0001058022-11-000004.txt : 20111025 0001058022-11-000004.hdr.sgml : 20111025 20111025150313 ACCESSION NUMBER: 0001058022-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111025 DATE AS OF CHANGE: 20111025 EFFECTIVENESS DATE: 20111025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHIKIAR ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001058022 IRS NUMBER: 133717482 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07060 FILM NUMBER: 111156535 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 2128886565 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 shikiar3q1113f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shikiar Asset Management, Inc. Address: 1633 Broadway 9th Floor New York, NY 10019 13F File Number: 028-07060 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart A. Shikiar Title: President Phone: 212-888-6565 Signature, Place, and Date of Signing: Stuart A. Shikiar New York, New York October 25, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $143302 (x1000) List of Other Included Managers: 0 No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ASBC CAP TR I ORIG SEC QTLY 7. PFD 00209E207 1542 61700 SH SOLE 61700 BAC CAP TR II GTD CAP SECS 7% PFD 055188205 1413 68350 SH SOLE 68350 CITIGROUP CAP VIII SECS 6.95% PFD 17306R204 858 36500 SH SOLE 36300 GENERAL MTRS CO JR PFD CONV SE PFD 37045V209 3240 92350 SH SOLE 92250 GOODYEAR TIRE & RUBBER PFD 5.8 PFD 382550309 372 9600 SH SOLE 9600 JPMORGAN CHASE SER Z 8% PFD 48124G104 2343 91650 SH SOLE 91650 LEXINGTON REALTY TR PFD SER B PFD 529043200 250 10100 SH SOLE 10100 MORGAN STANLEY CAP 5.75% PFD 617466206 1039 51450 SH SOLE 51450 PRIVATEBANCORP 10% PFD 74272L208 1716 68400 SH SOLE 68200 REGIONS FING TR III 8.875% PFD 7591EM107 932 37200 SH SOLE 37000 WELLS FARGO CAP PFD SECS 8.625 PFD 949829204 2396 95500 SH SOLE 95500 ZIONS BANCORP PREFERRED 9.5% PFD 989701503 2534 100650 SH SOLE 100450 ALPHA NATURAL RESOURCES SR NT CONV 02076XAA0 474 500000 PRN SOLE 500000 ADM TRONICS UNLIMITED COM 001004100 0 12000 SH SOLE 12000 ALCOA COM 013817101 1657 173100 SH SOLE 173100 ALLEGHENY TECHNOLOGIES COM 01741R102 448 12100 SH SOLE 12000 ANADARKO PETROLEUM COM 032511107 7840 124350 SH SOLE 124250 APPLE COM 037833100 17868 46875 SH SOLE 46875 BANK OF AMERICA COM 060505104 153 25000 SH SOLE 25000 BEARD COM 07384R408 4 19046 SH SOLE 19046 BERKSHIRE HATHAWAY DEL CL A COM 084670108 320 3 SH SOLE 3 BLACKHAWK CAP GROUP BDC COM 09236T103 3 24000 SH SOLE 24000 BONAVISTA ENERGY COM 09784Y108 480 21400 SH SOLE 21400 BRISTOL MYERS SQUIBB COM 110122108 358 11400 SH SOLE 11400 BUCKEYE PARTNERS L.P COM 118230101 313 5000 SH SOLE 5000 CHARMING SHOPPES INC. COM 161133103 39 15000 SH SOLE 15000 CHESAPEAKE ENERGY COM 165167107 3471 135850 SH SOLE 135450 CHESAPEAKE MIDSTREAM PARTNERS COM 16524K108 3249 121050 SH SOLE 120550 CITIGROUP INC. COM 172967424 638 24910 SH SOLE 24910 CITY NATIONAL COM 178566105 204 5400 SH SOLE 5400 CONOCOPHILLIPS COM 20825C104 571 9015 SH SOLE 9015 COSTCO WHSL COM 22160K105 287 3500 SH SOLE 3500 CUMMINS INC COM 231021106 4463 54650 SH SOLE 54650 DEAN FOODS CO COM 242370104 200 22500 SH SOLE 22500 DENBURY RES INC COM NEW COM 247916208 2351 204400 SH SOLE 204400 ENERPLUS CORPORATION COM 292766102 1799 73300 SH SOLE 73300 ENTERPRISE PRDS PARTNERS LP COM 293792107 201 5000 SH SOLE 5000 EXXON COM 30231G102 614 8456 SH SOLE 8456 FORD MOTOR COM 345370860 247 25568 SH SOLE 25568 FREEPORT MCMORAN COM 35671D857 5397 177250 SH SOLE 177100 GLOBAL ECOLOGY CORP COM COM 37950A109 2 250000 SH SOLE 250000 HERTZ GLOBAL HLDGS INC COM COM 42805T105 129 14500 SH SOLE 14500 INCYTE COM 45337C102 1743 124800 SH SOLE 124800 INTERNATIONAL PAPER COM 460146103 4478 192600 SH SOLE 192400 JPMORGAN CHASE COM 46625H100 1289 42800 SH SOLE 42800 KINDER MORGAN ENERGY PARTNERS COM 494550106 410 6000 SH SOLE 6000 LEXINGTON REALTY TR COM 529043101 520 79500 SH SOLE 79500 LINC ENERGY COM Q5562Z103 595 325000 SH SOLE 325000 LINN ENERGY COM 536020100 8141 228300 SH SOLE 228100 MACYS COM 55616P104 3543 134600 SH SOLE 134400 MGM MIRAGE COM 552953101 265 28500 SH SOLE 28500 MORGAN STANLEY COM 617446448 1144 84700 SH SOLE 84700 NUCOR COM 670346105 5793 183100 SH SOLE 183000 ORACLE COM 68389X105 3569 124175 SH SOLE 123975 PANDORA MEDIA INC. COM 698354107 293 20000 SH SOLE 20000 PETROQUEST ENERGY COM 716748108 88 16000 SH SOLE 16000 QEP RESOURCES COM 74733V100 734 27100 SH SOLE 27100 RAPTOR PHARMACEUTICAL CORP COM COM 75382F106 113 25000 SH SOLE 25000 SANDRIDGE MISSISSIPPIAN TR I U COM 80007T101 388 17250 SH SOLE 17250 SANDRIDGE PERMAIN TRUST COM 80007A102 270 16000 SH SOLE 16000 SOMAXON PHARMACEUTICALS COM 834453102 13 15000 SH SOLE 15000 SPDR GOLD TRUST COM 78463V107 15864 100370 SH SOLE 100295 TEVA PHARMACEUTICAL COM 881624209 7636 205150 SH SOLE 204950 ULTRALIFE BATTERIES COM 903899102 420 84100 SH SOLE 84100 VERIZON COMMUNICATIONS COM 92343V104 379 10300 SH SOLE 10300 VIROPHARMA COM 928241108 2891 160000 SH SOLE 160000 VSB BANCORP COM 917927105 107 10217 SH SOLE 10217 WALTER ENERGY COM 93317Q105 1005 16750 SH SOLE 16750 WEBMD COM 94770V102 3010 99833 SH SOLE 99833 WESTERN GAS PARTNERS COM 958254104 3632 107550 SH SOLE 107250 WYNN RESORTS COM 983134107 2555 22200 SH SOLE 22200