-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DEi+jPqByULYHZggSPFlmAmyzfRiHZ5VnODtML1r84NJZoGusBwATR/3v6xWksLz r306wZYiGGpNhQcsk/fYvA== 0001058022-09-000005.txt : 20091103 0001058022-09-000005.hdr.sgml : 20091103 20091103114458 ACCESSION NUMBER: 0001058022-09-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 EFFECTIVENESS DATE: 20091103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHIKIAR ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001058022 IRS NUMBER: 133717482 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07060 FILM NUMBER: 091153423 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 2128886565 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 shikiar3q0913f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shikiar Asset Management, Inc. Address: 1633 Broadway 9th Floor New York, NY 10019 13F File Number: 028-07060 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart A. Shikiar Title: President Phone: 212-888-6565 Signature, Place, and Date of Signing: Stuart A. Shikiar New York, New York October 30, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $128262 List of Other Included Managers: 0 No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BAC CAP TR II GTD CAP SECS 7% PFD 055188205 1023 48200 SH SOLE 48200 JP MORGAN CHASE & CO SER Z 8% PFD 48124G104 2605 96800 SH SOLE 96800 MORGAN STANLEY CAP 5.5% PFD 617466206 1406 71350 SH SOLE 71350 WELLS FARGO CAP PFD SECS 8.625 PFD 949829204 2940 110900 SH SOLE 110900 ALPHA NATURAL RESOURCES SR NT CONV 02076XAA0 491 500000 PRN SOLE 500000 100,000THS KINDER MORGAN MGMT COM EKE55U103 0 97336 SH SOLE 97336 ADM TRONICS UNLIMITED COM 001004100 0 12000 SH SOLE 12000 AETNA COM 00817Y108 1400 50300 SH SOLE 50300 ALCOA COM 013817101 3197 243700 SH SOLE 243100 ALLEGHENY TECHNOLOGIES COM 01741R102 6211 177500 SH SOLE 177300 ALPHA NATURAL RESOURCES COM 02076X102 1081 30800 SH SOLE 30800 AMERICAN EXPRESS COM 025816109 692 20400 SH SOLE 20400 ANADARKO PETROLEUM COM 032511107 8234 131265 SH SOLE 131265 APPLE COM 037833100 7660 41325 SH SOLE 41325 BALDOR ELECTRIC CO COM 057741100 634 23200 SH SOLE 23200 BANK OF AMERICA COM 060505104 763 45100 SH SOLE 45100 BAXTER INTERNATIONAL INC COM 071813109 656 11515 SH SOLE 11515 BERKSHIRE HATHAWAY HLDG CO CL COM 084670207 342 103 SH SOLE 103 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 202 2 SH SOLE 2 BLACKHAWK CAP GROUP BDC INC CO COM 09236T103 9 170523 SH SOLE 170523 BONAVISTA ENERGY TR COM 098536105 1126 59000 SH SOLE 59000 BRISTOL MYERS SQUIBB CO COM COM 110122108 6389 283700 SH SOLE 283400 BUCKEYE PARTNERS L.P COM 118230101 242 5000 SH SOLE 5000 CHESAPEAKE ENERGY COM 165167107 1228 43250 SH SOLE 43050 CITY NATIONAL COM 178566105 1382 35500 SH SOLE 35500 CLARUS CORP DEL COM COM 182707109 66 15000 SH SOLE 15000 CLIFFS NATURAL RESOURCES INC COM 18683K101 3742 115650 SH SOLE 115650 COSTCO WHSL CORP COM 22160K105 1107 19600 SH SOLE 19600 CROWN MEDIA HLDGS INC CL A COM 228411104 23 15000 SH SOLE 15000 D R HORTON COM 23331A109 1929 169100 SH SOLE 169100 DISNEY WALT COMPANY HOLDING COM 254687106 254 9244 SH SOLE 9244 ENERPLUS RESOURCES FUND COM 29274D604 611 26700 SH SOLE 26700 EXXON MOBIL CORP COM COM 30231G102 5155 75131 SH SOLE 75031 FACET BIOTECH CORP COM COM 30303Q103 432 25000 SH SOLE 25000 GENERAL ELECTRIC CO COM COM 369604103 7916 482110 SH SOLE 481610 GMP COMPANIES INC COM 380998948 0 13821 SH SOLE 13821 GMP COMPANIES INC. SERIES A-1 COM xx9n45025 3 29740 SH SOLE 29740 HEWLETT PACKARD COM 428236103 8068 170900 SH SOLE 170700 HLTH CORP COM COM 40422Y101 1023 70000 SH SOLE 70000 INCYTE CORP COM COM 45337C102 958 142000 SH SOLE 142000 INHIBITEX INC COM COM 45719T103 13 13000 SH SOLE 13000 JOHNSON & JOHNSON COM COM 478160104 2627 43143 SH SOLE 42943 JP MORGAN CHASE & CO COM 46625H100 761 17370 SH SOLE 17370 KINDER MORGAN ENERGY PARTNERS COM 494550106 324 6000 SH SOLE 6000 LEXINGTON REALTY TR COM COM 529043101 490 96035 SH SOLE 96035 LINN ENERGY LLC COM 536020100 2887 126000 SH SOLE 126000 MARKET VECTORS AGRIBUSINESS COM 57060U605 4088 105800 SH SOLE 105800 MORGAN STANLEY COM 617446448 3391 109813 SH SOLE 109813 NATIONAL PATENT DEV COM 637132101 55 35000 SH SOLE 35000 NUCOR CORP COM COM 670346105 2059 43800 SH SOLE 43700 ORACLE CORP COM COM 68389X105 4000 191946 SH SOLE 191946 ORASURE TECHNOLOGIES INC COM COM 68554V108 210 72500 SH SOLE 72500 PENN WEST ENERGY TRUST COM 707885109 271 17100 SH SOLE 17100 PETROQUEST ENERGY INC COM COM 716748108 117 18000 SH SOLE 18000 QUESTAR CORP COM 748356102 1923 51200 SH SOLE 51200 RAYONIER INC COM COM 754907103 205 5000 SH SOLE 5000 REGIONS FINL CORP NEW COM COM 7591EP100 360 58000 SH SOLE 58000 RESEARCH IN MOTION LTD COM 760975102 4392 65025 SH SOLE 64925 SOMAXON PHARMACEUTICALS INC CO COM 834453102 36 15000 SH SOLE 15000 SPDR GOLD TRUST COM 78463V107 939 9500 SH SOLE 9500 STATE STREET CORP COM COM 857477103 2015 38300 SH SOLE 38300 TEPPCO PARTNERS LP COM 872384102 312 9000 SH SOLE 9000 TEVA PHARMACEUTICAL COM 881624209 8512 168350 SH SOLE 168150 U STORE IT TR COM COM 91274F104 161 25800 SH SOLE 25800 ULTRALIFE BATTERIES, INC. COM 903899102 282 46500 SH SOLE 46500 VERIZON COMMUNICATIONS INC COM 92343V104 1984 65550 SH SOLE 65550 VIROPHARMA INC COM COM 928241108 1539 160000 SH SOLE 160000 VSB BANCORP INC N Y COM COM 917927105 181 15217 SH SOLE 15217 WALMART STORES INC COM 931142103 741 15085 SH SOLE 15085 WELLS FARGO & COMPANY COM 949746101 624 22150 SH SOLE 22150 WYNN RESORTS LTD COM 983134107 1560 22000 SH SOLE 22000
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