0000950136-01-501654.txt : 20011030 0000950136-01-501654.hdr.sgml : 20011030 ACCESSION NUMBER: 0000950136-01-501654 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHIKIAR ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001058022 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133717482 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07060 FILM NUMBER: 1767416 BUSINESS ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128886565 MAIL ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F-HR INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13F OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER. REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED SEPTEMBER 30, 2001. SHIKIAR ASSET MANAGEMENT, INC. -------------------------------------------------------------------------------- Name of Institutional Investment Manager 399 PARK AVENUE NEW YORK, NY 10022 -------------------------------------------------------------------------------- Business Address STUART A. SHIKIAR - PRESIDENT 212/888-6565 -------------------------------------------------------------------------------- Name, Phone #, and Title of Person Duly Authorized to Submit This Form The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned and institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 24th day of October, 2001. Stuart A. Shikiar -------------------------------------------------------------------------------- Name of Institutional Investment Manager
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ABN AMRO HLDG NV DEPOSITORY RECEI 000937102 961 57799 SH SOLE 57799 0 0 AOL TIME WARNER INC COMMON 00184A105 8673 262030 SH SOLE 262030 0 0 AT&T CORP COMMON 001957109 651 33748 SH SOLE 33748 0 0 AT&T WIRELESS SVCS INC COMMON 00209A106 152 10193 SH SOLE 10193 0 0 AMERADA HESS CORP COMMON 023551104 324 5100 SH SOLE 5100 0 0 AMERICAN EXPRESS CO COMMON 025816109 3235 111336 SH SOLE 111336 0 0 AMERICAN HOME PRODS CORP COMMON 026609107 32 550 SH SOLE 550 0 0 AMERICAN INTERACTIVE MED COMMON 02686W106 0 3500 SH SOLE 3500 0 0 TS AMES DEPT STORES LITIGATION TRUST 030789705 0 19829 SH SOLE 19829 0 0 AMGEN INC COMMON 031162100 6321 107550 SH SOLE 107550 0 0 ANADARKO PETE CORP COMMON 032511107 3019 62800 SH SOLE 62800 0 0 ARIAD PHARMACEUTICALS IN COMMON 04033A100 2 800 SH SOLE 800 0 0 AUTOMATIC DATA PROCESSIN COMMON 053015103 0 2 SH SOLE 2 0 0 BP PLC DEPOSITORY RECEI 055622104 49 1000 SH SOLE 1000 0 0 BANK OF AMERICA CORP COMMON 060505104 35 600 SH SOLE 600 0 0 BANKNORTH GROUP INC NEW COMMON 06646R107 15 675 SH SOLE 675 0 0 BARNESANDNOBLE COM INC CL A 067846105 24 30000 SH SOLE 30000 0 0 BAUSCH & LOMB INC COMMON 071707103 4241 149850 SH SOLE 149850 0 0 BEARD CO NEW COM PAR $.001 07384R408 2 3699 SH SOLE 3699 0 0 BERKSHIRE HATHAWAY INC D CL A 084670108 350 5 SH SOLE 5 0 0 BERKSHIRE HATHAWAY INC D CL B 084670207 112 48 SH SOLE 48 0 0 BLOCKBUSTER INC CL A 093679108 243 11100 SH SOLE 11100 0 0 BLUEGREEN CORP