0000950123-14-010427.txt : 20141023 0000950123-14-010427.hdr.sgml : 20141023 20141023114205 ACCESSION NUMBER: 0000950123-14-010427 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141023 DATE AS OF CHANGE: 20141023 EFFECTIVENESS DATE: 20141023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 141169283 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001058470 XXXXXXXX 09-30-2014 09-30-2014 ICON ADVISERS INC/CO

5299 DTC Boulevard Suite 1200 Greenwood Village CO 80111

13F HOLDINGS REPORT 028-07066 N Brian D. Harding 303-790-1600 /s/ Brian D. Harding Greenwood Village CO 10-20-2014 0 308 1709037 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AON Corp. COM G0408V102 430 4900 SH SOLE 4900 0 0 AbbVie Inc COM 00287Y109 9444 163500 SH SOLE 163500 0 0 Accenture Plc. COM G1151C101 7471 91870 SH SOLE 91870 0 0 Actavis Plc COM G0083B108 18162 75275 SH SOLE 75275 0 0 Advance Auto Parts Inc. COM 00751Y106 1694 13000 SH SOLE 13000 0 0 Affiliated Managers Group Inc. COM 008252108 982 4900 SH SOLE 4900 0 0 Agrium Inc. COM 008916108 570 6400 SH SOLE 6400 0 0 Alaska Air Group Inc. COM 011659109 5591 128400 SH SOLE 128400 0 0 Alexion Pharmaceuticals COM 015351109 4046 24400 SH SOLE 24400 0 0 Allergan Inc. COM 018490102 6058 34000 SH SOLE 34000 0 0 Allete Inc. COM 018522300 1536 34600 SH SOLE 34600 0 0 Alliance Data Systems Corp. COM 018581108 14474 58300 SH SOLE 58300 0 0 Alliant Techsystems Inc. COM 018804104 728 5700 SH SOLE 5700 0 0 Ameren Corp. COM 023608102 448 11700 SH SOLE 11700 0 0 American Electric Power Co. In COM 025537101 940 18000 SH SOLE 18000 0 0 American Express Co. COM 025816109 1409 16100 SH SOLE 16100 0 0 American Financial Group Inc. COM 025932104 486 8400 SH SOLE 8400 0 0 American International Group I COM 026874784 859 15900 SH SOLE 15900 0 0 Anadarko Petroleum Corp. COM 032511107 9495 93600 SH SOLE 93600 0 0 Andersons Inc. COM 034164103 1641 26100 SH SOLE 26100 0 0 Apple Inc. COM 037833100 7064 70110 SH SOLE 70110 0 0 Arthur J. Gallagher & Co. COM 363576109 417 9200 SH SOLE 9200 0 0 Ashland Inc. COM 044209104 11090 106530 SH SOLE 106530 0 0 Atmos Energy Corp. COM 049560105 19214 402800 SH SOLE 402800 0 0 AutoZone Inc. COM 053332102 2192 4300 SH SOLE 4300 0 0 Avery Dennison Corp. COM 053611109 12170 272560 SH SOLE 272560 0 0 B&G Foods, Inc. COM 05508R106 606 22000 SH SOLE 22000 0 0 BB&T Corp. COM 054937107 540 14500 SH SOLE 14500 0 0 BCE Inc. COM 05534B760 1398 32700 SH SOLE 32700 0 0 Baker Hughes Inc. COM 057224107 19889 305700 SH SOLE 305700 0 0 BancorpSouth, Inc. COM 059692103 491 24400 SH SOLE 24400 0 0 Baxter International Inc. COM 071813109 6423 89500 SH SOLE 89500 0 0 Bemis Co. Inc. COM 081437105 570 15000 SH SOLE 15000 0 0 Biogen Idec Inc. COM 09062X103 20265 61260 SH SOLE 61260 0 0 Boeing Co. COM 097023105 637 5000 SH SOLE 5000 0 0 BorgWarner Inc. COM 099724106 4266 81090 SH SOLE 81090 0 0 Boston Beer