0000950123-15-010783.txt : 20151105 0000950123-15-010783.hdr.sgml : 20151105 20151105104043 ACCESSION NUMBER: 0000950123-15-010783 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151105 DATE AS OF CHANGE: 20151105 EFFECTIVENESS DATE: 20151105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 151199267 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001058470 XXXXXXXX 09-30-2015 09-30-2015 ICON ADVISERS INC/CO

5299 DTC Boulevard Suite 1200 Greenwood Village CO 80111

13F HOLDINGS REPORT 028-07066 N Brian D. Harding 303-790-1600 /s/ Brian D. Harding Greenwood Village CO 11-04-2015 0 325 1437773 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AES Corp. COM 00130H105 562 57400 SH SOLE 57400 0 0 AMAG Pharmaceuticals, Inc. COM 00163U106 378 9512 SH SOLE 9512 0 0 AON Corp. COM G0408V102 1010 11400 SH SOLE 11400 0 0 ARES CAP CORP COM COM 04010L103 711 49100 SH SOLE 49100 0 0 AbbVie Inc COM 00287Y109 13499 248100 SH SOLE 248100 0 0 Accenture Plc. COM G1151C101 6975 70986 SH SOLE 70986 0 0 Activision Inc. COM 00507V109 473 15300 SH SOLE 15300 0 0 Advance Auto Parts Inc. COM 00751Y106 11846 62500 SH SOLE 62500 0 0 Advanced Energy Industries, In COM 007973100 515 19600 SH SOLE 19600 0 0 Affiliated Managers Group Inc. COM 008252108 633 3700 SH SOLE 3700 0 0 Agrium Inc. COM 008916108 1235 13800 SH SOLE 13800 0 0 Airgas Inc. COM 009363102 759 8500 SH SOLE 8500 0 0 Alaska Air Group Inc. COM 011659109 763 9600 SH SOLE 9600 0 0 Alcoa Inc. COM 013817101 2415 250000 SH SOLE 250000 0 0 Alexion Pharmaceuticals COM 015351109 1845 11800 SH SOLE 11800 0 0 Allergan Plc COM G0177J108 16181 59531 SH SOLE 59531 0 0 Allete Inc. COM 018522300 6549 129700 SH SOLE 129700 0 0 Alliance Data Systems Corp. COM 018581108 5231 20200 SH SOLE 20200 0 0 Alliance Resource Partners L.P COM 01877R108 6326 284200 SH SOLE 284200 0 0 Ally Financial Inc COM 02005N100 5262 258200 SH SOLE 258200 0 0 Altria Group Inc. COM 02209S103 1289 23700 SH SOLE 23700 0 0 Ameren Corp. COM 023608102 12829 303500 SH SOLE 303500 0 0 American Airlines Group, Inc. COM 02376R102 575 14800 SH SOLE 14800 0 0 American Electric Power Co. In COM 025537101 785 13800 SH SOLE 13800 0 0 American Express Co. COM 025816109 1572 21200 SH SOLE 21200 0 0 American Financial Group Inc. COM 025932104 1206 17500 SH SOLE 17500 0 0 American International Group I COM 026874784 9696 170640 SH SOLE 170640 0 0 AmerisourceBergen Corp. (Holdi COM 03073E105 6602 69500 SH SOLE 69500 0 0 Amgen Inc. COM 031162100 4150 30000 SH SOLE 30000 0 0 Andersons Inc. COM 034164103 399 11700 SH SOLE 11700 0 0 Annaly Capital Management Inc. COM 035710409 1515 153500 SH SOLE 153500 0 0 Anthem, Inc. COM 036752103 2870 20500 SH SOLE 20500 0 0 Apple Inc. COM 037833100 12553 113810 SH SOLE 113810 0 0 Applied Materials Inc. COM 038222105 10371 706000 SH SOLE 706000 0 0 Aqua America Inc. COM 03836W103 492 18600 SH SOLE 18600 0 0 Arlington Asset Investment Cor COM 041356205 458 32600 SH SOLE 32600 0 0 Arthur J. Gallagher & Co. COM 363576109 6216 150570 SH SOLE 150570 0 0 Ashland Inc. COM 044209104 21021 208910 SH SOLE 208910 0 0 Atmos Energy Corp. COM 049560105 