-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PBLhfKdWVC/82UfcDP93hUAt+5uKx5PnNHnDejQz/ypvXI+cdkta2tjBpmBHiXis SUbLO9mS/QcePlAtkA5idA== 0000904454-06-000522.txt : 20060705 0000904454-06-000522.hdr.sgml : 20060704 20060705151220 ACCESSION NUMBER: 0000904454-06-000522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060705 DATE AS OF CHANGE: 20060705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAVVIS, Inc. CENTRAL INDEX KEY: 0001058444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431809960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 SAVVIS PARKWAY CITY: TOWN & COUNTRY STATE: MO ZIP: 63017 BUSINESS PHONE: 314-638-7000 MAIL ADDRESS: STREET 1: 1 SAVVIS PARKWAY CITY: TOWN & COUNTRY STATE: MO ZIP: 63017 FORMER COMPANY: FORMER CONFORMED NAME: SAVVIS COMMUNICATIONS CORP DATE OF NAME CHANGE: 19991112 FORMER COMPANY: FORMER CONFORMED NAME: SAVVIS HOLDINGS CORP DATE OF NAME CHANGE: 19991020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWANI SANJAY CENTRAL INDEX KEY: 0001212996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29375 FILM NUMBER: 06943536 BUSINESS ADDRESS: BUSINESS PHONE: 2128939500 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STE 2500 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-06-30 0001058444 SAVVIS, Inc. SVVS 0001212996 SWANI SANJAY C/O WELSH, CARSON, ANDERSON & STOWE 320 PARK AVENUE, SUITE 2500 NEW YORK NY 10022 1 0 1 0 Common Stock 2006-06-30 4 A 0 21473039 A 24016804 I By Welsh, Carson, Anderson & Stowe VIII, L.P. Common Stock 2006-06-30 4 A 0 1845 A 2093 D Series A Convertible Redeemable Preferred Stock 2006-06-30 4 D 0 116105 D Common Stock 21473039 0 I By Welsh, Carson, Anderson & Stowe VIII, L.P. Series A Convertible Redeemable Preferred Stock 2006-06-30 4 D 0 10 D Common Stock 1845 0 D Pursuant to the terms of an Exchange and Recapitalization Agreement that was entered into with the Issuer on May 10, 2006 and effective on June 30, 2006, each holder of Series A Convertible Redeemable Preferred Stock exchanged all of its Series A Convertible Redeemable Preferred Stock for such number of shares of Common Stock as agreed upon therein. Such exchange was a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-7, as well as under Rules 16b-3(d) and (e), as a transaction between the Issuer and its officers or directors. The Series A Convertible Redeemable Preferred Stock accrued dividends at the rate of 11.5% per annum, accreted quarterly. The Series A Convertible Redeemable Preferred Stock was convertible at the holder's option into such number of shares of Common Stock as was equal to the accreted value of such shares together with accrued dividends divided by the conversion price of $0.75 per share. Reflects the one-for-fifteen reverse split of the Common Stock that was effective on June 6, 2006. The Reporting Person is a managing member of the sole general partner of Welsh, Carson, Anderson & Stowe VIII, L.P. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him. (4) The Reporting Person is deemed a director by virtue of the service of Patrick J. Welsh, Thomas E. McInerney and John D. Clark on the Issuer's Board of Directors. Such individuals are principals of certain or all of Welsh, Carson, Anderson & Stowe VIII, L.P., Welsh, Carson, Anderson & Stowe VII, L.P., Welsh, Carson, Anderson & Stowe VI, L.P., WCAS Management Corporation, WCAS Capital Partners II, L.P. and WCAS Information Partners, L.P., certain or all of which the Reporting Person is also a principal. /s/Jonathan M. Rather, Attorney-in-Fact 2006-07-05 -----END PRIVACY-ENHANCED MESSAGE-----