0000950123-15-004894.txt : 20150504
0000950123-15-004894.hdr.sgml : 20150504
20150504110345
ACCESSION NUMBER: 0000950123-15-004894
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150504
DATE AS OF CHANGE: 20150504
EFFECTIVENESS DATE: 20150504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICON ADVISERS INC/CO
CENTRAL INDEX KEY: 0001058470
IRS NUMBER: 841166639
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07066
FILM NUMBER: 15826932
BUSINESS ADDRESS:
STREET 1: 5299 DTC BOULEVARD
STREET 2: SUITE 1200
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 3037901600
MAIL ADDRESS:
STREET 1: 5299 DTC BOULEVARD
STREET 2: SUITE 1200
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO
DATE OF NAME CHANGE: 19990330
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001058470
XXXXXXXX
03-31-2015
03-31-2015
ICON ADVISERS INC/CO
5299 DTC Boulevard
Suite 1200
Greenwood Village
CO
80111
13F HOLDINGS REPORT
028-07066
N
Brian D. Harding
Chief Financial Officer
303-790-1600
/s/ Brian D. Harding
Greenwood Village
CO
05-04-2015
0
328
1692532
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ANI Pharmaceuticals Inc
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7092
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0
AON Corp.
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1096
11400
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11400
0
0
ARES CAP CORP COM
COM
04010L103
682
39700
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AbbVie Inc
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00287Y109
16573
283100
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283100
0
0
Accenture Plc.
COM
G1151C101
16085
171686
SH
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171686
0
0
Actavis Plc
COM
G0083B108
21855
73431
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73431
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0
Activision Inc.
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53200
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53200
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Advance Auto Parts Inc.
COM
00751Y106
569
3800
SH
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3800
0
0
Affiliated Managers Group Inc.
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3700
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3700
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Alaska Air Group Inc.
COM
011659109
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98080
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Alcoa Inc.
COM
013817101
2584
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Alexion Pharmaceuticals
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Allete Inc.
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Alliant Techsystems Inc.
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Altria Group Inc.
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American Electric Power Co. In
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585
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American Express Co.
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1123
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Ametek Inc.
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Amgen Inc.
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Anika Therapeutics, Inc.
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Apple Inc.
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Applied Materials Inc.
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Aqua America Inc.
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BCE Inc.
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BancorpSouth, Inc.
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Bank of America Corp.
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BioTelemetry, Inc.
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Biogen Inc.
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Black Hills Corp.
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BorgWarner Inc.
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Boston Beer Co.
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Bunge Ltd.
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CBRE Group Inc
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133131102
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Church & Dwight Co.
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Citigroup Inc.
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Clearwater Paper Corporation
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Coca-Cola Co.
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191216100
397
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Coca-Cola Enterprises Inc.
COM
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Colgate-Palmolive Co.
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Comcast Corp.
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ConAgra Foods Inc.
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ConocoPhillips
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Continental Resources, Inc.
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Crane Co.
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Delta Air Lines Inc.
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Discover Financial Services
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Discovery Communications Inc.
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Dow Chemical Co.
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Electronic Arts Inc.
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Fastenal Co.
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Ford Motor Co.
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GoPro Inc Class A
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Google Inc Cl A
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5025
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Google Inc Cl C
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Halliburton Co.
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406216101
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Hershey Co.
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SOLE
134100
0
0
McCormick & Co. Inc.
COM
579780206
463
6000
SH
SOLE
6000
0
0
McKesson Corp.
COM
58155Q103
32951
145670
SH
SOLE
145670
0
0
Mentor Graphics Corp.
COM
587200106
1836
76400
SH
SOLE
76400
0
0
Merck & Co. Inc.
COM
58933Y105
4598
80000
SH
SOLE
80000
0
0
Methanex Corp.
COM
59151K108
13518
252350
SH
SOLE
252350
0
0
Methode Electronics Inc.
COM
591520200
10254
217980
SH
SOLE
217980
0
0
MiMedx Group, Inc.
COM
602496101
1518
146000
SH
SOLE
146000
0
0
Michael Kors Holdings Ltd
COM
G60754101
1933
29400
SH
SOLE
29400
0
0
Micron Technology Inc.
COM
595112103
6555
241600
SH
SOLE
241600
0
0
Microsoft Corp.
COM
594918104
1199
29500
SH
SOLE
29500
0
0
Middleby Corp.
COM
596278101
462
4500
SH
SOLE
4500
0
0
Mohawk Industries Inc.
COM
608190104
7293
39260
SH
SOLE
39260
0
0
Monsanto Co.
