0000950123-17-003867.txt : 20170504
0000950123-17-003867.hdr.sgml : 20170504
20170504141331
ACCESSION NUMBER: 0000950123-17-003867
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170504
DATE AS OF CHANGE: 20170504
EFFECTIVENESS DATE: 20170504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICON ADVISERS INC/CO
CENTRAL INDEX KEY: 0001058470
IRS NUMBER: 841166639
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07066
FILM NUMBER: 17813311
BUSINESS ADDRESS:
STREET 1: 5299 DTC BOULEVARD
STREET 2: SUITE 1200
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 3037901600
MAIL ADDRESS:
STREET 1: 5299 DTC BOULEVARD
STREET 2: SUITE 1200
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO
DATE OF NAME CHANGE: 19990330
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001058470
XXXXXXXX
03-31-2017
03-31-2017
ICON ADVISERS INC/CO
5299 DTC Boulevard
Suite 1200
Greenwood Village
CO
80111
13F HOLDINGS REPORT
028-07066
N
Brian D. Harding
Chief Financial Officer
303-790-1600
/s/ Brian D. Harding
Greenwood Village
CO
05-02-2017
0
374
1458262
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
8point3 Energy Partners LP Cla
COM
282539105
9330
687564
SH
SOLE
687564
0
0
Abbott Laboratories
COM
002824100
2665
60000
SH
SOLE
60000
0
0
AbbVie Inc
COM
00287Y109
12074
185300
SH
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185300
0
0
Acorda Therapeutics, Inc.
COM
00484M106
2110
100500
SH
SOLE
100500
0
0
Activision Inc.
COM
00507V109
5320
106700
SH
SOLE
106700
0
0
Acuity Brands Inc.
COM
00508Y102
612
3000
SH
SOLE
3000
0
0
Adient plc
COM
g0084w101
574
7900
SH
SOLE
7900
0
0
Adobe Systems Inc.
COM
00724F101
4240
32580
SH
SOLE
32580
0
0
Advanced Energy Industries, In
COM
007973100
877
12797
SH
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12797
0
0
Advisory Board Co.
COM
00762W107
1404
30000
SH
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30000
0
0
AES Corp.
COM
00130H105
1184
105900
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0
0
Aetna Inc.
COM
00817Y108
6040
47356
SH
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47356
0
0
AFLAC Inc.
COM
001055102
521
7200
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0
0
Agnico-Eagle Mines Ltd.
COM
008474108
849
20000
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20000
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0
Agrium Inc.
COM
008916108
1663
17400
SH
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Air Lease Corporation Class A
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194176
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Albany Molecular Research Inc.
COM
012423109
425
30300
SH
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0
Alibaba Group Holding Ltd. Spo
ADR
01609W102
3494
32400
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32400
0
0
Allergan Plc
COM
G0177J108
14001
58600
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Allete Inc.
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018522300
2810
41500
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41500
0
0
Alliant Energy Corp.
COM
018802108
1477
37300
SH
SOLE
37300
0
0
Allison Transmission Holdings,
COM
01973r101
3155
87500
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87500
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0
Ally Financial Inc
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02005N100
693
34100
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0
Amazon.com Inc.
COM
023135106
1835
2070
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2070
0
0
Ameren Corp.
COM
023608102
2675
49000
SH
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49000
0
0
American Electric Power Co. In
COM
025537101
3007
44800
SH
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44800
0
0
American International Group I
COM
026874784
9217
147640
SH
SOLE
147640
0
0
AMERICAN OUTDOOR BRANDS CORP
COM
02874p103
412
20800
SH
SOLE
20800
0
0
AmTrust Financial Services Inc
COM
032359309
2804
151900
SH
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151900
0
0
ANI Pharmaceuticals Inc
COM
00182C103
1025
20700
SH
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20700
0
0
Antero Resources Corporation
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03674X106
4350
190700
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AON Corp.
COM
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1353
11400
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0
Apogee Enterprises Inc.
COM
037598109
954
16000
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16000
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0
Apple Inc.
COM
037833100
13549
94310
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0
0
Applied Materials Inc.
COM
038222105
3501
90000
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90000
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0
Aramark
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03852u106
837
22700
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0
Armstrong World Industries, In
COM
04247x102
410
8900
SH
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8900
0
0
Arthur J. Gallagher & Co.
COM
363576109
565
10000
SH
SOLE
10000
0
0
ASIA PAC FD INC
COM
044901106
604
49403
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49403
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AT&T Corp.
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00206R102
2904
69900
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Automatic Data Processing Inc.
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1106
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AutoZone Inc.
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053332102
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AVANGRID INC COM
COM
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2274
53200
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Avery Dennison Corp.
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053611109
1693
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0
Ball Corp.
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1856
25000
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0
Bank of America Corp.
COM
060505104
21177
897710
SH
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Bank of the Ozarks, Inc.
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063904106
348
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BCE Inc.
COM
05534B760
1492
33700
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33700
0
0
BE Aerospace Inc.
COM
073302101
3173
49500
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49500
0
0
Becton Dickinson & Co.
COM
075887109
825
4500
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4500
0
0
BERKSHIRE HATHAWAY INC CL B NE
COM
084670702
12568
75400
SH
SOLE
75400
0
0
BGC Partners Inc
COM
05541T101
1751
154100
SH
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154100
0
0
BioTelemetry, Inc.