Co. COM 100557107 4990 22500 SH SOLE 22500 0 0 Bristow Group Inc. COM 110394103 26336 391910 SH SOLE 391910 0 0 Brown & Brown Inc. COM 115236101 569 17700 SH SOLE 17700 0 0 Buffalo Wild Wings Inc. COM 119848109 2967 22100 SH SOLE 22100 0 0 Bunge Ltd. COM G16962105 1331 15800 SH SOLE 15800 0 0 C.R. Bard Inc. COM 067383109 2569 18000 SH SOLE 18000 0 0 CBS Corp (Cl B) COM 124857202 12255 229060 SH SOLE 229060 0 0 CMS Energy Corp. COM 125896100 32175 1084800 SH SOLE 1084800 0 0 CSX Corp. COM 126408103 3278 102242 SH SOLE 102242 0 0 CVS Health Corporation COM 126650100 5770 72500 SH SOLE 72500 0 0 Cabot Corp. COM 127055101 3021 59500 SH SOLE 59500 0 0 Calgon Carbon Corp. COM 129603106 969 50000 SH SOLE 50000 0 0 Cambrex Corp. COM 132011107 280 15000 SH SOLE 15000 0 0 Camden Property Trust COM 133131102 500 7300 SH SOLE 7300 0 0 Cameron International Corp COM 13342B105 16237 244600 SH SOLE 244600 0 0 Cardinal Health Inc. COM 14149Y108 4780 63800 SH SOLE 63800 0 0 Caterpillar Inc. COM 149123101 990 10000 SH SOLE 10000 0 0 Cedar Fair L.P. COM 150185106 936 19800 SH SOLE 19800 0 0 Celanese Corp. (Series A) COM 150870103 2048 35000 SH SOLE 35000 0 0 Celgene Corp. COM 151020104 12750 134520 SH SOLE 134520 0 0 Chevron Corp. COM 166764100 14772 123800 SH SOLE 123800 0 0 Church & Dwight Co. COM 171340102 1445 20600 SH SOLE 20600 0 0 Clearwater Paper Corporation COM 18538R103 7502 124810 SH SOLE 124810 0 0 Cleco Corp. COM 12561W105 775 16100 SH SOLE 16100 0 0 Coca-Cola Co. COM 191216100 1194 28000 SH SOLE 28000 0 0 Coca-Cola Enterprises Inc. COM 19122T109 1766 39800 SH SOLE 39800 0 0 Cognizant Technology Solutions COM 192446102 994 22200 SH SOLE 22200 0 0 Colgate-Palmolive Co. COM 194162103 913 14000 SH SOLE 14000 0 0 Comcast Corp. COM 20030N101 21103 392400 SH SOLE 392400 0 0 ConAgra Foods Inc. COM 205887102 760 23000 SH SOLE 23000 0 0 ConocoPhillips COM 20825C104 23928 312700 SH SOLE 312700 0 0 Continental Resources, Inc. COM 212015101 13788 207400 SH SOLE 207400 0 0 Corrections Corp. of America COM 22025Y407 522 15200 SH SOLE 15200 0 0 Costco Wholesale Corp. COM 22160K105 5743 45830 SH SOLE 45830 0 0 Covance Inc. COM 222816100 3620 46000 SH SOLE 46000 0 0 Cracker Barrel Old Country Sto COM 22410J106 464 4500 SH SOLE 4500 0 0 Crane Co. COM 224399105 1372 21700 SH SOLE 21700 0 0 Credicorp Ltd COM G2519Y108 1549 10100 SH SOLE 10100 0 0 Cummins Inc. COM 231021106 436 3300 SH SOLE 3300 0 0 Curtiss-Wright Corp. COM 231561101 1101 16700 SH SOLE 16700 0 0 Cyberonics, Inc. COM 23251P102 1356 26500 SH SOLE 26500 0 0 DTE Energy Co. COM 233331107 913 12000 SH SOLE 12000 0 0 Danaher Corp. COM 235851102 836 11000 SH SOLE 11000 0 0 Delta Air Lines Inc. COM 247361702 11431 316200 SH SOLE 316200 0 0 Discover Financial Services COM 254709108 11969 185880 SH SOLE 185880 0 0 Discovery Communications COM 25470F302 3029 81260 SH SOLE 81260 0 0 Discovery Communications