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Date of Report (Date of earliest event reported): April 22, 2002 WEST PENN POWER COMPANY Pennsylvania 1-255-2 13-5480882 Item 5. Other Events Item 7. Financial Statements, Pro Form Financial Information and Exhibits Exhibit No. 1(b) Debt Securities Standard Purchase Agreement Provisions SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this West Penn Power Company INDEX TO EXHIBITS Item No. Exhibits 7 Ex. 1(b) Ex. 4(b) Debt Securities Standard Purchase Agreement Provisions EX. 1(b) WEST PENN POWER COMPANY INCLUDING FORM OF PURCHASE AGREEMENT STANDARD PURCHASE AGREEMENT PROVISIONS From time to time the Company may enter into purchase agreements that provide for the sale of designated securities to the purchaser or purchasers named therein. The standard provisions set forth herein shall be incorporated by reference in such purchase agreement, a form of which is set forth in Schedule II attached hereto ("Purchase Agreement"). The Purchase Agreement, including the provisions incorporated therein by reference, is herein sometimes referred to as "this Agreement". Unless otherwise defined in Schedule I attached hereto, terms defined or set forth in the Purchase Agreement are used herein as therein defined.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
(Exact Name of Registrant as Specified in Its Charter)
(State or other
jurisdiction of
incorporation)
(Commission File
Number)
(IRS Employer
Identification
Number)
800 Cabin Hill Drive
Greensburg, PA 15601
(Address of principal executive offices)
Registrant's telephone number, including area code: (724) 837-3000
N/A
(Former Name or Former Address, if Changed Since Last Report)
The exhibits to this Report listed in Item 7 below relate to West Penn Power Company's Registration Statements on Form S-3, File Nos. 33-59133 and 333-34511.
4(a) First Supplemental Indenture dated as of April 22, 2002, Supplemental to Indenture
dated as of May 15, 1995.
4(b) Note dated as of April 22, 2002, due April 15, 2012.
Report to be signed on its behalf by the undersigned thereunto duly authorized.
Dated: April 22, 2002
By: /s/ Thomas K. Henderson
Name: Thomas K. Henderson
Title: Vice President
Ex. 4(a)
First Supplemental Indenture dated as of April 15, 2002, Supplemental to Indenture dated as of May 15, 1995.
Note dated as of April 22, 2002, due April 15, 2012.
STANDARD PURCHASE AGREEMENT PROVISIONS
DEBT SECURITIES
DEBT SECURITIES
The New Securities shall be delivered through the facilities of The Depository Trust Company unless the Purchasers shall otherwise instruct.
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statements of income, retained earnings, capitalization, and cash flows of the Company for such year, all as certified by its regular independent accountants, and to deliver to the Representative upon request, as soon as practicable after the end of each quarterly period, income statements of the Company for the 12 months ended with the end of such quarterly period. If the Company should have active subsidiaries, such financial statements shall be on a consolidated basis to the extent the accounts of the Company and its subsidiaries are consolidated in the financial statements regularly published by the Company.
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reasonable judgments (but all provisions of any such orders heretofore entered and furnished to the Representative are deemed acceptable to the Representative and the Company).
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proceed with the offering or the delivery of the New Securities. This agreement may also be terminated by the Representative, with like consent whether or not a public offering of the New Securities has been made, at any time prior to the time of purchase, if the Company or any of its subsidiaries shall have sustained a loss by fire, flood, accident or other calamity that is substantial with respect to the property of the Company and its subsidiaries as a whole and that, in the reasonable judgment of the Representative, shall render it inadvisable to proceed with the delivery of the New Securities, whether or not such loss shall have been insured.
The time of the "initial public offering", for the purposes of this Section 7, shall mean the time, after the execution of this Agreement, of the release by the Representative for publication of the first newspaper advertisement referring to the New Securities, or the time, after the execution of this Agreement, at which the New Securities are first generally offered by the Purchasers to the public or to dealers by letter or telegram or otherwise, whichever shall first occur.