COMMON 096231105 28 15000 SH SOLE 15000 0 0 BLUEGREEN CORP SDCV 8.250 5/1 096231AA3 523 773000 PRN SOLE 773000 0 0 BLUEGREEN CORP SDCV 8.000 09/1 09699XR14 200 200000 PRN SOLE 200000 0 0 BOEING CO COMMON 097023105 17 500 SH SOLE 500 0 0 BOSTON PROPERTIES INC COMMON 101121101 38 1000 SH SOLE 1000 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 7392 133050 SH SOLE 133050 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 606 17500 SH SOLE 17500 0 0 CTN MEDIA GROUP INC COMMON 12643W107 4 5000 SH SOLE 5000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 242 5900 SH SOLE 5900 0 0 CABLEVISION SYS CORP CL A RAINB MED 12686C844 112 5550 SH SOLE 5550 0 0 CENDANT CORP COMMON 151313103 2925 228500 SH SOLE 228500 0 0 CISCO SYS INC COMMON 17275R102 620 50900 SH SOLE 50900 0 0 CITIGROUP INC COMMON 172967101 11299 278978 SH SOLE 278978 0 0 CITY NATL CORP COMMON 178566105 781 18100 SH SOLE 18100 0 0 CLEAR CHANNEL COMMUNICAT COMMON 184502102 37 940 SH SOLE 940 0 0 COCA COLA CO COMMON 191216100 300 6400 SH SOLE 6400 0 0 COMPAQ COMPUTER CORP COMMON 204493100 21 2500 SH SOLE 2500 0 0 CONCORD ENERGY INC COM NEW 206212201 0 6628 SH SOLE 6628 0 0 REORGANIZED TCC CON CO COMMON 208915991 0 1504 SH SOLE 1504 0 0 CONSOLIDATED EDISON INC COMMON 209115104 20 500 SH SOLE 500 0 0 COVANTA ENERGY CORP COMMON 22281N103 1579 135200 SH SOLE 135200 0 0 COX COMMUNICATIONS INC N CL A 224044107 63 1500 SH SOLE 1500 0 0 CULLEN FROST BANKERS INC COMMON 229899109 27 1000 SH SOLE 1000 0 0 DIAMONDCLUSTER INTL INC CL A 25278P106 6 600 SH SOLE 600 0 0 DIGITAL GENERATION SYS I COMMON 253921100 602 423700 SH SOLE 423700 0 0 DISNEY WALT CO COM DISNEY 254687106 2298 123400 SH SOLE 123400 0 0 DIVERSINET CORP COM NEW 25536K204 1 500 SH SOLE 500 0 0 DOW CHEM CO COMMON 260543103 757 23100 SH SOLE 23100 0 0 DU PONT E I DE NEMOURS & COMMON 263534109 56 1500 SH SOLE 1500 0 0 E M C CORP MASS COMMON 268648102 5 400 SH SOLE 400 0 0 E TRADE GROUP INC COMMON 269246104 484 80000 SH SOLE 80000 0 0 EDISON INTL COMMON 281020107 132 10000 SH SOLE 10000 0 0 ELECTRONIC DATA SYS NEW COMMON 285661104 7376 128100 SH SOLE 128100 0 0 ENZO BIOCHEM INC COMMON 294100102 2 120 SH SOLE 120 0 0 EQUANT N V DEPOSITORY RECEI 294409107 3 338 SH SOLE 338 0 0 ERICSSON L M TEL CO DEPOSITORY RECEI 294821400 7 2000 SH SOLE 2000 0 0 EXXON MOBIL CORP COMMON 30231G102 340 8626 SH SOLE 8626 0 0 FINANCIAL FED CORP COMMON 317492106 119 4850 SH SOLE 4850 0 0 FLEMING COS INC COMMON 339130106 221 7500 SH SOLE 7500 0 0 FRANCE TELECOM DEPOSITORY RECEI 35177Q204 4 338 SH SOLE 338 0 0 FRESENIUS MEDICAL CARE H PFD D SPL DIVD 358030203 0 150 SOLE 150 0 0 GENENTECH INC COM NEW 368710406 13 300 SH SOLE 300 0 0 GENERAL DYNAMICS CORP COMMON 369550108 291 3300 SH SOLE 3300 0 0 GENERAL ELEC CO COMMON 369604103 874 23500 SH SOLE 23500 0 0 GILLETTE CO COMMON 375766102 60 2000 SH SOLE 2000 0 0 GRANITE BROADCASTING COR COMMON 387241102 247 176500 SH SOLE 176500 0 0 GREAT LAKES CHEM CORP COMMON 390568103 588 26600 SH SOLE 26600 0 0 HADSON CORP NEW CV PFD $0. 