0000950123-17-007182.txt : 20170810 0000950123-17-007182.hdr.sgml : 20170810 20170810162034 ACCESSION NUMBER: 0000950123-17-007182 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 171021702 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001058470 XXXXXXXX 06-30-2017 06-30-2017 ICON ADVISERS INC/CO

5299 DTC Boulevard Suite 1200 Greenwood Village CO 80111

13F HOLDINGS REPORT 028-07066 N Brian D. Harding 303-790-1600 /s/ Brian D. Harding Greenwood Village CO 08-08-2017 0 378 1438345 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 8point3 Energy Partners LP Cla COM 282539105 4967 328264 SH SOLE 328264 0 0 Abbott Laboratories COM 002824100 2917 60000 SH SOLE 60000 0 0 AbbVie Inc COM 00287Y109 5859 80800 SH SOLE 80800 0 0 ABERDEEN EMERGING MKTS SMALLER COM 00301T102 140 10147 SH SOLE 10147 0 0 Activision Inc. COM 00507V109 1192 20700 SH SOLE 20700 0 0 Acuity Brands Inc. COM 00508Y102 610 3000 SH SOLE 3000 0 0 Adient plc COM g0084w101 517 7900 SH SOLE 7900 0 0 Adobe Systems Inc. COM 00724F101 4608 32580 SH SOLE 32580 0 0 AES Corp. COM 00130H105 1432 128900 SH SOLE 128900 0 0 Aetna Inc. COM 00817Y108 4867 32056 SH SOLE 32056 0 0 Agnico-Eagle Mines Ltd. COM 008474108 902 20000 SH SOLE 20000 0 0 Agrium Inc. COM 008916108 1575 17400 SH SOLE 17400 0 0 Air Lease Corporation Class A COM 00912X302 2921 78176 SH SOLE 78176 0 0 Alexion Pharmaceuticals COM 015351109 1995 16400 SH SOLE 16400 0 0 Alibaba Group Holding Ltd. Spo ADR 01609W102 1296 9200 SH SOLE 9200 0 0 Allergan Plc COM G0177J108 16700 68700 SH SOLE 68700 0 0 Allison Transmission Holdings, COM 01973r101 3095 82500 SH SOLE 82500 0 0 Ally Financial Inc COM 02005N100 713 34100 SH SOLE 34100 0 0 ALPINE TOTAL DYNAMIC DIVID FD COM 021060207 1904 219079 SH SOLE 219079 0 0 Amazon.com Inc. COM 023135106 2004 2070 SH SOLE 2070 0 0 Ameren Corp. COM 023608102 2679 49000 SH SOLE 49000 0 0 AMERICA MOVIL S.A.B. de CV -AD ADR 02364W105 595 37400 SH SOLE 37400 0 0 American Electric Power Co. In COM 025537101 1653 23800 SH SOLE 23800 0 0 American Express Co. COM 025816109 1045 12400 SH SOLE 12400 0 0 American International Group I COM 026874784 9230 147640 SH SOLE 147640 0 0 AMERICAN OUTDOOR BRANDS CORP COM 02874p103 461 20800 SH SOLE 20800 0 0 Ameriprise Financial Inc COM 03076C106 713 5600 SH SOLE 5600 0 0 ANI Pharmaceuticals Inc COM 00182C103 407 8700 SH SOLE 8700 0 0 Antero Resources Corporation COM 03674X106 4121 190700 SH SOLE 190700 0 0 Apple Inc. COM 037833100 11869 82410 SH SOLE 82410 0 0 Applied Materials Inc. COM 038222105 3829 92700 SH SOLE 92700 0 0 Arlington Asset Investment Cor COM 041356205 1471 107600 SH SOLE 107600 0 0 Armstrong World Industries, In COM 04247x102 409 8900 SH SOLE 8900 0 0 Arthur J. Gallagher & Co. COM 363576109 572 10000 SH SOLE 10000 0 0 ASIA PAC FD INC COM 044901106 1804 138742 SH SOLE 138742 0 0 Automatic Data Processing Inc. COM 053015103 1107 10800 SH SOLE 10800 0 0 AutoZone Inc. COM 053332102 2636 4620 SH SOLE 4620 0 0 AVANGRID INC COM COM 05351w103 2349 53200 SH SOLE 53200 0 0 Avery Dennison Corp. COM 053611109 1661 18800 SH SOLE 18800 0 0 Avista Corp COM 05379B107 2021 47600 SH SOLE 47600 0 0 Ball Corp. COM 058498106 1688 40000 SH SOLE 40000 0 0 Bank of America Corp. COM 060505104 21778 897710 SH SOLE 897710 0 0 Bank of the Ozarks