If this Agreement is terminated as provided in this Section 7, the Company and each other Purchaser shall be notified promptly by telephone or telegram, confirmed by letter. If this Agreement shall not be carried out by any Purchaser for any reason permitted hereunder or if the sale of the New Securities to the Purchasers as herein contemplated shall not be carried out because the Company shall be unable in good faith to comply with any of the terms hereof or if the Company shall not deliver the New Securities because the conditions set forth in Section 6 hereof are not satisfied, the Company shall not be under any obligation under this Agreement (except that the Company shall remain liable to the extent provided in Sections 4(f), 4(h), 9 and 11 hereof) and the Purchasers (except any Purchasers in default hereunder) shall be under no liability to the Company (except that the Purchasers shall remain liable to the extent provided in Sections 10 and 11 hereof) nor be under any liability under this Agreement to one another.
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Purchasers default in their obligation to purchase New Securities hereunder, the Company may, by prompt written notice to the non-defaulting Purchasers, postpone the time of purchase for a period of not more than five full business days in order to effect whatever changes may thereby be made necessary in the Registration Statement or the Prospectus or in any other documents, and the Company will promptly file any amendments to the Registration Statement or supplements to the Prospectus which may thereby be made necessary. Nothing in this Section 8, however, shall operate to limit any rights which the Company may have against any Purchaser who shall for any reason other than a reason permitted hereunder fail to purchase the principal amount of New Securities purchasable by it upon tender thereof in accordance with the terms of this Agreement. The term "Purchaser" as used in this Agreement shall refer to and include each purchaser substituted under this Section 8, with like effect as if said substitute d Purchaser had originally been named in Schedule A.
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so to notify the Company shall not relieve the Company from any liability which it may have to such Purchaser or person otherwise than on account of the indemnity agreement contained in this Section 9. The Company shall be entitled to assume the investigation of any liability or claim or the defense of any suit brought to enforce any such liability or claim and the Purchaser or person against whom such suit is brought shall be entitled to participate in such investigation and defense. If the Company assumes the investigation and defense, such investigation and defense shall be conducted by counsel of good standing chosen by the Company and satisfactory to such Purchaser or person, and in such case such Purchaser or person shall bear the expense of his investigation and the fees and expenses of any additional counsel retained by him, except (i) those incurred after notifying the Company of such claim and prior to being advised by the Company of its intention to assume such investigation or defense or (ii) if
the Company shall not have employed counsel reasonably satisfactory to the Purchasers within a reasonable time after notice of the institution of such claim or liability or suit. If the Company does not assume the investigation of any such claim or the defense of any such suit, or if the Company shall agree in writing to pay such fees and expenses or if such Purchaser or person shall reasonably conclude that there may be defenses available to it or them which are different from or in addition to those available to the Company, the Company will reimburse such Purchaser or person for the reasonable fees and expenses of any counsel retained by him; provided however, that in such event the Company shall be entitled, at its own expense, to participate in the investigation or defense.
The Company's indemnity agreement contained in this Section 9 and its warranties and representations in this Agreement shall remain in full force and effect regardless of any investigation made by or on behalf of any Purchaser or controlling person, and shall survive any termination of this Agreement or the issuance and delivery of the New Securities.
The Company agrees promptly to notify the Purchasers of the commencement of any litigation or proceedings against the Company or any of its officers or directors in connection with the issuance and sale of the New Securities, or such Registration Statement or Prospectus.
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Representative to furnish to the Company the information with regard to the terms of offering of the New Securities by such Purchaser, for use in the Registration Statement.
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available to it or them which are different from or in addition to those available to such Purchaser, such Purchaser will reimburse the Company or such person for the reasonable fees and expenses of any counsel retained by it; provided, however, that in such event, such Purchaser shall be entitled, at its own expense, to participate in the investigation or defense.
The indemnity agreement on the part of such Purchaser contained in this Section 10(b) and the warranties and representations of such Purchaser contained in this Agreement shall remain in full force and effect regardless of any investigation made by or on behalf of the Company or such person, and shall survive any termination of this Agreement or the issuance and delivery of the New Securities.