7375 126766 SH SOLE 126766 0 0 Avago Technologies Limited COM Y0486S104 4475 35800 SH SOLE 35800 0 0 Avery Dennison Corp. COM 053611109 407 7200 SH SOLE 7200 0 0 B&G Foods, Inc. COM 05508R106 882 24200 SH SOLE 24200 0 0 BCE Inc. COM 05534B760 1790 43700 SH SOLE 43700 0 0 BancorpSouth, Inc. COM 059692103 580 24400 SH SOLE 24400 0 0 Bank of America Corp. COM 060505104 19416 1246210 SH SOLE 1246210 0 0 Becton Dickinson & Co. COM 075887109 4829 36400 SH SOLE 36400 0 0 BioTelemetry, Inc. COM 090672106 4069 332423 SH SOLE 332423 0 0 Biogen Inc. COM 09062X103 17147 58760 SH SOLE 58760 0 0 Black Hills Corp. COM 092113109 8214 198700 SH SOLE 198700 0 0 Boeing Co. COM 097023105 655 5000 SH SOLE 5000 0 0 BorgWarner Inc. COM 099724106 6651 159916 SH SOLE 159916 0 0 Boston Beer Co. COM 100557107 358 1700 SH SOLE 1700 0 0 Boston Private Financial Holdi COM 101119105 997 85200 SH SOLE 85200 0 0 Bristol-Myers Squibb Co. COM 110122108 4026 68000 SH SOLE 68000 0 0 Bristow Group Inc. COM 110394103 8217 314100 SH SOLE 314100 0 0 Bunge Ltd. COM G16962105 418 5700 SH SOLE 5700 0 0 CBRE Group Inc COM 12504L109 16719 522460 SH SOLE 522460 0 0 CBS Corp (Cl B) COM 124857202 7274 182304 SH SOLE 182304 0 0 CIGNA Corp. COM 125509109 1796 13300 SH SOLE 13300 0 0 CMS Energy Corp. COM 125896100 19584 554476 SH SOLE 554476 0 0 CNO Financial Group, Inc. COM 12621E103 5918 314610 SH SOLE 314610 0 0 CSX Corp. COM 126408103 2673 99367 SH SOLE 99367 0 0 CVS Health Corporation COM 126650100 9841 102000 SH SOLE 102000 0 0 Cabot Corp. COM 127055101 1294 41000 SH SOLE 41000 0 0 Cabot Oil & Gas Corp. COM 127097103 5006 229000 SH SOLE 229000 0 0 Calgon Carbon Corp. COM 129603106 1413 90702 SH SOLE 90702 0 0 Camden Property Trust COM 133131102 539 7300 SH SOLE 7300 0 0 Cardinal Health Inc. COM 14149Y108 8596 111900 SH SOLE 111900 0 0 Caterpillar Inc. COM 149123101 320 4900 SH SOLE 4900 0 0 Celanese Corp. (Series A) COM 150870103 1006 17000 SH SOLE 17000 0 0 Celgene Corp. COM 151020104 15882 146820 SH SOLE 146820 0 0 CenterPoint Energy Inc. COM 15189T107 9725 539100 SH SOLE 539100 0 0 Cerner Corp. COM 156782104 935 15600 SH SOLE 15600 0 0 Charles Schwab COM 808513105 1168 40900 SH SOLE 40900 0 0 Chevron Corp. COM 166764100 29162 369700 SH SOLE 369700 0 0 Church & Dwight Co. COM 171340102 453 5400 SH SOLE 5400 0 0 Cinemark Holdings, Inc. COM 17243V102 1407 43300 SH SOLE 43300 0 0 Citigroup Inc. COM 172967424 2302 46400 SH SOLE 46400 0 0 Clearwater Paper Corporation COM 18538R103 1181 25000 SH SOLE 25000 0 0 Coca-Cola Co. COM 191216100 526 13100 SH SOLE 13100 0 0 Colgate-Palmolive Co. COM 194162103 406 6400 SH SOLE 6400 0 0 Comcast Corp. COM 20030N101 3717 65344 SH SOLE 65344 0 0 Community Health Systems Inc. COM 203668108 4256 99500 SH SOLE 99500 0 0 Consol Energy Inc. COM 20854P109 4625 471900 SH SOLE 471900 0 0 Continental Resources, Inc. COM 212015101 3514 121300 SH SOLE 121300 0 0 Costco Wholesale Corp. COM 22160K105 622 4300 SH SOLE 4300 0 0 Crane Co. COM 224399105 266 5700 SH SOLE 5700 0 0 Credicorp Ltd COM G2519Y108 1074 10100 SH SOLE 10100 0 0 Cummins Inc. COM 231021106 1064 9800 SH SOLE 9800 0 0 Curtiss-Wright Corp. COM 231561101 6463 103536 SH SOLE 103536 0 0 DST Systems Inc. 