COM
61166W101
16408
145800
SH
SOLE
145800
0
0
Moody's Corp.
COM
615369105
727
7000
SH
SOLE
7000
0
0
Mylan Inc.
COM
628530107
4807
81000
SH
SOLE
81000
0
0
NIKE Inc.
COM
654106103
2488
24800
SH
SOLE
24800
0
0
National Fuel Gas Co.
COM
636180101
1677
27800
SH
SOLE
27800
0
0
National Oilwell Varco Inc.
COM
637071101
9298
186000
SH
SOLE
186000
0
0
Newpark Resources Inc.
COM
651718504
8509
934062
SH
SOLE
934062
0
0
Nextera Energy
COM
65339F101
489
4700
SH
SOLE
4700
0
0
Norfolk Southern Corp.
COM
655844108
3376
32800
SH
SOLE
32800
0
0
NuCor Corp.
COM
670346105
951
20000
SH
SOLE
20000
0
0
OGE Energy Corp.
COM
670837103
4890
154690
SH
SOLE
154690
0
0
Oceaneering International Inc.
COM
675232102
21055
390420
SH
SOLE
390420
0
0
Omnicare Inc.
COM
681904108
1926
25000
SH
SOLE
25000
0
0
Oracle Corp.
COM
68389X105
1868
43300
SH
SOLE
43300
0
0
Otter Tail Corp
COM
689648103
386
12000
SH
SOLE
12000
0
0
PRA Group Inc.
COM
69354N106
1065
19600
SH
SOLE
19600
0
0
PVH Corp.
COM
693656100
586
5500
SH
SOLE
5500
0
0
Pacira Pharmaceuticals, Inc.
COM
695127100
924
10400
SH
SOLE
10400
0
0
Packaging Corp. of America
COM
695156109
2698
34500
SH
SOLE
34500
0
0
Pall Corp.
COM
696429307
502
5000
SH
SOLE
5000
0
0
PepsiCo Inc.
COM
713448108
564
5900
SH
SOLE
5900
0
0
Pernix Therapeutics Holdings,
COM
71426V108
2616
244686
SH
SOLE
244686
0
0
Perrigo Co.Plc
COM
G97822103
12216
73790
SH
SOLE
73790
0
0
Phillips 66
COM
718546104
22318
283950
SH
SOLE
283950
0
0
Plains All American Pipeline,
COM
726503105
10837
222200
SH
SOLE
222200
0
0
Polaris Industries Inc.
COM
731068102
6498
46050
SH
SOLE
46050
0
0
PolyOne Corporation
COM
73179P106
2241
60000
SH
SOLE
60000
0
0
Portland General Electric Co.
COM
736508847
964
26000
SH
SOLE
26000
0
0
Precision Castparts Corp.
COM
740189105
8648
41183
SH
SOLE
41183
0
0
Priceline Group Inc/The
COM
741503403
1746
1500
SH
SOLE
1500
0
0
Procter & Gamble Co.
COM
742718109
541
6600
SH
SOLE
6600
0
0
Public Service Enterprise Grou
COM
744573106
792
18900
SH
SOLE
18900
0
0
QUALCOMM Inc.
COM
747525103
867
12500
SH
SOLE
12500
0
0
Range Resources Corp.
COM
75281A109
13156
252800
SH
SOLE
252800
0
0
Raytheon Co.
COM
755111507
1300
11900
SH
SOLE
11900
0
0
Reliance Steel & Aluminum Co.
COM
759509102
1527
25000
SH
SOLE
25000
0
0
Restoration Hardware Holdings,
COM
761283100
2083
21000
SH
SOLE
21000
0
0
Reynolds American Inc.
COM
761713106
3660
53120
SH
SOLE
53120
0
0
Rogers Corp.
COM
775133101
6475
78760
SH
SOLE
78760
0
0
Ryder System Inc.
COM
783549108
5826
61400
SH
SOLE
61400
0
0
SEI Investments Co.
COM
784117103
1217
27600
SH
SOLE
27600
0
0
STERIS Corp.
COM
859152100
3584
51000
SH
SOLE
51000
0
0
SVB Financial Group
COM
78486Q101
15092
118800
SH
SOLE
118800
0
0
SYNNEX Corp.
COM
87162W100
1105
14300
SH
SOLE
14300
0
0
Salesforce.com Inc.
COM
79466L302
1510
22600
SH
SOLE
22600
0
0
ScanSource Inc.
COM
806037107
1434
35277
SH
SOLE
35277
0
0
Schlumberger Ltd.