Each Purchaser agrees promptly to notify the Company and each other Purchaser of the commencement of any litigation or proceedings against such Purchaser in connection with the issuance and sale of the New Securities, or such Registration Statement or Prospectus.
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relates to information supplied by the Company or by the Purchasers through you and the parties' relative intent, knowledge, access to information and opportunity to correct or prevent such statement or omission. The amount paid or payable by a party as a result of the losses, claims, damages and liabilities referred to above shall be deemed to include any legal or other fees or expenses reasonably incurred by such party in connection with investigating or defending any claim or action.
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The section headings in this Agreement have been inserted as a matter of convenience of reference and are not part of this Agreement. The terms "Purchasers", "persons", "firms" and "corporations" as used herein shall include the singular of such terms as well as the plural. The term "successor" to any Purchaser shall not include any subsequent holder of the New Securities merely by reason of such holding.
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SCHEDULE I
DEFINITIONS
"Company" means West Penn Power Company, a Pennsylvania corporation.
"Indenture" means the Indenture, dated as of May 15, 1995, between the Company and The Bank of New York, as Trustee, as supplemented and as may be supplemented from time to time (including a supplemental indenture pertaining to the particular series of Securities involved in the offering, which may specify a different trustee in respect of such series).
"Purchasers' Counsel" means Simpson Thacher & Bartlett with offices at 425 Lexington Avenue, New York, New York 10017.
"State Commission" means the Pennsylvania Public Utility Commission.
"Local Counsel" means Robert R. Winter, Esq.
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SCHEDULE II PURCHASE AGREEMENT Interest Rate: 6.625% Price: 98.963% |
Ladies and Gentlemen:
Referring to the Debt Securities of West Penn Power Company (the "Company") covered by the Registration Statements No. 33-59133 and No. 333-34511, on the basis of the representations, warranties and agreements contained in the Standard Purchase Agreement Provisions-Debt Securities, (referred to below) and this Agreement, but subject to the terms and conditions herein set forth, the Purchasers named in Schedule A hereto ("Purchasers") agree to purchase, severally and not jointly, and the Company agrees to sell to the Purchasers, severally and not jointly, $80,000,000 aggregate principal amount of 6.625% Notes due April 15, 2012 (the "New Securities") at the purchase price set forth above and in the respective principal amounts set forth opposite the names of the Purchasers on Schedule A hereto.
The interest rate of the New Securities and the price at which the New Securities shall be purchased from the Company shall be those shown above. The New Securities will be offered initially as set forth in the Prospectus Supplement relating to such New Securities.
The New Securities will have the terms set forth in the Company's Prospectus dated September 9, 1997, as supplemented by the Prospectus Supplement dated April 17, 2002.
All of the provisions contained in the document entitled "Standard Purchase Agreement Provisions-Debt Securities", a copy of which will be filed on a Form 8-K on or promptly after the time of purchase and has been previously furnished to us, are hereby incorporated by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions had been set forth in full herein.
The "time of purchase" (as defined in Section 3 of the aforementioned Standard Purchase Agreement Provisions) shall be April 22, 2002.
This Agreement may be executed in one or more counterparts and it is not necessary that the signatures of all parties appear on the same counterpart, but such counterparts together shall constitute but one and the same agreement.
We represent that we are authorized to act for the several Purchasers named in Schedule A hereto in connection with this financing and any action under this Agreement by any of us will be binding upon all the Purchasers. If the foregoing is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicate hereof, whereupon it will become a binding agreement between the Company and the several Purchasers in accordance with its terms.
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Very truly yours, |
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Principal |
EX. 4(b)
THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITORY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.
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WEST PENN POWER COMPANY
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WEST PENN POWER COMPANY, a corporation duly organized and existing under the laws of Pennsylvania (herein called the "Company", which term includes any successor Person under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & CO., or registered assigns, the principal sum of EIGHTY MILLION Dollars on the 15th of April, 2012 and to pay interest thereon from the 22nd day of April, 2002 or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semi-annually on April 15 and October 15 in each year, commencing October 15, 2002, at the rate of 6.625% per annum, until the principal hereof is paid or made available for payment. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be April 1 or October 1 (whether or not a Business Day), as the case may be, next preceding such Interest Payment Date. Any such interest not so punctually paid or duly provided for will forthwith cease to be payable to the Holder on such Regular Record Date and may either be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Securities of this series not less than 10 days prior to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Securities of this series may be listed, and upon such notice as may be required by such exchange, all as more fully provided in said Indenture.