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DuPont de Nemours & Co. COM 263534109 1292 26800 SH SOLE 26800 0 0 EOG Resources Inc. COM 26875P101 14538 199700 SH SOLE 199700 0 0 Eagle Materials Inc. COM 26969P108 13855 202500 SH SOLE 202500 0 0 Eastman Chemical Co. COM 277432100 971 15000 SH SOLE 15000 0 0 Edison International COM 281020107 933 14800 SH SOLE 14800 0 0 Electronic Arts Inc. COM 285512109 1308 19300 SH SOLE 19300 0 0 Eli Lilly & Co. COM 532457108 2678 32000 SH SOLE 32000 0 0 EnCana Corp. COM 292505104 7984 1239800 SH SOLE 1239800 0 0 Encore Capital Group Inc. COM 292554102 14393 388990 SH SOLE 388990 0 0 Energy Transfer Partners L.P. COM 29273R109 5939 144600 SH SOLE 144600 0 0 Equitable Resources Inc. COM 26884L109 15377 237410 SH SOLE 237410 0 0 Everi Holdings, Inc. COM 30034T103 697 135800 SH SOLE 135800 0 0 Eversource Energy COM 30040W108 835 16500 SH SOLE 16500 0 0 Express Scripts Inc. COM 30219G108 891 11000 SH SOLE 11000 0 0 Exxon Mobil Corp. COM 30231G102 42283 568700 SH SOLE 568700 0 0 FEI Co. 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COM 42210P102 1974 105000 SH SOLE 105000 0 0 Health Care Property Investors COM 40414L109 775 20800 SH SOLE 20800 0 0 HealthSouth Corporation COM 421924309 652 17000 SH SOLE 17000 0 0 Hershey Co. COM 427866108 487 5300 SH SOLE 5300 0 0 Home Depot Inc. COM 437076102 14914 129140 SH SOLE 129140 0 0 Honeywell International Inc. COM 438516106 4564 48200 SH SOLE 48200 0 0 Horace Mann Educators Corp. COM 440327104 2173 65424 SH SOLE 65424 0 0 Hospitality Properties Trust COM 44106M102 632 24700 SH SOLE 24700 0 0 Huntsman Corporation COM 447011107 2902 299500 SH SOLE 299500 0 0 INVESCO Ltd. COM G491BT108 7957 254800 SH SOLE 254800 0 0 IPG Photonics Corporation COM 44980X109 7103 93500 SH SOLE 93500 0 0 ITC Holdings Corp. COM 465685105 4773 143164 SH SOLE 143164 0 0 Ingredion Inc. COM 457187102 358 4100 SH SOLE 4100 0 0 International Paper Co. COM 460146103 4316 114200 SH SOLE 114200 0 0 J.B. Hunt Transport Services I COM 445658107 257 3600 SH SOLE 3600 0 0 J.M. Smucker Co. COM 832696405 491 4300 SH SOLE 4300 0 0 JPMorgan Chase & Co. COM 46625H100 8115 133100 SH SOLE 133100 0 0 Janus Capital Group Inc. COM 47102X105 7822 575180 SH SOLE 575180 0 0 Jarden Corp. COM 471109108 3187 65197 SH SOLE 65197 0 0 Jazz Pharmaceuticals Plc COM G50871105 16037 120750 SH SOLE 120750 0 0 JetBlue Airways Corp. COM 477143101 771 29900 SH SOLE 29900 0 0 Johnson & Johnson COM 478160104 10941 117200 SH SOLE 117200 0 0 Johnson Controls Inc. COM 478366107 480 11600 SH SOLE 11600 0 0 Jones Lang LaSalle Inc. COM 48020Q107 12656 88029 SH SOLE 88029 0 0 Kate Spade & Co COM 485865109 1206 63100 SH SOLE 63100 0 0 Kemper Corporation COM 488401100 7513 212410 SH SOLE 212410 0 0 Kroger Co. COM 501044101 433 12000 SH SOLE 12000 0 0 Laboratory Corp. of America Ho COM 50540R409 1540 14200 SH SOLE 14200 0 0 Landec Corporation COM 514766104 2443 209300 SH SOLE 209300 0 0 Landstar System Inc. COM 515098101 463 7300 SH SOLE 7300 0 0 Lear Corp. COM 521865204 1240 11400 