-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJOLiwtQol77PVjlgT6vm2GzmzAA787/Yj8kbvAGQv0e2eUGBbgkK1pPNZ0svDZ9 gfaJg8dMAdQMWQzM1KYn/Q== 0001058022-10-000002.txt : 20100205 0001058022-10-000002.hdr.sgml : 20100205 20100205140432 ACCESSION NUMBER: 0001058022-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 EFFECTIVENESS DATE: 20100205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHIKIAR ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001058022 IRS NUMBER: 133717482 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07060 FILM NUMBER: 10576816 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 2128886565 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 shikiar4q0913f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shikiar Asset Management, Inc. Address: 1633 Broadway 9th Floor New York, NY 10019 13F File Number: 028-07060 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart A. Shikiar Title: President Phone: 212-888-6565 Signature, Place, and Date of Signing: Stuart A. Shikiar New York, New York February 5, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: $136444 (x1000) List of Other Included Managers: 0 No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ASBC CAP TR I ORIG SEC QTLY 7. PFD 00209E207 505 25500 SH SOLE 25500 BAC CAP TR II GTD CAP SECS 7% PFD 055188205 1091 49050 SH SOLE 49050 JP MORGAN CHASE & CO SER Z 8% PFD 48124G104 2342 87200 SH SOLE 87200 MORGAN STANLEY CAP 5.5% PFD 617466206 1217 61950 SH SOLE 61950 WELLS FARGO CAP PFD SECS 8.625 PFD 949829204 2703 99000 SH SOLE 99000 ALPHA NATURAL RESOURCES SR NT CONV 02076XAA0 565 500000 PRN SOLE 500000 ADM TRONICS UNLIMITED INC COM 001004100 0 12000 SH SOLE 12000 AETNA INC COM 00817Y108 913 28800 SH SOLE 28800 ALCOA COM 013817101 4905 304300 SH SOLE 303700 ALPHA NATURAL RESOURCES COM 02076X102 1236 28500 SH SOLE 28500 AMERICAN EXPRESS COM 025816109 660 16300 SH SOLE 16300 ANADARKO PETROLEUM COM 032511107 8056 129065 SH SOLE 128965 APPLE COM 037833100 8767 41575 SH SOLE 41575 BALDOR ELECTRIC CO COM 057741100 537 19100 SH SOLE 19100 BANK OF AMERICA COM 060505104 520 34500 SH SOLE 34500 BEARD CO NEW COM COM 07384R408 158 23296 SH SOLE 23296 BERKSHIRE HATHAWAY HLDG CO CL COM 084670207 223 68 SH SOLE 68 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 893 9 SH SOLE 9 BLACKHAWK CAP GROUP BDC INC CO COM 09236T103 7 170523 SH SOLE 170523 BONAVISTA ENERGY TR COM 098536105 995 47000 SH SOLE 47000 BRISTOL MYERS SQUIBB CO COM COM 110122108 6843 271000 SH SOLE 270700 BUCKEYE PARTNERS L.P COM 118230101 272 5000 SH SOLE 5000 CHESAPEAKE ENERGY COM 165167107 2330 90050 SH SOLE 89850 CITY NATIONAL COM 178566105 1163 25500 SH SOLE 25500 CLARUS CORP DEL COM COM 182707109 64 15000 SH SOLE 15000 CLIFFS NATURAL RESOURCES INC COM 18683K101 3454 74950 SH SOLE 74950 COSTCO WHSL CORP COM 22160K105 1053 17800 SH SOLE 17800 D R HORTON COM 23331A109 2327 214050 SH SOLE 213350 DISNEY WALT COMPANY HOLDING COM 254687106 247 7644 SH SOLE 7644 ENERPLUS RESOURCES FUND COM 29274D604 670 29200 SH SOLE 29200 ENTERPRISE PRDS PARTNERS LP COM 293792107 236 7500 SH SOLE 7500 EXXON MOBIL CORP COM COM 30231G102 5017 73581 SH SOLE 73481 FACET BIOTECH CORP COM COM 30303Q103 483 27500 SH SOLE 27500 GENERAL ELECTRIC CO COM COM 369604103 6965 460360 SH SOLE 459860 GMP COMPANIES INC COM 380998948 0 13821 SH SOLE 13821 GMP COMPANIES INC. SERIES A-1 COM xx9n45025 3 29740 SH SOLE 29740 HEWLETT PACKARD COM 428236103 7938 154100 SH SOLE 153900 HOME DEPOT INC COM 437076102 203 7000 SH SOLE 7000 INCYTE CORP COM COM 45337C102 1476 162000 SH SOLE 162000 JOHNSON & JOHNSON COM COM 478160104 2428 37693 SH SOLE 37493 JP MORGAN CHASE & CO COM 46625H100 628 15070 SH SOLE 15070 KINDER MORGAN ENERGY PARTNERS COM 494550106 366 6000 SH SOLE 6000 LEXINGTON REALTY TR COM COM 529043101 510 83837 SH SOLE 83837 LINN ENERGY LLC COM 536020100 3435 123200 SH SOLE 123200 MARKET VECTORS AGRIBUSINESS COM 57060U605 4957 113200 SH SOLE 113200 MARKET VECTORS ETF TR STEEL ET COM 57060U308 5980 97200 SH SOLE 97100 MORGAN STANLEY COM 617446448 2984 100813 SH SOLE 100813 NATIONAL PATENT DEV COM 637132101 56 35000 SH SOLE 35000 NUCOR CORP COM COM 670346105 878 18825 SH SOLE 18725 ORACLE CORP COM COM 68389X105 4131 168346 SH SOLE 168346 ORASURE TECHNOLOGIES INC COM COM 68554V108 312 61500 SH SOLE 61500 PENN WEST ENERGY TRUST COM 707885109 283 16100 SH SOLE 16100 PETROQUEST ENERGY INC COM COM 716748108 110 18000 SH SOLE 18000 QUESTAR CORP COM 748356102 1966 47300 SH SOLE 47300 REGIONS FINL CORP NEW COM COM 7591EP100 389 73500 SH SOLE 73500 RESEARCH IN MOTION LTD COM 760975102 3014 44625 SH SOLE 44625 SOMAXON PHARMACEUTICALS INC CO COM 834453102 16 15000 SH SOLE 15000 SPDR GOLD TRUST COM 78463V107 6895 64250 SH SOLE 64200 SPECTRUM PHARMACEUTICALS INC C COM 84763A108 44 10000 SH SOLE 10000 STATE STREET CORP COM COM 857477103 3305 75900 SH SOLE 75900 TEVA PHARMACEUTICAL COM 881624209 9570 170350 SH SOLE 170150 U STORE IT TR COM COM 91274F104 189 25800 SH SOLE 25800 ULTRALIFE BATTERIES, INC. COM 903899102 341 79000 SH SOLE 79000 VANGUARD EMERGING MARKETS ETF COM 922042858 219 5350 SH SOLE 5350 VERIZON COMMUNICATIONS INC COM 92343V104 1628 49150 SH SOLE 49150 VIROPHARMA INC COM COM 928241108 1342 160000 SH SOLE 160000 VSB BANCORP INC N Y COM COM 917927105 155 15217 SH SOLE 15217 WALMART COM 931142103 761 14235 SH SOLE 14235 WEBMD HEALTH CO COM 94770V102 1231 31983 SH SOLE 31983 WYNN RESORTS LTD COM 983134107 1281 22000 SH SOLE 22000
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