Payment of the principal of (and premium, if any) and interest on this Security will be made at the office or agency of the Company maintained for that purpose in New York, New York, in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts; provided, however, that at the option of the Company payment of interest may be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register.
Reference is hereby made to the further provisions of this Security set forth on the reverse hereof, which further provisions shall for all purposes have the same effect as if set forth at this place.
Unless the certificate of authentication hereon has been executed by the Trustee referred to on the reverse hereof by manual signature, this Security shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose.
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IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its corporate seal.
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Dated: WEST PENN POWER COMPANY By /s/ Bruce E. Walenczyk Attest: |
This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture.
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BANK ONE TRUST COMPANY, N.A., |
[Reverse of Security]
This Security is one of a duly authorized issue of securities of the Company (herein called the "Securities"), issued and to be issued in one or more series under an Indenture, dated as of May 15, 1995, between the Company and The Bank of New York, as Trustee, as supplemented by the First Supplemental Indenture, dated as of April 22, 2002, among the Company, The Bank of New York, as Trustee, and Bank One Trust Company, N.A., as Series Trustee (as so supplemented, the "Indenture"), and reference is hereby made to the Indenture for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Series Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is one of the series designated on the face hereof, limited in aggregate principal amount to $ 80,000,000. The Company may, without the consent of the Holders of the Securities, create and issue additional 6.625% Notes due April 15, 2012 ranking equally with the Securities and otherwise similar in all respects and such further Securities may be consolidated and form a single series with the Securities.
The Securities of this series are subject to redemption upon not less than 30 nor more than 60 days' notice by mail, at any time, as a whole or in part, at the election of the Company, at a Redemption Price equal to the greater of (a) 100% of the principal amount of the Securities to be redeemed, plus accrued interest to the redemption date, or (b) as determined by the Quotation Agent, the sum of the present values of the remaining scheduled payments of principal and interest on the Securities to be redeemed (not including any portion of payments of interest accrued as of the redemption date), discounted to the redemption date on a semi-annual basis at the Adjusted Treasury Rate plus 20 basis points, plus accrued interest to the redemption date.
The redemption price will be calculated assuming a 360-day year consisting of twelve 30-day months.
"Adjusted Treasury Rate" means, with respect to any redemption date, the rate per year equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for that redemption date.
"Comparable Treasury Issue" means the United States Treasury security selected by the Quotation Agent as having a maturity comparable to the remaining term of the Securities that would be used, at the time of the selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Securities.
"Comparable Treasury Price" means, with respect to any redemption date: (a) the average of the Reference Treasury Dealer Quotations for that redemption date, after excluding the highest and lowest of the Reference Treasury Dealer Quotations, or (b) if the Series Trustee obtains fewer than three Reference Treasury Dealer Quotations, the average of all Reference Treasury Dealer Quotations so received.
"Quotation Agent" means the Reference Treasury Dealer appointed by the Company.
"Reference Treasury Dealer" means (a) each of Banc One Capital Markets, Inc., Mellon Financial Markets, LLC, and their respective successors, unless any of them ceases to be a primary U.S. Government securities dealer in New York City (a "Primary Treasury Dealer"), in
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which case the Company shall substitute another Primary Treasury Dealer; and (b) any other Primary Treasury Dealer selected by the Company.
"Reference Treasury Dealer Quotations" means, with respect to each Reference Treasury Dealer and any redemption date, the average, as determined by the Series Trustee, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Series Trustee by that Reference Treasury Dealer at 5:00 p.m., New York City time, on the third business day preceding that redemption date.
The Securities do not have the benefit of any sinking fund obligations.
The Securities are not subject to the provisions of Article Fourteen of the Indenture.