Inc. COM 25470F104 3072 81260 SH SOLE 81260 0 0 Dollar Tree Stores Inc. COM 256746108 1144 20400 SH SOLE 20400 0 0 Dorman Products, Inc. COM 258278100 1470 36700 SH SOLE 36700 0 0 Dow Chemical Co. COM 260543103 5323 101500 SH SOLE 101500 0 0 Dr Pepper Snapple Group Inc. COM 26138E109 1743 27100 SH SOLE 27100 0 0 Dril-Quip Inc. COM 262037104 25601 286370 SH SOLE 286370 0 0 Duke Energy Corp. COM 26441C204 10124 135400 SH SOLE 135400 0 0 E.I. DuPont de Nemours & Co. COM 263534109 3229 45000 SH SOLE 45000 0 0 EOG Resources Inc. COM 26875P101 27290 275600 SH SOLE 275600 0 0 Eagle Materials Inc. COM 26969P108 4582 45000 SH SOLE 45000 0 0 Eastman Chemical Co. COM 277432100 2022 25000 SH SOLE 25000 0 0 Eaton Corp. PLC COM G29183103 634 10000 SH SOLE 10000 0 0 Eaton Vance Corp. COM 278265103 506 13400 SH SOLE 13400 0 0 Ecolab Inc. COM 278865100 5293 46090 SH SOLE 46090 0 0 Emergent Biosolutions Inc. COM 29089Q105 5052 237090 SH SOLE 237090 0 0 Encore Capital Group Inc. COM 292554102 11900 268560 SH SOLE 268560 0 0 Equitable Resources Inc. COM 26884L109 45300 494870 SH SOLE 494870 0 0 Exxon Mobil Corp. COM 30231G102 32475 345300 SH SOLE 345300 0 0 FEI Co. COM 30241L109 256 3400 SH SOLE 3400 0 0 FMC Corp. COM 302491303 7770 135870 SH SOLE 135870 0 0 FMC Technologies Inc. COM 30249U101 26937 495995 SH SOLE 495995 0 0 Facebook, Inc. Class A COM 30303M102 7493 94800 SH SOLE 94800 0 0 Finish Line Inc. COM 317923100 601 24000 SH SOLE 24000 0 0 First Commonwealth Financial C COM 319829107 436 52000 SH SOLE 52000 0 0 FirstService Corp. COM 33761N109 1149 22000 SH SOLE 22000 0 0 Flowers Foods, Inc. COM 343498101 353 19200 SH SOLE 19200 0 0 Flowserve Corp. COM 34354P105 1058 15000 SH SOLE 15000 0 0 Fluor Corp. COM 343412102 1002 15000 SH SOLE 15000 0 0 Fox Factory Holding Corp. COM 35138V102 439 28300 SH SOLE 28300 0 0 Freeport-McMoRan Inc. COM 35671D857 4897 150000 SH SOLE 150000 0 0 GAMCO Investors, Inc. Class A COM 361438104 828 11700 SH SOLE 11700 0 0 GameStop Corp. COM 36467W109 515 12500 SH SOLE 12500 0 0 General Electric Co. COM 369604103 2421 94500 SH SOLE 94500 0 0 Genesee & Wyoming Inc. COM 371559105 5728 60100 SH SOLE 60100 0 0 Gildan Activewear Inc. COM 375916103 5209 95200 SH SOLE 95200 0 0 Gilead Sciences Inc. COM 375558103 10380 97512 SH SOLE 97512 0 0 Glacier Bancorp Inc. COM 37637Q105 828 32000 SH SOLE 32000 0 0 Glatfelter COM 377316104 1866 85000 SH SOLE 85000 0 0 Globus Medical, Inc. Class A COM 379577208 1023 52000 SH SOLE 52000 0 0 Google Inc Cl A COM 38259p508 2957 5025 SH SOLE 5025 0 0 Google Inc Cl C COM 38259P706 11562 20025 SH SOLE 20025 0 0 Graphic Packaging Holding Comp COM 388689101 2983 240000 SH SOLE 240000 0 0 Great Plains Energy Inc. COM 391164100 1073 44400 SH SOLE 44400 0 0 H.B. Fuller Co. COM 359694106 1588 40000 SH SOLE 40000 0 0 Halliburton Co. COM 406216101 26468 410300 SH SOLE 410300 0 0 Harley-Davidson Inc. COM 