0001312109-19-000018.txt : 20191114
0001312109-19-000018.hdr.sgml : 20191114
20191114134345
ACCESSION NUMBER: 0001312109-19-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191112
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANK DENNIS S
CENTRAL INDEX KEY: 0001057832
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39123
FILM NUMBER: 191218683
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE SUITE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silvergate Capital Corp
CENTRAL INDEX KEY: 0001312109
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 362-6300
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
wf-form4_157375700990692.xml
FORM 4
X0306
4
2019-11-12
0
0001312109
Silvergate Capital Corp
SI
0001057832
FRANK DENNIS S
4250 EXECUTIVE SQUARE
SUITE 300
LA JOLLA
CA
92037
1
0
0
0
Class A Common Stock
2019-11-12
4
S
0
316981
11.16
D
402309
D
Class A Common Stock
2019-11-12
4
S
0
77200
11.16
D
126096
I
By IRA
Represents shares of Class A Common Stock sold to the underwriters in the initial public offering ("IPO") of the Issuer, which closed on November 12, 2019. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
/s/ John M. Bonino, as Attorney-in-Fact
2019-11-14