40501V200 0 8 SH SOLE 8 0 0 HEWLETT PACKARD CO COMMON 428236103 80 5000 SH SOLE 5000 0 0 IGENE BIOTECHNOLOGY INC COMMON 451695100 0 414 SH SOLE 414 0 0 IMCLONE SYS INC COMMON 45245W109 628 11100 SH SOLE 11100 0 0 INGERSOLL-RAND CO COMMON 456866102 142 4200 SH SOLE 4200 0 0 INTEL CORP COMMON 458140100 1654 80900 SH SOLE 80900 0 0 INTERMAGNETICS GEN CORP COMMON 458771102 298 12827 SH SOLE 12827 0 0 INTERNAP NETWORK SVCS CO COMMON 45885A102 0 426 SH SOLE 426 0 0 INTERNATIONAL BUSINESS M COMMON 459200101 354 3860 SH SOLE 3860 0 0 INTUITIVE SURGICAL INC COMMON 46120E107 25 25000 SH SOLE 25000 0 0 J P MORGAN CHASE & CO COMMON 46625H100 263 7700 SH SOLE 7700 0 0 JOHNSON & JOHNSON COMMON 478160104 12866 232236 SH SOLE 232236 0 0 K MART CORP COMMON 482584109 2830 404900 SH SOLE 404900 0 0 KEYSPAN CORP COMMON 49337W100 29 880 SH SOLE 880 0 0 KINDER MORGAN ENERGY PAR UT LTD PARTNER 494550106 865 25000 SH SOLE 25000 0 0 LANGER INC COMMON 515707107 10 2000 SH SOLE 2000 0 0 LATINFORCE.NET INC COMMON 518999X93 150 100000 SH SOLE 100000 0 0 LIBERTY MEDIA CORP NEW COM SER A 530718105 7716 607578 SH SOLE 607578 0 0 LIBERTY SATELLITE & TECH CL A 531182103 26 21000 SH SOLE 21000 0 0 LOMAS FINL CORP NEW COMMON 541535100 0 135 SH SOLE 135 0 0 MACK CALI RLTY CORP COMMON 554489104 31 1000 SH SOLE 1000 0 0 MAGELLAN PETE CORP COMMON 559091301 0 100 SH SOLE 100 0 0 MCDONALDS CORP COMMON 580135101 65 2400 SH SOLE 2400 0 0 MERCK & CO INC COMMON 589331107 107 1600 SH SOLE 1600 0 0 MICROSOFT CORP COMMON 594918104 606 11850 SH SOLE 11850 0 0 MINNESOTA MNG & MFG CO COMMON 604059105 59 600 SH SOLE 600 0 0 MOLECULAR DEVICES CORP COMMON 60851C107 53 2850 SH SOLE 2850 0 0 MORGAN STANLEY DEAN WITT COM NEW 617446448 3568 76970 SH SOLE 76970 0 0 MOTOROLA INC COMMON 620076109 827 53000 SH SOLE 53000 0 0 NEWMONT MINING CORP COMMON 651639106 12 499 SH SOLE 499 0 0 NEXTEL COMMUNICATIONS IN CL A 65332V103 5 600 SH SOLE 600 0 0 NORTH AMERICAN DETECTORS COMMON 656918109 0 81000 SH SOLE 81000 0 0 NORTHERN BORDER PARTNERS UNIT LTD PARTN 664785102 719 18500 SH SOLE 18500 0 0 OCCIDENTAL PETE CORP DEL COMMON 674599105 61 2500 SH SOLE 2500 0 0 ORACLE CORP COMMON 68389X105 150 11900 SH SOLE 11900 0 0 PPL CORP COMMON 69351T106 46 1400 SH SOLE 1400 0 0 PSB BANCORP INC COMMON 693604100 62 11000 SH SOLE 11000 0 0 PALM INC COMMON 696642107 13 8898 SH SOLE 8898 0 0 PEPSIAMERICAS INC COMMON 71343P200 2259 151100 SH SOLE 151100 0 0 PEREGRINE SYSTEMS INC COMMON 71366Q101 205 16200 SH SOLE 16200 0 0 PFIZER INC COMMON 717081103 694 17300 SH SOLE 17300 0 0 PHILLIPS PETE CO COMMON 718507106 825 15300 SH SOLE 15300 0 0 PLUM CREEK TIMBER CO INC COMMON 729251108 935 35000 SH SOLE 35000 0 0 PRICESMART INC COMMON 741511109 634 18100 SH SOLE 18100 0 0 PRIMEDIA INC COMMON 74157K101 1147 488100 SH SOLE 488100 0 0 QLT INC COMMON 746927102 73 4700 SH SOLE 4700 0 0 QUALCOMM INC COMMON 747525103 119 2500 SH SOLE 2500 0 0 UNTS