0001312109-19-000018.txt : 20191114 0001312109-19-000018.hdr.sgml : 20191114 20191114134345 ACCESSION NUMBER: 0001312109-19-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191112 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK DENNIS S CENTRAL INDEX KEY: 0001057832 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39123 FILM NUMBER: 191218683 MAIL ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silvergate Capital Corp CENTRAL INDEX KEY: 0001312109 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: (858) 362-6300 MAIL ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 wf-form4_157375700990692.xml FORM 4 X0306 4 2019-11-12 0 0001312109 Silvergate Capital Corp SI 0001057832 FRANK DENNIS S 4250 EXECUTIVE SQUARE SUITE 300 LA JOLLA CA 92037 1 0 0 0 Class A Common Stock 2019-11-12 4 S 0 316981 11.16 D 402309 D Class A Common Stock 2019-11-12 4 S 0 77200 11.16 D 126096 I By IRA Represents shares of Class A Common Stock sold to the underwriters in the initial public offering ("IPO") of the Issuer, which closed on November 12, 2019. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount. /s/ John M. Bonino, as Attorney-in-Fact 2019-11-14