412822108 3218 55300 SH SOLE 55300 0 0 Hawaiian Electric Industries I COM 419870100 1837 69200 SH SOLE 69200 0 0 Health Care Property Investors COM 40414L109 1191 30000 SH SOLE 30000 0 0 Healthcare Services Group COM 421906108 6748 235850 SH SOLE 235850 0 0 Helmerich & Payne Inc. COM 423452101 24986 255300 SH SOLE 255300 0 0 Hershey Co. COM 427866108 1355 14200 SH SOLE 14200 0 0 Hibbett Sports, Inc. COM 428567101 1322 31000 SH SOLE 31000 0 0 Home Depot Inc. COM 437076102 19448 211990 SH SOLE 211990 0 0 Honeywell International Inc. COM 438516106 466 5000 SH SOLE 5000 0 0 INVESCO Ltd. COM G491BT108 6309 159800 SH SOLE 159800 0 0 ITC Holdings Corp. COM 465685105 777 21800 SH SOLE 21800 0 0 Ingredion Inc. COM 457187102 1986 26200 SH SOLE 26200 0 0 Innospec Inc. COM 45768S105 1615 45000 SH SOLE 45000 0 0 International Paper Co. COM 460146103 6731 141000 SH SOLE 141000 0 0 Intuit Inc. COM 461202103 1061 12100 SH SOLE 12100 0 0 J.B. Hunt Transport Services I COM 445658107 407 5500 SH SOLE 5500 0 0 J.M. Smucker Co. COM 832696405 1425 14400 SH SOLE 14400 0 0 JPMorgan Chase & Co. COM 46625H100 1741 28900 SH SOLE 28900 0 0 Jacobs Engineering Group Inc. COM 469814107 610 12500 SH SOLE 12500 0 0 Janus Capital Group Inc. COM 47102X105 291 20000 SH SOLE 20000 0 0 Jarden Corp. COM 471109108 9165 152465 SH SOLE 152465 0 0 Jazz Pharmaceuticals Plc COM G50871105 7464 46490 SH SOLE 46490 0 0 JetBlue Airways Corp. COM 477143101 482 45400 SH SOLE 45400 0 0 Johnson & Johnson COM 478160104 8389 78700 SH SOLE 78700 0 0 Johnson Controls Inc. COM 478366107 1734 39400 SH SOLE 39400 0 0 Jones Lang LaSalle Inc. COM 48020Q107 5824 46100 SH SOLE 46100 0 0 Knoll Inc. COM 498904200 424 24500 SH SOLE 24500 0 0 LGI Homes, Inc. COM 50187T106 470 25600 SH SOLE 25600 0 0 LKQ Corp. COM 501889208 2151 80900 SH SOLE 80900 0 0 LSB Industries, Inc. COM 502160104 2857 80000 SH SOLE 80000 0 0 Laclede Group Inc. COM 505597104 20815 448600 SH SOLE 448600 0 0 Landec Corporation COM 514766104 3709 302800 SH SOLE 302800 0 0 Landstar System Inc. COM 515098101 361 5000 SH SOLE 5000 0 0 Lannett Company, Inc. COM 516012101 5390 118000 SH SOLE 118000 0 0 Las Vegas Sands Corp. COM 517834107 404 6500 SH SOLE 6500 0 0 Ligand Pharmaceuticals Incorpo COM 53220K504 973 20700 SH SOLE 20700 0 0 Lumber Liquidators Holdings, I COM 55003T107 8596 149810 SH SOLE 149810 0 0 LyondellBasell Industries N.V. COM N53745100 23149 213040 SH SOLE 213040 0 0 MSC Industrial Direct Co. COM 553530106 966 11300 SH SOLE 11300 0 0 MTS Systems Corp. COM 553777103 812 11900 SH SOLE 11900 0 0 Macy's Inc. COM 55616P104 3565 61280 SH SOLE 61280 0 0 Magna International Inc. COM 559222401 541 5700 SH SOLE 5700 0 0 Main Street Capital Corporatio COM 56035L104 1097 35800 SH SOLE 35800 0 0 Marathon Petroleum Corp COM 56585A102 8729 103100 SH SOLE 103100 0 0 Mastercard Inc. COM 57636Q104 9713 131400 SH SOLE 131400 0 0 Maximus