SH SOLE 11400 0 0 Lexmark International Inc. COM 529771107 658 22700 SH SOLE 22700 0 0 Ligand Pharmaceuticals Incorpo COM 53220K504 1191 13900 SH SOLE 13900 0 0 Lincoln National Corp. COM 534187109 4594 96800 SH SOLE 96800 0 0 Lowe's Cos. COM 548661107 9669 140300 SH SOLE 140300 0 0 MDU Resources Group Inc COM 552690109 820 47700 SH SOLE 47700 0 0 Magellan Midstream Partners, L COM 559080106 10098 168000 SH SOLE 168000 0 0 Magna International Inc. COM 559222401 1935 40300 SH SOLE 40300 0 0 Main Street Capital Corporatio COM 56035L104 1445 54200 SH SOLE 54200 0 0 Mallinckrodt Plc COM G5785G107 2813 44001 SH SOLE 44001 0 0 Marathon Petroleum Corp COM 56585A102 16985 366600 SH SOLE 366600 0 0 MarketAxess Holdings Inc. COM 57060D108 1180 12700 SH SOLE 12700 0 0 Martin Marietta Materials Inc. COM 573284106 8710 57320 SH SOLE 57320 0 0 Mastercard Inc. COM 57636Q104 11995 133100 SH SOLE 133100 0 0 Maximus Inc. COM 577933104 959 16100 SH SOLE 16100 0 0 McKesson Corp. 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COM 731068102 4215 35160 SH SOLE 35160 0 0 PolyOne Corporation COM 73179P106 1760 60000 SH SOLE 60000 0 0 Praxair Inc. COM 74005P104 815 8000 SH SOLE 8000 0 0 Procter & Gamble Co. COM 742718109 1259 17500 SH SOLE 17500 0 0 Public Service Enterprise Grou COM 744573106 1560 37000 SH SOLE 37000 0 0 Raytheon Co. COM 755111507 284 2600 SH SOLE 2600 0 0 Reliance Steel & Aluminum Co. COM 759509102 1350 25000 SH SOLE 25000 0 0 Reynolds American Inc. COM 761713106 1665 37600 SH SOLE 37600 0 0 Rogers Corp. COM 775133101 4382 82390 SH SOLE 82390 0 0 Royal Caribbean Cruises Ltd. COM V7780T103 5942 66700 SH SOLE 66700 0 0 Ryder System Inc. COM 783549108 4257 57500 SH SOLE 57500 0 0 SVB Financial Group COM 78486Q101 11951 103440 SH SOLE 103440 0 0 Salesforce.com Inc. COM 79466L302 923 13300 SH SOLE 13300 0 0 ScanSource Inc. COM 806037107 1251 35277 SH SOLE 35277 0 0 Schlumberger Ltd. COM 806857108 16960 245900 SH SOLE 245900 0 0 Scotts Miracle-Gro Co. COM 810186106 1338 22000 SH SOLE 22000 0 0 Scripps Networks Interactive I COM 811065101 202 4100 SH SOLE 4100 0 0 Sempra Energy COM 816851109 2225 23000 SH SOLE 23000 0 0 Signature Bank COM 82669G104 16885 122750 SH SOLE 122750 0 0 Signet Jewelers Limited COM G81276100 3648 26800 SH SOLE 26800 0 0 Skyworks Solutions Inc. COM 83088M102 8429 100100 SH SOLE 100100 0 0 Snap-On Inc. COM 833034101 709 4700 SH SOLE 4700 0 0 South Jersey Industries Inc. COM 838518108 813 32200 SH SOLE 32200 0 0 Southwest Airlines Co. COM 844741108 3222 84700 SH SOLE 84700 0 0 Southwest Gas Corp. COM 844895102 7646 131100 SH SOLE 131100 0 0 Southwestern Energy Co. COM 845467109 3303 260300 SH SOLE 260300 0 0 Spartan Stores Inc. COM 846822104 233 9000 SH SOLE 9000 0 0 Spectra Energy Corp. COM 847560109 12089 460200 SH SOLE 460200 0 0 Starbucks Corp. COM 855244109 1728 30400 SH SOLE 30400 0 0 Starz Inc Class A COM 85571Q102 526 14100 SH SOLE 14100 0 0 Stillwater Mining Co. COM 86074Q102 1395 135000 SH SOLE 135000 0 0 Stone Energy Corp. COM 861642106 2911 586947 SH SOLE 586947 0 0 Sun Life Financial Inc. COM 866796105 6136 190200 SH SOLE 190200 0 0 