COM
806857108
30689
367800
SH
SOLE
367800
0
0
Seadrill Ltd.
COM
G7945E105
3693
395000
SH
SOLE
395000
0
0
Signature Bank
COM
82669G104
21278
164210
SH
SOLE
164210
0
0
Signet Jewelers Limited
COM
G81276100
1305
9400
SH
SOLE
9400
0
0
Skechers USA Inc. (Cl A)
COM
830566105
1560
21700
SH
SOLE
21700
0
0
Skyworks Solutions Inc.
COM
83088M102
10712
108980
SH
SOLE
108980
0
0
Snap-On Inc.
COM
833034101
1059
7200
SH
SOLE
7200
0
0
Southwest Gas Corp.
COM
844895102
4834
83100
SH
SOLE
83100
0
0
Southwestern Energy Co.
COM
845467109
12472
537800
SH
SOLE
537800
0
0
St. Jude Medical Inc.
COM
790849103
1144
17500
SH
SOLE
17500
0
0
St. Mary Land & Exploration Co
COM
792228108
15103
292237
SH
SOLE
292237
0
0
Starbucks Corp.
COM
855244109
11923
125900
SH
SOLE
125900
0
0
Steel Dynamics Inc.
COM
858119100
1005
50000
SH
SOLE
50000
0
0
Stillwater Mining Co.
COM
86074Q102
1744
135000
SH
SOLE
135000
0
0
Stratasys Inc.
COM
862685104
496
9400
SH
SOLE
9400
0
0
Stryker Corp.
COM
863667101
2952
32000
SH
SOLE
32000
0
0
Synaptics Inc.
COM
87157D109
7773
95600
SH
SOLE
95600
0
0
T. Rowe Price Group Inc.
COM
74144T108
761
9400
SH
SOLE
9400
0
0
Teleflex Inc.
COM
879369106
1692
14000
SH
SOLE
14000
0
0
Teradyne Inc.
COM
880770102
1082
57400
SH
SOLE
57400
0
0
Tesoro Corp.
COM
881609101
9430
103300
SH
SOLE
103300
0
0
Texas Instruments Inc.
COM
882508104
560
9800
SH
SOLE
9800
0
0
The Corporate Executive Board
COM
21988R102
447
5600
SH
SOLE
5600
0
0
Thor Industries Inc.
COM
885160101
5629
89050
SH
SOLE
89050
0
0
Tiffany & Co.
COM
886547108
1135
12900
SH
SOLE
12900
0
0
Time Warner Cable
COM
88732J207
809
5400
SH
SOLE
5400
0
0
Time Warner Inc.
COM
887317303
912
10800
SH
SOLE
10800
0
0
Total System Services Inc.
COM
891906109
2175
57000
SH
SOLE
57000
0
0
Tractor Supply Co.
COM
892356106
3850
45268
SH
SOLE
45268
0
0
Triangle Capital Corporation
COM
895848109
655
28700
SH
SOLE
28700
0
0
Tupperware Brands Corp.
COM
899896104
911
13200
SH
SOLE
13200
0
0
Tutor Perini Corp
COM
901109108
817
35000
SH
SOLE
35000
0
0
Tyco International Ltd.
COM
H89128104
4491
104300
SH
SOLE
104300
0
0
Tyson Foods Inc.
COM
902494103
8686
226800
SH
SOLE
226800
0
0
U.S. Bancorp
COM
902973304
1694
38800
SH
SOLE
38800
0
0
Ultra Petroleum Corp.
COM
903914109
7332
469100
SH
SOLE
469100
0
0
Union Pacific Corp.
COM
907818108
22056
203640
SH
SOLE
203640
0
0
United Natural Foods Inc.
COM
911163103
670
8700
SH
SOLE
8700
0
0
United Technologies Corp.
COM
913017109
3059
26100
SH
SOLE
26100
0
0
VF Corp.
COM
918204108
979
13000
SH
SOLE
13000
0
0
Valeant Pharmaceuticals Intern
COM
91911K102
2443
12300
SH
SOLE
12300
0
0
Valero Energy Corp.
COM
91913Y100
10669
167700
SH
SOLE
167700
0
0
Ventas Inc.
COM
92276F100
664
9100
SH
SOLE
9100
0
0
Verizon Communications Inc.
COM
92343V104
9405
193400
SH
SOLE
193400
0
0
Viacom Inc.
COM
92553P201
3195
46784
SH
SOLE
46784
0
0
Visa Inc.