Inc. COM 577933104 722 18000 SH SOLE 18000 0 0 McCormick & Co. Inc. COM 579780206 850 12700 SH SOLE 12700 0 0 McKesson Corp. COM 58155Q103 23166 119000 SH SOLE 119000 0 0 Mednax Inc. COM 58502B106 1590 29000 SH SOLE 29000 0 0 Medtronic Inc. COM 585055106 6300 101700 SH SOLE 101700 0 0 Mentor Graphics Corp. COM 587200106 1566 76400 SH SOLE 76400 0 0 Methanex Corp. COM 59151K108 14987 224350 SH SOLE 224350 0 0 Methode Electronics Inc. COM 591520200 7835 212500 SH SOLE 212500 0 0 Michael Kors Holdings Ltd COM G60754101 785 11000 SH SOLE 11000 0 0 Micron Technology Inc. COM 595112103 2059 60100 SH SOLE 60100 0 0 Microsoft Corp. COM 594918104 1368 29500 SH SOLE 29500 0 0 Middleby Corp. COM 596278101 397 4500 SH SOLE 4500 0 0 Mohawk Industries Inc. COM 608190104 5151 38210 SH SOLE 38210 0 0 Monsanto Co. COM 61166W101 9001 80000 SH SOLE 80000 0 0 Moody's Corp. COM 615369105 661 7000 SH SOLE 7000 0 0 Movado Group, Inc. COM 624580106 1508 45600 SH SOLE 45600 0 0 NIKE Inc. COM 654106103 2194 24600 SH SOLE 24600 0 0 National Oilwell Varco Inc. COM 637071101 23249 305500 SH SOLE 305500 0 0 Nextera Energy COM 65339F101 723 7700 SH SOLE 7700 0 0 Noble Energy Inc. COM 655044105 13590 198800 SH SOLE 198800 0 0 Nordstrom Inc. COM 655664100 485 7100 SH SOLE 7100 0 0 Norfolk Southern Corp. COM 655844108 15780 141400 SH SOLE 141400 0 0 Northeast Utilities COM 664397106 1453 32800 SH SOLE 32800 0 0 Northern Trust Corp. COM 665859104 374 5500 SH SOLE 5500 0 0 Nu Skin Enterprises Inc. COM 67018T105 437 9700 SH SOLE 9700 0 0 NuCor Corp. COM 670346105 1086 20000 SH SOLE 20000 0 0 O'Reilly Automotive Inc. COM 67103H107 1263 8400 SH SOLE 8400 0 0 OGE Energy Corp. COM 670837103 4646 125190 SH SOLE 125190 0 0 OSI Systems Inc. COM 671044105 1371 21600 SH SOLE 21600 0 0 Oceaneering International Inc. COM 675232102 49984 766985 SH SOLE 766985 0 0 Omega Healthcare Investors Inc COM 681936100 458 13400 SH SOLE 13400 0 0 Oracle Corp. COM 68389X105 1910 49900 SH SOLE 49900 0 0 Packaging Corp. of America COM 695156109 6877 107750 SH SOLE 107750 0 0 Pall Corp. COM 696429307 418 5000 SH SOLE 5000 0 0 PepsiCo Inc. COM 713448108 1164 12500 SH SOLE 12500 0 0 PerkinElmer Inc. COM 714046109 2267 52000 SH SOLE 52000 0 0 Perrigo Co.Plc COM G97822103 8574 57090 SH SOLE 57090 0 0 Philip Morris International In COM 718172109 1126 13500 SH SOLE 13500 0 0 Phillips 66 COM 718546104 15274 187850 SH SOLE 187850 0 0 Pier 1 Imports Inc. COM 720279108 1141 96000 SH SOLE 96000 0 0 Polaris Industries Inc. COM 731068102 3541 23640 SH SOLE 23640 0 0 Portfolio Recovery Associates COM 73640Q105 867 16600 SH SOLE 16600 0 0 Portland General Electric Co. COM 736508847 1021 31800 SH SOLE 31800 0 0 Praxair Inc. COM 74005P104 1290 10000 SH SOLE 10000 0 0 Precision Castparts Corp. COM 740189105 1184 5000 SH SOLE 5000 0 0 Primoris Services Corporation COM 74164F103 494 18400 SH SOLE 18400 0 0 Procter & Gamble