In the event of redemption of this Security in part only, a new Security or Securities of this series and of like tenor for the unredeemed portion hereof will be issued in the name of the Holder hereof upon the cancellation hereof.
If an Event of Default with respect to Securities of this series shall occur and be continuing, the principal of the Securities of this series may be declared due and payable in the manner and with the effect provided in the Indenture.
The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities of each series to be affected under the Indenture at any time with the consent of the Holders of a majority in principal amount of the Securities at the time Outstanding of each series to be affected. The Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Securities of each series at the time Outstanding, on behalf of the Holders of all Securities of such series, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exc hange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security.
As provided in and subject to the provisions of the Indenture, the Holder of this Security shall not have the right to institute any proceeding with respect to the Indenture or for the appointment of a receiver or trustee or for any other remedy thereunder, unless such Holder shall have previously given the Series Trustee written notice of a continuing Event of Default with respect to the Securities of this series, the Holders of not less than 25% in principal amount of the Securities of this series at the time Outstanding shall have made written request to the Series Trustee to institute proceedings in respect of such Event of Default as Series Trustee and offered the Series Trustee reasonable indemnity, and the Series Trustee shall not have received from the Holders of a majority in principal amount of Securities of this series at the time Outstanding a direction inconsistent with such request, and shall have failed to institute any such proceeding, for 60 days after receipt of such notice, request and offer of indemnity. The foregoing shall not apply to any suit instituted by the Holder of this Security for the enforcement of any payment of principal hereof or any premium or interest hereon on or after the respective due dates expressed herein.
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No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of and any premium and interest on this Security at the times, place and rate, and in the coin or currency, herein prescribed.
As provided in the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the Security Register, upon surrender of this Security for registration of transfer at the office or agency of the Company in any place where the principal of and any premium and interest on this Security are payable, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company and the Security Registrar duly executed by, the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities of this series and of like tenor, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees.
The Securities of this series are issuable only in registered form without coupons in denominations of $ 1,000.00 and any integral multiple thereof. As provided in the Indenture and subject to certain limitations therein set forth, Securities of this series are exchangeable for a like aggregate principal amount of Securities of this series and of like tenor of a different authorized denomination, as requested by the Holder surrendering the same.
No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith.
Interest on the Security shall be computed on the basis of a 360-day year of twelve 30-day months.
Prior to due presentment of this Security for registration of transfer, the Company, the Series Trustee and any agent of the Company or the Series Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security be overdue, and neither the Company, the Series Trustee nor any such agent shall be affected by notice to the contrary.
This Security shall be governed by and construed in accordance with the laws of the State of New York.
All terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture.
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EX. 4(a) WEST PENN POWER COMPANY, |
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THIS FIRST SUPPLEMENTAL INDENTURE, dated as of April 22, 2002 (the "First Supplemental Indenture") to an Indenture, dated as of May 15, 1995, among West Penn Power Company (the "Company"), a Pennsylvania corporation, The Bank of New York (the "Original Trustee"), a New York banking corporation, and Bank One Trust Company, N.A. (the "Series Trustee"), a national banking association. RECITALS WHEREAS, the Company and the Original Trustee entered into an Indenture (the "Indenture"), dated as of May 15, 1995; and AMENDMENT ONE |
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Section 1.01. Section 101 of the Indenture is amended by adding the following definition, which shall be inserted after the definition of "Senior Debt":
"Series Trustee" shall have the meaning set forth in Section 301(21). Section 1.02. Section 101 of the Indenture is amended by adding the following definition, which shall be inserted after the definition of "Original Issue Discount Security": "Original Trustee" means The Bank of New York or any successor pursuant to Section 611 or 612. Section 1.03. Section 301 of the Indenture is amended by deleting "and" after subparagraph (20) and by adding the following subparagraph after subparagraph (20):
Upon request of any such Series Trustee, the Company shall execute any and all instruments for more fully and certainly vesting in and confirming to such Series Trustee all such rights, powers and trusts referred to in the preceding paragraph. |