COM
090672106
2501
86387
SH
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86387
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0
BLACKROCK DEFINED OPPRTY CR TR
COM
09255Q105
5224
380745
SH
SOLE
380745
0
0
BlackRock Enhanced Government
COM
09255K108
2865
216733
SH
SOLE
216733
0
0
Blackrock Income Trust
COM
09247F100
6723
1086064
SH
SOLE
1086064
0
0
Blue Buffalo Pet Products Inc
COM
09531U102
1226
53300
SH
SOLE
53300
0
0
Boeing Co.
COM
097023105
2370
13400
SH
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13400
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0
BofI Holding, Inc
COM
05566U108
470
18000
SH
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0
Boston Scientific Corp.
COM
101137107
6839
275000
SH
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275000
0
0
Bristol-Myers Squibb Co.
COM
110122108
6265
115200
SH
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115200
0
0
BROADCOM LTD SHS
COM
Y09827109
16648
76030
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76030
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Broadridge Financial Solutions
COM
11133T103
2752
40500
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40500
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0
Brunswick Corp.
COM
117043109
6579
107500
SH
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Builders FirstSource Inc.
COM
12008R107
1141
76600
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0
Cabot Corp.
COM
127055101
419
7000
SH
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7000
0
0
Cabot Oil & Gas Corp.
COM
127097103
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CAlAmp Corp.
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Cameco Corp.
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13321L108
5197
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Carlisle Cos.
COM
142339100
585
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Carrizo Oil & Gas, Inc.
COM
144577103
6259
218400
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CBRE Group Inc
COM
12504L109
10242
294390
SH
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294390
0
0
CBS Corp (Cl B)
COM
124857202
3531
50904
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CDK Global Inc
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1437
22100
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Celanese Corp. (Series A)
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150870103
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Celgene Corp.
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CenterPoint Energy Inc.
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144200
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Cirrus Logic Inc.
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Citigroup Inc.
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115476
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CNO Financial Group, Inc.
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0
Coca-Cola Co.
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2835
66800
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66800
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0
Cognizant Technology Solutions
COM
192446102
3791
63700
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63700
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COHEN & STEERS INC COM
COM
19247A100
763
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19100
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Coherent Inc.
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Credicorp Ltd
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Credit Acceptance Corporation
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225310101
598
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Crown Holdings Inc.
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CUSHING RENAISSANCE FD COM
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Cutera, Inc.
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232109108
571
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Cypress Semiconductor Corp.
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232806109
267
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DELAWARE INVTS DIV & INCOME FD
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Delta Air Lines Inc.
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Deluxe Corp.
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Denbury Resources Inc.
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DEUTSCHE GLOBAL HIGH INCOME FD
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25158V108
3429
403864
SH
SOLE
403864
0
0
DEUTSCHE HIGH INCOME OPPORT FD
COM
25158Y102
673
45964
SH
SOLE
45964
0
0
DEUTSCHE MULTI-MKT INCOME TR S
COM
25160E102
8060
926414
SH
SOLE
926414
0
0
DEUTSCHE STRATEGIC INCOME TR S
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25160F109
1631
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SOLE
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DTE Energy Co.
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Eastman Chemical Co.
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EATON VANCE HIGH INCOME 2021 C
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Echo Global Logistics, Inc
COM
27875t101
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Electronics for Imaging Inc.
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Endo International Plc
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EOG Resources Inc.
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Equitable Resources Inc.
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Essent Group Ltd.
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Estee Lauder Cos. (Cl A)
COM
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Euronet Worldwide Inc.
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ExlService Holdings, Inc.
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COM
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SOLE
243800
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Facebook, Inc. Class A
COM
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COM
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First Commonwealth Financial C
COM
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3700
279060
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SOLE
279060
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First Midwest Bancorp
COM
320867104
1094
46200
SH
SOLE
46200
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0
FIRST TR ABERDEEN GLBL OPP FD
COM
337319107
2929
252038
SH
SOLE
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FIRST TRUST MORTGAGE INCM FD C
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85088
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SOLE
85088
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Foot Locker Inc.
COM
344849104
419
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General Dynamics Corp.
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General Electric Co.
COM
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Goldman Sachs Group Inc.
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Goodyear Tire & Rubber Co.
COM
382550101
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SOLE
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0
Google Inc Cl A
COM
02079K305
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3200
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Google Inc Cl C
COM
02079K107
12954
15616
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SOLE
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Graphic Packaging Holding Comp
COM
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11454
890000
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890000
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Green Plains Inc.
COM
393222104
4794
193700
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SOLE
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GUGGENHEIM ENHNCD EQTY INCM FD
COM
40167B100
2280
282162
SH
SOLE
282162
0
0
Gulfport Energy Corporation
COM
402635304
11969
696300
SH
SOLE
696300
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Hartford Financial Services Gr
COM
416515104
1428
29700
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HCA Holdings Inc
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Headwaters Inc.
COM
42210P102
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Home Depot Inc.
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HomeStreet, Inc.
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Honeywell International Inc.
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Horizon Global Corp.
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Horizon Pharma plc
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