Co. COM 742718109 1608 19200 SH SOLE 19200 0 0 Public Storage Inc. COM 74460D109 448 2700 SH SOLE 2700 0 0 Range Resources Corp. COM 75281A109 3865 57000 SH SOLE 57000 0 0 Raytheon Co. COM 755111507 1595 15700 SH SOLE 15700 0 0 Regeneron Pharmaceuticals, Inc COM 75886F107 4290 11900 SH SOLE 11900 0 0 Reliance Steel & Aluminum Co. COM 759509102 1710 25000 SH SOLE 25000 0 0 Reynolds American Inc. COM 761713106 4054 68720 SH SOLE 68720 0 0 RigNet, Inc. COM 766582100 15642 386710 SH SOLE 386710 0 0 Rock-Tenn Co. COM 772739207 1903 40000 SH SOLE 40000 0 0 Rogers Corp. COM 775133101 3713 67810 SH SOLE 67810 0 0 Royal Caribbean Cruises Ltd. COM V7780T103 478 7100 SH SOLE 7100 0 0 Ryder System Inc. COM 783549108 630 7000 SH SOLE 7000 0 0 SCANA Corp. COM 80589M102 1444 29100 SH SOLE 29100 0 0 SEI Investments Co. COM 784117103 1244 34400 SH SOLE 34400 0 0 SVB Financial Group COM 78486Q101 13406 119600 SH SOLE 119600 0 0 SYNNEX Corp. COM 87162W100 6812 105400 SH SOLE 105400 0 0 Salesforce.com Inc. COM 79466L302 1300 22600 SH SOLE 22600 0 0 ScanSource Inc. COM 806037107 1220 35277 SH SOLE 35277 0 0 Schlumberger Ltd. COM 806857108 57323 563700 SH SOLE 563700 0 0 Sherwin-Williams Co. COM 824348106 4380 20000 SH SOLE 20000 0 0 Signature Bank COM 82669G104 17498 156150 SH SOLE 156150 0 0 Skyworks Solutions Inc. COM 83088M102 3506 60400 SH SOLE 60400 0 0 Snap-On Inc. COM 833034101 702 5800 SH SOLE 5800 0 0 Southwestern Energy Co. COM 845467109 11820 338200 SH SOLE 338200 0 0 St. Jude Medical Inc. COM 790849103 10072 167500 SH SOLE 167500 0 0 St. Mary Land & Exploration Co COM 792228108 28922 370800 SH SOLE 370800 0 0 Starbucks Corp. COM 855244109 10376 137500 SH SOLE 137500 0 0 Stratasys Inc. COM 862685104 1135 9400 SH SOLE 9400 0 0 Stryker Corp. COM 863667101 9851 122000 SH SOLE 122000 0 0 T. Rowe Price Group Inc. COM 74144T108 737 9400 SH SOLE 9400 0 0 Target Corp. COM 87612E106 1316 21000 SH SOLE 21000 0 0 Teradyne Inc. COM 880770102 1113 57400 SH SOLE 57400 0 0 Tesoro Corp. COM 881609101 12842 210600 SH SOLE 210600 0 0 The Corporate Executive Board COM 21988R102 336 5600 SH SOLE 5600 0 0 Thermo Fisher Scientific Inc COM 883556102 4990 41000 SH SOLE 41000 0 0 Thor Industries Inc. COM 885160101 4611 89540 SH SOLE 89540 0 0 Thoratec Corp. COM 885175307 1096 41000 SH SOLE 41000 0 0 Time Warner Cable COM 88732J207 3640 25371 SH SOLE 25371 0 0 Time Warner Inc. COM 887317303 1587 21100 SH SOLE 21100 0 0 Toll Brothers Inc. COM 889478103 492 15800 SH SOLE 15800 0 0 Total System Services Inc. COM 891906109 1765 57000 SH SOLE 57000 0 0 Tractor Supply Co. COM 892356106 6822 110908 SH SOLE 110908 0 0 Tupperware Brands Corp. COM 899896104 414 6000 SH SOLE 6000 0 0 Tyco International Ltd. COM H89128104 4934 110700 SH SOLE 110700 0 0 Tyson Foods Inc. COM 902494103 6713 170500 SH SOLE 170500 0 0 U.S. Bancorp COM 902973304 770 18400 SH SOLE 18400 0 0 UIL Holdings