0000950123-17-000674.txt : 20170201 0000950123-17-000674.hdr.sgml : 20170201 20170201155102 ACCESSION NUMBER: 0000950123-17-000674 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 EFFECTIVENESS DATE: 20170201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 17564853 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001058470 XXXXXXXX 12-31-2016 12-31-2016 ICON ADVISERS INC/CO

5299 DTC Boulevard Suite 1200 Greenwood Village CO 80111

13F HOLDINGS REPORT 028-07066 N Brian D. Harding 303-790-1600 /s/ Brian D. Harding Greenwood Village CO 02-01-2017 0 395 1477051 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 8point3 Energy Partners LP Cla COM 282539105 5768 444364 SH SOLE 444364 0 0 AbbVie Inc COM 00287Y109 11297 180400 SH SOLE 180400 0 0 Acadia Healthcare Company, Inc COM 00404A109 324 9800 SH SOLE 9800 0 0 Activision Inc. COM 00507V109 4832 133800 SH SOLE 133800 0 0 Acuity Brands Inc. COM 00508Y102 693 3000 SH SOLE 3000 0 0 Adobe Systems Inc. COM 00724F101 3354 32580 SH SOLE 32580 0 0 Advanced Energy Industries, In COM 007973100 1369 24997 SH SOLE 24997 0 0 Advisory Board Co. COM 00762W107 1330 40000 SH SOLE 40000 0 0 AES Corp. COM 00130H105 940 80900 SH SOLE 80900 0 0 Aetna Inc. COM 00817Y108 3224 26000 SH SOLE 26000 0 0 Affiliated Managers Group Inc. COM 008252108 654 4500 SH SOLE 4500 0 0 AFLAC Inc. COM 001055102 501 7200 SH SOLE 7200 0 0 Agnico-Eagle Mines Ltd. COM 008474108 840 20000 SH SOLE 20000 0 0 Agrium Inc. COM 008916108 1750 17400 SH SOLE 17400 0 0 Air Lease Corporation Class A COM 00912X302 6666 194176 SH SOLE 194176 0 0 Alibaba Group Holding Ltd. Spo ADR 01609W102 2467 28100 SH SOLE 28100 0 0 Allergan Plc COM G0177J108 14659 69800 SH SOLE 69800 0 0 Allete Inc. COM 018522300 2664 41500 SH SOLE 41500 0 0 Alliant Energy Corp. COM 018802108 1625 42900 SH SOLE 42900 0 0 Allison Transmission Holdings, COM 01973r101 5037 149500 SH SOLE 149500 0 0 Ally Financial Inc COM 02005N100 8095 425600 SH SOLE 425600 0 0 Altria Group Inc. COM 02209S103 2198 32500 SH SOLE 32500 0 0 Amazon.com Inc. COM 023135106 1552 2070 SH SOLE 2070 0 0 Ameren Corp. COM 023608102 3473 66200 SH SOLE 66200 0 0 American Electric Power Co. In COM 025537101 2229 35400 SH SOLE 35400 0 0 American Express Co. COM 025816109 1793 24200 SH SOLE 24200 0 0 American International Group I COM 026874784 9642 147640 SH SOLE 147640 0 0 Amgen Inc. COM 031162100 6082 41600 SH SOLE 41600 0 0 Amphastar Pharmaceuticals Inc COM 03209r103 774 42000 SH SOLE 42000 0 0 AmTrust Financial Services Inc COM 032359309 4663 170300 SH SOLE 170300 0 0 Annaly Capital Management Inc. COM 035710409 517 51900 SH SOLE 51900 0 0 Antero Resources Corporation COM 03674X106 4510 190700 SH SOLE 190700 0 0 Anthem, Inc. COM 036752103 906 6300 SH SOLE 6300 0 0 AON Corp. COM G0408V102 1271 11400 SH SOLE 11400 0 0 Apogee Enterprises Inc. COM 037598109 857 16000 SH SOLE 16000 0 0 Apple Inc. COM 037833100 12591 108710 SH SOLE 108710 0 0 Applied Materials Inc. COM 038222105 2904 90000 SH SOLE 90000 0 0 Armstrong World Industries, In COM 04247x102 372 8900 SH SOLE 8900 0 0 Arthur J. Gallagher & Co. COM 363576109 1341 25800 SH SOLE 25800 0 0 ASTRAZENECA PLC -SPON ADR ADR 046353108 519 19000 SH SOLE 19000 0 0 AT&T Corp. COM 00206R102 3534 83100 SH SOLE 83100 0 0 Automatic Data Processing Inc. COM 053015103 1110 10800 SH SOLE 10800 0 0 AutoZone Inc. COM 053332102 4834 6120 SH SOLE 6120 0 0 AVANGRID INC COM COM 05351w103 1144 30200 SH SOLE 30200 0 0 Avery Dennison Corp. COM 053611109 1475 21000 SH SOLE 21000 0 0 B&G Foods, Inc. COM 05508R106 1042 23800 SH SOLE 23800 0 0 Baker Hughes Inc. COM 057224107 3807 58600 SH SOLE 58600 0 0 BancorpSouth, Inc. COM 059692103 599 19300 SH SOLE 19300 0 0 Bank of America Corp. COM 060505104 18365 831010 SH SOLE 831010 0 0 Bank of the Ozarks, Inc. COM 063904106 295 5600 SH SOLE 5600 0 0 BCE Inc. COM 05534B760 1708 39500 SH SOLE 39500 0 0 BE Aerospace Inc. COM 073302101 2979 49500 SH SOLE 49500 0 0 Becton Dickinson & Co. COM 075887109 1242 7500 SH SOLE 7500 0 0 BERKSHIRE HATHAWAY INC CL B NE COM 084670702 12289 75400 SH SOLE 75400 0 0 BGC Partners Inc COM 05541T101 1568 153300 SH SOLE 153300 0 0 BioTelemetry, Inc. COM 090672106 3264 146062 SH SOLE 146062 0 0 Black Hills Corp. COM 092113109 883 14400 SH SOLE 14400 0 0 BLACKROCK DEFINED OPPRTY CR TR COM 09255Q105 1383 100256 SH SOLE 100256 0 0 BlackRock Enhanced Government COM 09255K108 3221 244195 SH SOLE 244195 0 0 Blackrock Income Trust COM 09247F100 8680 1371273 SH SOLE 1371273 0 0 Blue Buffalo Pet Products Inc COM 09531U102 803 33400 SH SOLE 33400 0 0 Boeing Co. COM 097023105 3363 21600 SH SOLE 21600 0 0 BofI Holding, Inc COM 05566U108 1005 35200 SH SOLE 35200 0 0 Boston Scientific Corp. COM 101137107 7560 349500 SH SOLE 349500 0 0 Bristol-Myers Squibb Co. COM 110122108 9976 170700 SH SOLE 170700 0 0 British American Tobacco PLC ( ADR 110448107 766 6800 SH SOLE 6800 0 0 BROADCOM LTD SHS COM Y09827109 12927 73130 SH SOLE 73130 0 0 Broadridge Financial Solutions COM 11133T103 2307 34800 SH SOLE 34800 0 0 Brunswick Corp. COM 117043109 6168 113100 SH SOLE 113100 0 0 Buckle Inc. COM 118440106 1227 53800 SH SOLE 53800 0 0 Builders FirstSource Inc. COM 12008R107 971 88500 SH SOLE 88500 0 0 Cabot Corp. 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