAP SE-SPONSORED ADR ADR 803054204 1502 13700 SH SOLE 13700 0 0 SBERBANK OF RUSSIA SPON ADR ADR 80585Y308 1670 117000 SH SOLE 117000 0 0 SCANA Corp. COM 80589M102 786 16200 SH SOLE 16200 0 0 Schlumberger Ltd. 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