-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ovp97bHgFZ5gr0gNFjo9TkWthyMkT1yEhS3tIYghGzXpBdf892R9/bR2ldFkcy9M e3aWGUmFehfupNXNiw/n8g== 0001098482-07-000030.txt : 20071120 0001098482-07-000030.hdr.sgml : 20071120 20071120144417 ACCESSION NUMBER: 0001098482-07-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071011 FILED AS OF DATE: 20071120 DATE AS OF CHANGE: 20071120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORLD ENERGY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001058307 STANDARD INDUSTRIAL CLASSIFICATION: POWER, DISTRIBUTION & SPECIALTY TRANSFORMERS [3612] IRS NUMBER: 650783722 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3900A 31ST STREET NORTH CITY: ST PETERSBURG STATE: FL ZIP: 33714 BUSINESS PHONE: 7275255552 MAIL ADDRESS: STREET 1: 3900A 31ST STREET NORTH CITY: ST PETERSBURG STATE: FL ZIP: 33714 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED 3-D ULTRASOUND SERVICES INC DATE OF NAME CHANGE: 20050809 FORMER COMPANY: FORMER CONFORMED NAME: YSEEK INC DATE OF NAME CHANGE: 20010413 FORMER COMPANY: FORMER CONFORMED NAME: SWIFTY CARWASH & QUIK LUBE INC DATE OF NAME CHANGE: 19981117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UTEK CORP CENTRAL INDEX KEY: 0001098482 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25097 FILM NUMBER: 071259456 BUSINESS ADDRESS: STREET 1: 2109 PALM AVENUE CITY: TAMPA STATE: FL ZIP: 33605 BUSINESS PHONE: 8137544330 MAIL ADDRESS: STREET 1: 2109 PALM AVENUE CITY: TAMPA STATE: FL ZIP: 33605 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-10-11 0 0001058307 WORLD ENERGY SOLUTIONS, INC. WEGY.OB 0001098482 UTEK CORP 2109 PALM AVENUE TAMPA FL 33605 0 0 1 0 Preferred Series A Convertible 2007-10-11 4 S 0 100000 40.5 D 0 D Common Stock 2007-10-11 4 P 0 8437500 0.504 A 16119672 D Pursuant to the terms of the Series A convertible preferred stock, the 100,000 shares of preferred stock converted into shares of common stock on October 11, 2007, with the number of shares of common stock being determined by dividing $4,250,500.00 by the closing 10 day average of the common stock on such date ($0.504). UTEK Corporation by Carole R. Wright, CFO 2007-11-20 -----END PRIVACY-ENHANCED MESSAGE-----