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ARTICLE TWO |
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Section 2.01. Pursuant to Section 301(21) of the Indenture, as amended hereby, the Company hereby appoints the Series Trustee as Trustee under the Indenture with respect to, and only with respect to, the Series 2002-A Securities. Pursuant to Section 615 of the Indenture, as amended hereby, the Company vests all the rights, powers, trusts and duties of
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"Corporate Trust Office" means the principal office of the Series Trustee in New York, New York at which at any particular time this Indenture shall be administered, which currently is 153 West 51st Street, New York, New York 10019. "Responsible Officer," when used with respect to the Series Trustee, means any officer assigned to administer corporate trust matters and also means, with respect to any particular corporate trust matter, any other officer to whom such matter is referred because of his or her knowledge of and familiarity with the particular subject. |
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ARTICLE THREE |
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Section 3.01. This First Supplemental Indenture will become effective upon its execution and delivery. Section 3.02. The First Supplemental Indenture is an indenture supplemental to the Indenture. The Indenture, as supplemented and amended by this First Supplemental Indenture, is in all respects ratified and confirmed. The Indenture, as so supplemented and amended, is to be read and construed as a single instrument. Section 3.03. All of the covenants, promises, stipulations and agreements of the Company contained in the Indenture, as supplemented and amended by this First Supplemental Indenture, will bind the Company and its successors and assigns and will inure to the benefit of the Trustee and the Series Trustee and their respective successors and assigns. 5
Section 3.05. This First Supplemental Indenture shall be governed by and construed in accordance with the laws of the State of New York. Section 3.06. This First Supplemental Indenture may be executed in any number of counterparts, each of which counterparts will for all purposes be deemed to be an original, but all of which counterparts together will constitute one and the same instrument. Section 3.07. The recitals in this First Supplemental Indenture are made by the Company and not by the Original Trustee, or, except with respect to Section 2.02 hereof, the Series Trustee, and neither the Original Trustee nor, except with respect to Section 2.02 hereof, the Series Trustee shall be responsible for the validity or sufficiency hereof with respect to the other parties hereto. Section 3.08. Capitalized terms used herein without definition shall have the meanings ascribed thereto in the Indenture.
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IN WITNESS WHEREOF, the parties hereto have caused this First Supplemental Indenture to be duly executed, and their respective corporate seals to be hereunto affixed and attested, all as of the day and year first above written. |
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WEST PENN POWER COMPANY |
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Attest: [SEAL] |
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THE BANK OF NEW YORK |
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Attest: [SEAL] |
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BANK ONE TRUST COMPANY, N.A. |
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Attest: [SEAL] |
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STATE OF MARYLAND |
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On the 22 day of April, 2002, before me personally came Bruce E. Walenczyk, to me known, who, being by me duly sworn, did depose and say that he is Vice President of WEST PENN POWER COMPANY, one of the corporations described in and which executed the foregoing instrument; that he knows the seal of said corporation; that the seal affixed to said instrument is such corporate seal; that it was so affixed by authority of the Board of Directors of said corporation; and that he signed his name thereto by like authority. |
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/s/ Tracy L. Buzzerd |
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STATE OF NEW YORK |
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On the 22 day of April, 2002, before me personally came Geovanni Barris, to me known, who, being by me duly sworn, did depose and say that he is Vice President of THE BANK OF NEW YORK, one of the corporations described in and which executed the foregoing instrument; that he knows the seal of said corporation; that the seal affixed to said instrument is such corporate seal; that it was so affixed by authority of the Board of Directors of said corporation; and that he signed his name thereto by like authority. |
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/s/ William J. Cassels |
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STATE OF NEW YORK |
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On the 22 day of April, 2002, before me personally came Michael Pinzon, to me known, who, being by me duly sworn, did depose and say that he is Trust Officer of BANK ONE TRUST COMPANY, N.A., one of the corporations described in and which executed the foregoing instrument; that he knows the seal of said corporation; that the seal affixed to said instrument is such corporate seal; that it was so affixed by authority of the Board of Directors of said corporation; and that he signed his name thereto by like authority |
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/s/ Stanley J. Santos |