0001312109-19-000026.txt : 20191119 0001312109-19-000026.hdr.sgml : 20191119 20191119093606 ACCESSION NUMBER: 0001312109-19-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK DENNIS S CENTRAL INDEX KEY: 0001057832 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39123 FILM NUMBER: 191229160 MAIL ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silvergate Capital Corp CENTRAL INDEX KEY: 0001312109 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: (858) 362-6300 MAIL ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 wf-form4_157417415148839.xml FORM 4 X0306 4 2019-11-15 0 0001312109 Silvergate Capital Corp SI 0001057832 FRANK DENNIS S 4250 EXECUTIVE SQUARE SUITE 300 LA JOLLA CA 92037 1 0 0 0 Class A Common Stock 2019-11-15 4 S 0 63175 11.16 D 339134 D Class A Common Stock 2019-11-15 4 S 0 15386 11.16 D 110710 I By IRA Represents shares of Common Stock sold to the underwriters pursuant to their exercise of an option to purchase additional shares in the Issuer's initial public offering ("IPO"). The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount. /s/ John M. Bonino, as Attorney-in-Fact 2019-11-19