Corp. COM 902748102 2117 59800 SH SOLE 59800 0 0 Union Pacific Corp. COM 907818108 19891 183460 SH SOLE 183460 0 0 United Natural Foods Inc. COM 911163103 1217 19800 SH SOLE 19800 0 0 United Technologies Corp. COM 913017109 2756 26100 SH SOLE 26100 0 0 Valeant Pharmaceuticals Intern COM 91911K102 1614 12300 SH SOLE 12300 0 0 Valero Energy Corp. COM 91913Y100 16671 360300 SH SOLE 360300 0 0 Valspar Corp. COM 920355104 790 10000 SH SOLE 10000 0 0 Varian Medical Systems Inc. COM 92220P105 1442 18000 SH SOLE 18000 0 0 Ventas Inc. COM 92276F100 1165 18800 SH SOLE 18800 0 0 Verizon Communications Inc. COM 92343V104 1595 31900 SH SOLE 31900 0 0 Viacom Inc. COM 92553P201 5537 71969 SH SOLE 71969 0 0 Visa Inc. COM 92826C839 17250 80845 SH SOLE 80845 0 0 Vistaprint NV COM N93540107 6941 126680 SH SOLE 126680 0 0 W.R. Berkley Corp. COM 084423102 1013 21200 SH SOLE 21200 0 0 W.W. Grainger Inc. COM 384802104 1183 4700 SH SOLE 4700 0 0 Wabtec COM 929740108 430 5300 SH SOLE 5300 0 0 Waddell & Reed Financial Inc. COM 930059100 12824 248090 SH SOLE 248090 0 0 Walgreen Co. COM 931422109 954 16100 SH SOLE 16100 0 0 Walt Disney Co. COM 254687106 15347 172380 SH SOLE 172380 0 0 Wells Fargo & Co. COM 949746101 1701 32800 SH SOLE 32800 0 0 Wesco International Inc. COM 95082P105 391 5000 SH SOLE 5000 0 0 West Pharmaceutical Services I COM 955306105 1021 22800 SH SOLE 22800 0 0 Westar Energy Inc. COM 95709T100 1402 41100 SH SOLE 41100 0 0 Westlake Chemical Corp. COM 960413102 433 5000 SH SOLE 5000 0 0 Whirlpool Corp. COM 963320106 845 5800 SH SOLE 5800 0 0 Whiting Petroleum Corp. COM 966387102 30617 394800 SH SOLE 394800 0 0 World Acceptance Corp. COM 981419104 2480 36740 SH SOLE 36740 0 0 Wyndham Worldwide Corp. COM 98310W108 4263 52460 SH SOLE 52460 0 0 XL Capital Ltd. COM G98255105 547 16500 SH SOLE 16500 0 0 Xcel Energy Inc. COM 98389B100 672 22100 SH SOLE 22100 0 0 eBay Inc. COM 278642103 5578 98500 SH SOLE 98500 0 0 j2 Global Communications Inc. COM 46626E205 1861 37700 SH SOLE 37700 0 0 lululemon athletica inc. COM 550021109 912 21700 SH SOLE 21700 0 0 EQUITY COMWLTH CUM PFD E 7.25% PFD 294628409 7844 304736 SH SOLE 304736 0 0 WFC 7 1/2 12/31/49 Pfd PFD 949746804 601 500 SH SOLE 500 0 0 BROOKFIELD HIGH INCOME FD INC COM 11272P102 1336 142633 SH SOLE 142633 0 0 BlackRock Enhanced Government COM 09255K108 1748 124520 SH SOLE 124520 0 0 DIVERSIFIED REAL ASSET INC FD COM 25533B108 13538 763559 SH SOLE 763559 0 0 FIRSTHAND TECH VALUE FD INC CO COM 33766Y100 2792 116280 SH SOLE 116280 0 0 NUVEEN DIVER CURRENCY OPPOR FD COM 67090N109 4870 456815 SH SOLE 456815 0 0 NUVEEN DIVID ADV MUN FD 3 COM COM 67070X101 3443 251868 SH SOLE 251868 0 0 NUVEEN DIVID ADVANTAGE MUN INC COM 67071L106 1328 94112 SH SOLE 94112 0 0 NUVEEN MUN ADVANTAGE FD INC CO COM 67062H106 1325 98241 SH SOLE 98241 0 0 NUVEEN QUALITY INCOME MUN FD C COM 670977107 1828 133519 SH SOLE 133519 0 0