-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BhcSqAtGuUSap39+CVP+VxEOY2tH9zc+UPWZ/2FhWmfsfEPHLpEX1I9aA/hMuRge QGnkTATsisJlkaN/Tg1v7Q== 0001072613-02-001487.txt : 20020926 0001072613-02-001487.hdr.sgml : 20020926 20020926092422 ACCESSION NUMBER: 0001072613-02-001487 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000208 FILED AS OF DATE: 20020926 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BEDROCK CAPITAL PARTNERS I L P CENTRAL INDEX KEY: 0001064019 RELATIONSHIP: OWNER IRS NUMBER: 043412828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 10 LANGLEY RD STREET 2: SUITE 403 CITY: NEWTON STATE: MA ZIP: 02459 BUSINESS PHONE: 6175586712 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LANDACORP INC CENTRAL INDEX KEY: 0001058177 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 943346710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29377 FILM NUMBER: 02772598 BUSINESS ADDRESS: STREET 1: 900 FORTRESS ST STREET 2: SUITE 100 CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: 4045319956 MAIL ADDRESS: STREET 1: 4151 ASHFORD DUNWOODY RD STREET 2: SUITE 505 CITY: ATLANTA STATE: GA ZIP: 30319 FORMER COMPANY: FORMER CONFORMED NAME: LANDA MANAGEMENT SYSTEMS CORP DATE OF NAME CHANGE: 19990916 3 1 form3_11511.txt FORM 3 - BEDROCK CAPITAL PARTNERS I, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print of Type Responses) ================================================================================ 1. Name and Address of Reporting Person* Bedrock Capital Partners I, L.P. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Auerr, Mason & Zajac, 29 Dean Avenue, P.O. Box 347 - -------------------------------------------------------------------------------- (Street) Franklin MA 02038 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 2/08/2000 ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol Landacorp, Inc. (NASDAQ: LCOR) ================================================================================ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ================================================================================ 6. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [_] Form filed by One Reporting Person [X] Form filed by More than One Reporting Person ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $0.001 par value 1,575,000 D By Partnership (1) - ------------------------------------------------------------------------------------------------------------------------------------ By Credit Suisse First Boston Common Stock, $0.001 par value 87,500 I Bedrock Fund, LP (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $0.001 par value 75,000 I By VBW Employee Bedrock Fund, LP (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) FORM 3 (continued) ================================================================================ TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) (2) 07/27/09 Common Stock 12,500 $1.00 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) (4) 10/31/00 Common Stock 10,000 $1.50 I (3) ====================================================================================================================================
Explanation of Responses: (1) Bedrock Capital Partners I, LP ("Bedrock") owns beneficially and of record 1,575,000 shares of Common Stock of Landacorp, Inc. VBW Employee Bedrock Fund, LP ("VBW Employee"), which invests alongside Bedrock in all investments made by Bedrock, owns beneficially and of record 75,000 shares of Common Stock of Landacorp, Inc. Credit Suisse First Boston Bedrock Fund, LP ("CSFB Bedrock"), which has invested alongside Bedrock in all investments made by Bedrock, owns beneficially and of record 87,500 shares of Common Stock of Landacorp, Inc. Bedrock, VBW Employee and Bedrock General Partners I, LLC ("Bedrock GP") may each be deemed to own beneficially the shares of Common Stock of Landacorp, Inc. held by the other. Bedrock GP, the sole general partner of Bedrock and VBW Employee and attorney in fact to CSFB Bedrock, may be deemed to own beneficially the shares of Common Stock beneficially owned by Bedrock, Employee and CSFB Bedrock. Bedrock GP may also be deemed to own beneficially the options to acquire Common Stock that have been granted to Jason Rosenbluth by Landacorp, Inc. (See Note 3) that he is contractually obligated to relinquish to Bedrock GP. (2) Option granted to Jason Rosenbluth, 07/27/99, which becomes exercisable according to the following schedule: 25% of the shares subject to the option become vested and exercisable on 07/27/00, and 1/36th of the balance of the shares vest monthly thereafter. (3) Bedrock GP may also be deemed to own beneficially the options that have been granted to Rosenbluth that he is contractually obligated to relinquish to Bedrock GP. (4) Option granted to Jason Rosenbluth, 10/31/2000, which becomes exercisable according to the following schedule: equal vesting over 24 months. BEDROCK CAPITAL PARTNERS I, L.P. By: BEDROCK GENERAL PARTNER I, LLC By: /s/ David Duval September 25, 2002 ------------------------------- ---------------------- Managing Member Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 JOINT FILER INFORMATION Name: Credit Suisse First Boston Bedrock Fund, LP Address: c/o Auerr Mason & Zajae, 29 Dean Avenue, P.O. Box 347, Franklin, MA 02038 Designated Filer: Bedrock Capital Partners I, LP Issuer: Landacorp, Inc. Ticker: LCOR Dare of Event Requiring Statement: 02/08/2000 CREDIT SUISSE FIRST BOSTON BEDROCK FUND, L.P. By: BEDROCK GENERAL PARTNER I, LLC ITS ATTORNEY IN FACT By: David Duval ------------------------------------ Managing Member Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) JOINT FILER INFORMATION Name: VBW Employee Bedrock Fund, LP Address: c/o Auerr Mason & Zajae, 29 Dean Avenue, P.O. Box 347, Franklin, MA 02038 Designated Filer: Bedrock Capital Partners I, LP Issuer: Landacorp, Inc. Ticker: LCOR Date of Event Requiring Statement: 02/08/2000 VBW EMPLOYEE BEDROCK FUND, L.P. By: BEDROCK GENERAL PARTNER I, LLC By: David Duval ------------------------------------ Managing Member Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) JOINT FILER INFORMATION Name: Bedrock General Partner I, LLC Address: c/o Auerr Mason & Zajae, 29 Dean Avenue, P.O. Box 347, Franklin, MA 02038 Designated Filer: Bedrock Capital Partners I, LP Issuer: Landacorp, Inc. Ticker: LCOR Date of Event Requiring Statement: 02/08/2000 BEDROCK GENERAL PARTNER I, LLC By: David Duval ------------------------------------ Managing Member Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). -----END PRIVACY-ENHANCED MESSAGE-----