QUALIS CARE LP COMMON 747999R10 0 48 SH SOLE 48 0 0 QUENTRA NETWORKS INC COMMON 748337102 0 2000 SH SOLE 2000 0 0 QUESTAR CORP COMMON 748356102 4399 218000 SH SOLE 218000 0 0 QWEST COMMUNICATIONS INT COMMON 749121109 2597 155500 SH SOLE 155500 0 0 ROGERS COMMUNICATIONS IN CL B 775109200 39 3000 SH SOLE 3000 0 0 ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 108 2159 SH SOLE 2159 0 0 SANCHEZ COMPUTER ASSOCS COMMON 799702105 6 800 SH SOLE 800 0 0 SCHERING PLOUGH CORP COMMON 806605101 4122 111100 SH SOLE 111100 0 0 SCHLUMBERGER LTD COMMON 806857108 46 1000 SH SOLE 1000 0 0 SCHWAB CHARLES CORP NEW COMMON 808513105 311 27000 SH SOLE 27000 0 0 SEA CONTAINERS LTD CL A 811371707 1445 159700 SH SOLE 159700 0 0 SHELL TRANS & TRADING PL DEPOSITORY RECEI 822703609 0 3 SH SOLE 3 0 0 SOUTHWEST GAS CORP COMMON 844895102 5472 258100 SH SOLE 258100 0 0 STUDENT LN CORP COMMON 863902102 529 7500 SH SOLE 7500 0 0 SUN BANCORP INC COMMON 86663B102 76 7395 SH SOLE 7395 0 0 SUN MICROSYSTEMS INC COMMON 866810104 103 12400 SH SOLE 12400 0 0 SYNSORB BIOTECH INC COMMON 87160V104 3 4000 SH SOLE 4000 0 0 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 480 15000 SH SOLE 15000 0 0 TEVA PHARMACEUTICAL INDS DEPOSITORY RECEI 881624209 60 1000 SH SOLE 1000 0 0 TEXAS BIOTECHNOLOGY CORP COMMON 88221T104 28 5000 SH SOLE 5000 0 0 TEXAS INSTRS INC COMMON 882508104 597 23900 SH SOLE 23900 0 0 TICKETMASTER CL B 88633P203 119 11500 SH SOLE 11500 0 0 TORO CO COMMON 891092108 19 450 SH SOLE 450 0 0 TRIANGLE PHARMACEUTICALS COMMON 89589H104 3 1000 SH SOLE 1000 0 0 USA NETWORKS INC COMMON 902984103 8973 499060 SH SOLE 499060 0 0 ULTRALIFE BATTERIES INC COMMON 903899102 911 183600 SH SOLE 183600 0 0 UNISYS CORP COMMON 909214108 23 2600 SH SOLE 2600 0 0 UNIVERSAL AMERN FINL COR COMMON 913377107 232 41750 SH SOLE 41750 0 0 VASOGEN INC COMMON 92232F103 8 2000 SH SOLE 2000 0 0 VENTIV HEALTH INC COMMON 922793104 14 3500 SH SOLE 3500 0 0 VIACOM INC CL B 925524308 10374 300686 SH SOLE 300686 0 0 VIRATA CORP COMMON 927646109 10 1000 SH SOLE 1000 0 0 VIROPHARMA INC COMMON 928241108 253 10000 SH SOLE 10000 0 0 WEBSENSE INC COMMON 947684106 3 301 SH SOLE 301 0 0 WEBMD CORP COMMON 94769M105 239 56000 SH SOLE 56000 0 0 WILMINGTON TRUST CORP COMMON 971807102 171 3100 SH SOLE 3100 0 0 COPPER MOUNTAIN RESTRICTED 976157909 0 202 SH SOLE 202 0 0 WOMEN FIRST HEALTHCARE COMMON 978150100 1 100 SH SOLE 100 0 0 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 30 2000 SH SOLE 2000 0 0 WORLDCOM INC GA NEW MCI GROUP COM 98157D304 1 80 SH SOLE 80 0 0 XBOX TECHNOLOGIES INC COMMON 983685108 0 1000 SH SOLE 1000 0 0 YAHOO INC COMMON 984332106 67 7600 SH SOLE 7600 0 0 ZIMMER HLDGS INC COMMON 98956P102 356 12815 SH SOLE 12815 0 0 AMDOCS LTD ORD G02602103 16 600 SH SOLE 600 0 0 GLOBAL CROSSING LTD COMMON G3921A100 2 1000 SH SOLE 1000 0 0 LORAL SPACE & COMMUNICAT COMMON G56462107 1 600 SH SOLE 600 0 0 ORIENT-EXPRESS HOTELS LT CL A G67743107 70 5000 SH SOLE 5000 0 0