Synaptics Inc. COM 87157D109 4585 55600 SH SOLE 55600 0 0 TE Connectivity Ltd. COM H84989104 4456 74400 SH SOLE 74400 0 0 TJX Cos. COM 872540109 1514 21200 SH SOLE 21200 0 0 Teradyne Inc. COM 880770102 1034 57400 SH SOLE 57400 0 0 Tesoro Corp. COM 881609101 9743 100200 SH SOLE 100200 0 0 Texas Instruments Inc. COM 882508104 891 18000 SH SOLE 18000 0 0 Thor Industries Inc. COM 885160101 4541 87670 SH SOLE 87670 0 0 Time Warner Inc. COM 887317303 2152 31300 SH SOLE 31300 0 0 Tractor Supply Co. COM 892356106 236 2800 SH SOLE 2800 0 0 TransCanada Corp. COM 89353D107 9060 286900 SH SOLE 286900 0 0 Triangle Capital Corporation COM 895848109 473 28700 SH SOLE 28700 0 0 Tupperware Brands Corp. COM 899896104 653 13200 SH SOLE 13200 0 0 Tutor Perini Corp COM 901109108 377 22900 SH SOLE 22900 0 0 Twenty-First Century Fox, Inc. COM 90130A101 2215 82100 SH SOLE 82100 0 0 Tyson Foods Inc. COM 902494103 9991 231800 SH SOLE 231800 0 0 U.S. Bancorp COM 902973304 1591 38800 SH SOLE 38800 0 0 UIL Holdings Corp. COM 902748102 1473 29300 SH SOLE 29300 0 0 Ulta Salon, Cosmetics & Fragra COM 90384S303 229 1400 SH SOLE 1400 0 0 Ultra Petroleum Corp. COM 903914109 7196 1126100 SH SOLE 1126100 0 0 Union Pacific Corp. COM 907818108 14381 162660 SH SOLE 162660 0 0 United Continental Holdings COM 910047109 2228 42000 SH SOLE 42000 0 0 United Technologies Corp. COM 913017109 837 9400 SH SOLE 9400 0 0 UnitedHealth Group Inc. COM 91324P102 6520 56200 SH SOLE 56200 0 0 UnumProvident Corp. COM 91529Y106 687 21400 SH SOLE 21400 0 0 Urban Outfitters Inc. COM 917047102 452 15400 SH SOLE 15400 0 0 Valeant Pharmaceuticals Intern COM 91911K102 2194 12300 SH SOLE 12300 0 0 Valero Energy Corp. 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(ADS) ADR 876568502 337 15000 SH SOLE 15000 0 0 ISHARES TR EUROPE ETF ETF 464287861 12382 311100 SH SOLE 311100 0 0 SPDR TRUST SERIES 1 ETF 78462F103 4391 22912 SH SOLE 22912 0 0 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 10192 186500 SH SOLE 186500 0 0 ADVENT CLAYMORE ENH GRW & INC COM 00765E104 1249 152376 SH SOLE 152376 0 0 ALLIANCEBERNSTEIN INCOME FUND COM 01881E101 8106 1031238 SH SOLE 1031238 0 0 BlackRock Enhanced Government COM 09255K108 3593 260748 SH SOLE 260748 0 0 DELAWARE INVTS DIV & INCOME FD COM 245915103 1255 149958 SH SOLE 149958 0 0 DEUTSCHE GLOBAL HIGH INCOME FD COM 25158V108 1796 237607 SH SOLE 237607 0 0 DIVERSIFIED REAL ASSET INC FD COM 25533B108 1537 95562 SH SOLE 95562 0 0 FIRST TRUST MORTGAGE INCM FD C COM 33734E103 1932 135291 SH SOLE 135291 0 0 FIRSTHAND TECH VALUE FD INC CO COM 33766Y100 740 86948 SH SOLE 86948 0 0 FORT DEARBORN INCOME SECS INC COM 347200107 3343 237068 SH SOLE 237068 0 0 LMP REAL ESTATE INCOME FD INC COM 50208C108 3006 244748 SH SOLE 244748 0 0 MONTGOMERY ST INCOME SEC INC COM 614115103 3314 190447 SH SOLE 190447 0 0 NUVEEN MORTGAGE OPPORTUNITY COM 670735109 3490 155794 SH SOLE 155794 0 0 TRANSAMERICA INCOME SHS INC CO COM 893506105 6535 301703 SH SOLE 301703 0 0 WESTERN ASSET CLYM INFL OPP IN COM 95766R104 959 92202 SH SOLE 92202 0 0 WESTERN ASSET CLYM INFL SEC IN COM 95766Q106 3544 335931 SH SOLE 335931 0 0