COM 063904106 1134 24200 SH SOLE 24200 0 0 Becton Dickinson & Co. COM 075887109 878 4500 SH SOLE 4500 0 0 BERKSHIRE HATHAWAY INC CL B NE COM 084670702 12770 75400 SH SOLE 75400 0 0 BGC Partners Inc COM 05541T101 3073 243100 SH SOLE 243100 0 0 BioTelemetry, Inc. COM 090672106 3789 113278 SH SOLE 113278 0 0 BLACKROCK DEFINED OPPRTY CR TR COM 09255Q105 5224 526089 SH SOLE 526089 0 0 BlackRock Enhanced Government COM 09255K108 2779 208813 SH SOLE 208813 0 0 Blackrock Income Trust COM 09247F100 5536 869009 SH SOLE 869009 0 0 Blue Buffalo Pet Products Inc COM 09531U102 1718 75300 SH SOLE 75300 0 0 Boeing Co. COM 097023105 2353 11900 SH SOLE 11900 0 0 BofI Holding, Inc COM 05566U108 427 18000 SH SOLE 18000 0 0 Boston Scientific Corp. COM 101137107 6780 244600 SH SOLE 244600 0 0 Bristol-Myers Squibb Co. COM 110122108 2524 45300 SH SOLE 45300 0 0 BROADCOM LTD SHS COM Y09827109 16996 72930 SH SOLE 72930 0 0 Broadridge Financial Solutions COM 11133T103 2660 35200 SH SOLE 35200 0 0 BroadSoft, Inc. COM 11133b409 1623 37700 SH SOLE 37700 0 0 Brunswick Corp. COM 117043109 9943 158500 SH SOLE 158500 0 0 Builders FirstSource Inc. COM 12008R107 1174 76600 SH SOLE 76600 0 0 Cabot Corp. COM 127055101 374 7000 SH SOLE 7000 0 0 Cabot Oil & Gas Corp. COM 127097103 9796 390600 SH SOLE 390600 0 0 CAlAmp Corp. COM 128126109 646 31800 SH SOLE 31800 0 0 Cameco Corp. COM 13321L108 4272 469500 SH SOLE 469500 0 0 Carlisle Cos. COM 142339100 668 7000 SH SOLE 7000 0 0 Carrizo Oil & Gas, Inc. COM 144577103 5799 332900 SH SOLE 332900 0 0 CBRE Group Inc COM 12504L109 6930 190390 SH SOLE 190390 0 0 CBS Corp (Cl B) COM 124857202 3795 59504 SH SOLE 59504 0 0 CDK Global Inc COM 12508E101 8335 134300 SH SOLE 134300 0 0 Celanese Corp. (Series A) COM 150870103 1614 17000 SH SOLE 17000 0 0 Celgene Corp. COM 151020104 17158 132120 SH SOLE 132120 0 0 CenterPoint Energy Inc. COM 15189T107 3735 136400 SH SOLE 136400 0 0 Century Communities, Inc. COM 156504300 558 22500 SH SOLE 22500 0 0 Charles River Laboratories Int COM 159864107 303 3000 SH SOLE 3000 0 0 Chesapeake Energy Corp. COM 165167107 6475 1302850 SH SOLE 1302850 0 0 Chevron Corp. COM 166764100 17820 170800 SH SOLE 170800 0 0 China Biologic Products, Inc. COM 16938C106 1753 15500 SH SOLE 15500 0 0 CIGNA Corp. COM 125509109 4151 24800 SH SOLE 24800 0 0 Cimarex Energy Co. COM 171798101 16471 175200 SH SOLE 175200 0 0 Cirrus Logic Inc. COM 172755100 1198 19100 SH SOLE 19100 0 0 Citigroup Inc. COM 172967424 3097 46300 SH SOLE 46300 0 0 CMS Energy Corp. COM 125896100 5341 115476 SH SOLE 115476 0 0 CNO Financial Group, Inc. COM 12621E103 639 30600 SH SOLE 30600 0 0 Coca-Cola Co. 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COM 247916208 1669 1090550 SH SOLE 1090550 0 0 DEUTSCHE GLOBAL HIGH INCOME FD COM 25158V108 3667 421067 SH SOLE 421067 0 0 DEUTSCHE HIGH INCOME OPPORT FD COM 25158Y102 984 66150 SH SOLE 66150 0 0 DEUTSCHE MULTI-MKT INCOME TR S COM 25160E102 7396 840415 SH SOLE 840415 0 0 DEUTSCHE STRATEGIC INCOME TR S COM 25160F109 1517 122406 SH SOLE 122406 0 0 Diamondback Energy, Inc. COM 25278X109 23330 262701 SH SOLE 262701 0 0 Dime Community Bancshares COM 253922108 855 43600 SH SOLE 43600 0 0 Discover Financial Services COM 254709108 15465 248680 SH SOLE 248680 0 0 Dow Chemical Co. COM 260543103 