COM
92826C839
12479
190780
SH
SOLE
190780
0
0
W.W. Grainger Inc.
COM
384802104
1108
4700
SH
SOLE
4700
0
0
Wabtec
COM
929740108
504
5300
SH
SOLE
5300
0
0
Waddell & Reed Financial Inc.
COM
930059100
8645
174500
SH
SOLE
174500
0
0
Walgreens Boots Alliance Inc
COM
931427108
601
7100
SH
SOLE
7100
0
0
Walt Disney Co.
COM
254687106
19497
185880
SH
SOLE
185880
0
0
Weatherford International Ltd.
COM
G95089101
4567
371300
SH
SOLE
371300
0
0
Webster Financial Corp.
COM
947890109
860
23200
SH
SOLE
23200
0
0
Wells Fargo & Co.
COM
949746101
11228
206400
SH
SOLE
206400
0
0
Westar Energy Inc.
COM
95709T100
1469
37900
SH
SOLE
37900
0
0
Westlake Chemical Corp.
COM
960413102
360
5000
SH
SOLE
5000
0
0
Whirlpool Corp.
COM
963320106
1212
6000
SH
SOLE
6000
0
0
Whiting Petroleum Corp.
COM
966387102
8118
262734
SH
SOLE
262734
0
0
Windstream Corp
COM
97381W104
189
25500
SH
SOLE
25500
0
0
Wyndham Worldwide Corp.
COM
98310W108
6373
70440
SH
SOLE
70440
0
0
XL Capital Ltd.
COM
G98255105
1387
37700
SH
SOLE
37700
0
0
Eversource Energy
COM
30040W108
798
15800
SH
SOLE
15800
0
0
Anthem, Inc.
COM
036752103
1544
10000
SH
SOLE
10000
0
0
eBay Inc.
COM
278642103
1056
18300
SH
SOLE
18300
0
0
j2 Global Communications Inc.
COM
46626E205
1655
25200
SH
SOLE
25200
0
0
ALLIANCE NEW YORK MUN INC FD C
COM
018714105
1870
134020
SH
SOLE
134020
0
0
BlackRock Enhanced Government
COM
09255K108
142
10233
SH
SOLE
10233
0
0
DEUTSCHE GLOBAL HIGH INCOME FD
COM
25158V108
1046
124841
SH
SOLE
124841
0
0
DIVERSIFIED REAL ASSET INC FD
COM
25533B108
11114
614045
SH
SOLE
614045
0
0
FEDERATED ENHANCED TREASURY
COM
314162108
689
50981
SH
SOLE
50981
0
0
FIRSTHAND TECH VALUE FD INC CO
COM
33766Y100
1464
102067
SH
SOLE
102067
0
0
LMP REAL ESTATE INCOME FD INC
COM
50208C108
1095
84076
SH
SOLE
84076
0
0
MONTGOMERY ST INCOME SEC INC
COM
614115103
2072
122705
SH
SOLE
122705
0
0
WESTERN ASSET CLYM INFL OPP IN
COM
95766R104
2039
179787
SH
SOLE
179787
0
0
WESTERN ASSET CLYM INFL SEC IN
COM
95766Q106
2502
217007
SH
SOLE
217007
0
0
SANOFI-AVENTIS-ADR
ADR
80105N105
2175
44000
SH
SOLE
44000
0
0
Toyota Motor Corp.
ADR
892331307
560
4000
SH
SOLE
4000
0
0
Ultrapar Participacoes S/A ADS
ADR
90400p101
4507
223100
SH
SOLE
223100
0
0
SPDR Barclays Capital High Yie
BRC HGH YLD BD
78464A417
443
11300
SH
SOLE
11300
0
0
Discover Financial Services 6
PFD
254709207
508
19600
SH
SOLE
19600
0
0
GRAMERCY PPTY TR INC PFD SER B
PFD
38489R506
4154
157357
SH
SOLE
157357
0
0
RBS CAP FDG TR V PFD TR 5.90%
PFD
74928K208
8053
328106
SH
SOLE
328106
0
0
STANLEY BLACK & DECKER I 5.75
PFD
854502705
855
33300
SH
SOLE
33300
0
0
WFC 7 1/2 12/31/49 Pfd
PFD
949746804
854
700
SH
SOLE
700
0
0
MFS INTERMARKET INCOME TRUST I
SH BEN INT
59318R103
740
87299
SH
SOLE
87299
0
0
NUVEEN GLOBAL HIGH INCOME FUND
SHS
67075G103
5164
302521
SH
SOLE
302521
0
0