-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ArMwZYHvFcKicL0g6aBafMeRDVGwN+HZX+x77DTNFqFvWTZm0l8JxFBgbmmWB7Ae WayIslrNhnLVl+qKXESyQA== 0001098482-09-000001.txt : 20090203 0001098482-09-000001.hdr.sgml : 20090203 20090203135158 ACCESSION NUMBER: 0001098482-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080519 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORLD ENERGY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001058307 STANDARD INDUSTRIAL CLASSIFICATION: POWER, DISTRIBUTION & SPECIALTY TRANSFORMERS [3612] IRS NUMBER: 650783722 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3900A 31ST STREET NORTH CITY: ST PETERSBURG STATE: FL ZIP: 33714 BUSINESS PHONE: 7275255552 MAIL ADDRESS: STREET 1: 3900A 31ST STREET NORTH CITY: ST PETERSBURG STATE: FL ZIP: 33714 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED 3-D ULTRASOUND SERVICES INC DATE OF NAME CHANGE: 20050809 FORMER COMPANY: FORMER CONFORMED NAME: YSEEK INC DATE OF NAME CHANGE: 20010413 FORMER COMPANY: FORMER CONFORMED NAME: SWIFTY CARWASH & QUIK LUBE INC DATE OF NAME CHANGE: 19981117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UTEK CORP CENTRAL INDEX KEY: 0001098482 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25097 FILM NUMBER: 09564249 BUSINESS ADDRESS: STREET 1: 2109 PALM AVENUE CITY: TAMPA STATE: FL ZIP: 33605 BUSINESS PHONE: 8137544330 MAIL ADDRESS: STREET 1: 2109 PALM AVENUE CITY: TAMPA STATE: FL ZIP: 33605 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-05-19 0 0001058307 WORLD ENERGY SOLUTIONS, INC. WEGY.OB 0001098482 UTEK CORP 2109 PALM AVENUE TAMPA FL 33605 0 0 1 0 Preferred Stock Series B Convertible 2008-06-10 4 P 0 100000 A 100000 D Preferred Stock Series C Convertible 2008-09-26 4 P 0 100000 A 100000 D Common Stock 2008-05-19 4 P 0 1923077 A 18042749 D On June 10, 2008 UTEK Corporation sold its 100% ownership in Advanced Alternative Energy Technologies, Inc. in a stock for stock exchange. UTEK received 100,000 unregistered shares of Series B Convertible Preferred Stock of World Energy Solutions, Inc. The estimated market value of the shares of the subsidiary was $875,000. On September 26, 2008 UTEK Corporation sold its 100% ownership in H-Hybrid Technologies, Inc. in a stock for stock exchange. UTEK received 100,000 unregistered shares of Series C Convertible Preferred Stock of World Energy Solutions, Inc. The estimated market value of the shares of the subsidiary was $750,000. On May 19, 2008 UTEK Corporation entered into an intellectual capital consulting agreement in which UTEK received $250,000 in unregistered common shares. UTEK received 1,923,077 unregistered common shares for its services. UTEK Corporation by Carole R. Wright, CFO 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----