1813 28745 SH SOLE 28745 0 0 Dr Pepper Snapple Group Inc. COM 26138E109 1194 13100 SH SOLE 13100 0 0 DTE Energy Co. COM 233331107 2486 23500 SH SOLE 23500 0 0 DXC Technology Co. COM 23355l106 2363 30800 SH SOLE 30800 0 0 Dycom Industries Inc. COM 267475101 582 6500 SH SOLE 6500 0 0 E TRADE Financial Corp. COM 269246401 711 18700 SH SOLE 18700 0 0 Eagle Materials Inc. COM 26969P108 3699 40020 SH SOLE 40020 0 0 Eastman Chemical Co. COM 277432100 2520 30000 SH SOLE 30000 0 0 EATON VANCE HIGH INCOME 2021 C COM 27829W101 5384 532550 SH SOLE 532550 0 0 Edison International COM 281020107 2893 37000 SH SOLE 37000 0 0 Edwards Lifesciences Corp. COM 28176E108 6562 55500 SH SOLE 55500 0 0 Electronic Arts Inc. COM 285512109 1744 16500 SH SOLE 16500 0 0 Electronics for Imaging Inc. COM 286082102 1293 27300 SH SOLE 27300 0 0 Eli Lilly & Co. COM 532457108 7530 91500 SH SOLE 91500 0 0 Emergent Biosolutions Inc. COM 29089Q105 1407 41500 SH SOLE 41500 0 0 Endo International Plc COM G30401106 1342 120172 SH SOLE 120172 0 0 EOG Resources Inc. COM 26875P101 12148 134200 SH SOLE 134200 0 0 Equifax Inc. COM 294429105 1305 9500 SH SOLE 9500 0 0 Equitable Resources Inc. COM 26884L109 4207 71800 SH SOLE 71800 0 0 Essent Group Ltd. COM G3198U102 2455 66100 SH SOLE 66100 0 0 Euronet Worldwide Inc. 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COM 320517105 620 35600 SH SOLE 35600 0 0 First Midwest Bancorp COM 320867104 1077 46200 SH SOLE 46200 0 0 FIRST TRUST MORTGAGE INCM FD C COM 33734E103 1121 79080 SH SOLE 79080 0 0 Ford Motor Co. COM 345370860 1241 110900 SH SOLE 110900 0 0 Fortune Brands Home & Security COM 34964c106 2022 31000 SH SOLE 31000 0 0 Fresh Del Monte Produce Inc. COM G36738105 697 13700 SH SOLE 13700 0 0 General Electric Co. COM 369604103 1648 61000 SH SOLE 61000 0 0 Genpact Limited COM G3922B107 874 31400 SH SOLE 31400 0 0 GLAUKOS CORP COM 377322102 1805 43535 SH SOLE 43535 0 0 Golar LNG Ltd. COM G9456A100 4855 218200 SH SOLE 218200 0 0 Goldman Sachs Group Inc. COM 38141G104 9054 40800 SH SOLE 40800 0 0 Goodyear Tire & Rubber Co. COM 382550101 6331 181100 SH SOLE 181100 0 0 Google Inc Cl A COM 02079K305 1673 1800 SH SOLE 1800 0 0 Google Inc Cl C COM 02079K107 12737 14016 SH SOLE 14016 0 0 Graphic Packaging Holding Comp COM 388689101 12264 890000 SH SOLE 890000 0 0 Green Plains Inc. 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COM 45256B101 399 24800 SH SOLE 24800 0 0 InnerWorkings Inc. COM 45773Y105 116 10000 SH SOLE 10000 0 0 Innoviva, Inc. COM 45781M101 286 22329 SH SOLE 22329 0 0 INSTALLED BLDG PRODS INC COM 45780R101 831 15700 SH SOLE 15700 0 0 Intel Corp. COM 458140100 2534 75100 SH SOLE 75100 0 0 INVESCO HIGH INCOME TR II COM 46131F101 226 15134 SH SOLE 15134 0 0 INVESCO Ltd. COM G491BT108 2323 66000 SH SOLE 66000 0 0 IPG Photonics Corporation COM 44980X109 8387 57800 SH SOLE 57800 0 0 ISHARES TR CUR HD EURZN ETF COM 46434V639 5466 186500 SH SOLE 186500 0 0 ISHARES TR EUROPE ETF COM 464287861 5057 114100 SH SOLE 114100 0 0 j2 Global Communications Inc. COM 48123V102 520 6114 SH SOLE 6114 0 0 Jazz Pharmaceuticals Plc COM G50871105 16968 109120 SH SOLE 109120 0 0 Johnson Controls International COM G51502105 10844 250100 SH SOLE 250100 0 0 JPMorgan Chase & Co. 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