SC 13G/A 1 dsc13ga.txt SCHEDULE 13G / AMENDMENT #1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ________________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)/1/ Global-Tech Appliances Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Shares, $.01 par value per share -------------------------------------------------------------------------------- (Title of Class of Securities) G39320 10 9 -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) __________________ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ------------------------- -------------------- CUSIP No. G39320 10 9 13G Page 2 of 19 pages ------------------------- -------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS 1. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Wing Sing Holdings Company Limited ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2. (a) [_] (b) [_] ------------------------------------------------------------------------------ SEC USE ONLY 3. ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4. British Virgin Islands ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 7,555,189 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 7,555,189 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. 0 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 7,555,189 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10. [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11. 62.2% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. CO ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! ------------------------ -------------------- CUSIP No. G39320 10 9 13G Page 3 of 19 Pages ------------------------ -------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS 1. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Kwong Ho Sham ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2. (a) [_] (b) [_] ------------------------------------------------------------------------------ SEC USE ONLY 3. ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4. China ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 151,899 (See Footnote 2 to Item 4 on Page 10) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY 7,555,189 (See Footnote 1 to Item 4 on Page 10) ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 151,899 (See Footnote 2 to Item 4 on Page 10) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. 7,555,189 (See Footnote 1 to Item 4 on Page 10) ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 7,707,088 (See Footnote 1 and 2 to Item 4 on Page 10) ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10. [X] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11. 63.5% (See Footnote 1 and 2 to Item 4 on Page 10) ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. IN ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! ------------------------- ---------------------- CUSIP No. G39320 10 9 13G Page 4 of 19 Pages ------------------------- ---------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS 1. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS(ENTITIES ONLY) John C.K Sham ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2. (a) [_] (b) [_] ------------------------------------------------------------------------------ SEC USE ONLY 3. ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4. Canada ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 407,776 (See Footnote 2 to Item 4 on Page 12) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY 7,555,189 (See Footnote 1 to Item 4 on Page 12) ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 407,776 (See Footnote 2 to Item 4 on Page 12) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. 7,555,189 (See Footnote 1 to Item 4 on Page 12) ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 7,962,965 (See Footnotes 1 and 2 to Item 4 on Page 12) ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10. [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11. 65.6% (See Footnotes 1 and 2 to Item 4 on Page 12) ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. IN ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! ---------------------------- ---------------------- CUSIP No. G39320 10 9 13G Page 5 of 19 Pages ---------------------------- ---------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS 1. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS(ENTITIES ONLY) Shun Chi Hui ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2. (a) [_] (b) [_] ------------------------------------------------------------------------------ SEC USE ONLY 3. ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4. China ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 57,722 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY 7,555,189 (See Footnote 1 to Item 4 on Page 15) ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 57,722 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. 7,555,189 (See Footnote 1 to Item 4 on Page 15) ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 7,612,911 (See Footnote 1 to Item 4 on Page 15) ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10. [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11. 62.7% (See Footnote 1 to Item 4 on Page 15) ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. IN ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! -------------------------- ---------------------- CUSIP No. G39320 10 9 13G Page 6 of 19 Pages -------------------------- ---------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS 1. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Wai Chun Hui ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2. (a) [_] (b) [_] ------------------------------------------------------------------------------ SEC USE ONLY 3. ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4. China ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 57,722 (See Footnote 2 to Item 4 on Page 17) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY 7,555,189 (See Footnote 1 to Item 4 on Page 17) ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 57,722 (See Footnote 2 to Item 4 on Page 17) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. 7,555,189 (See Footnote 1 to Item 4 on Page 17) ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 7,612,911 (See Footnotes 1 and 2 to Item 4 on Page 17) ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10. [X] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11. 62.7% (See Footnotes 1 and 2 to Item 4 on Page 17) ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. IN ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! (Wing Shing Holdings Company Limited) Item 1. (a) Name of Issuer: Global-Tech Appliances Inc. (b) Address of Issuer's Principal Executive Offices: Kin Teck Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong Item 2. (a) Name of Person Filing: Wing Shing Holdings Company Limited (b) Address of Principal Office or, if none, Residence: TrustNet Chambers Road Town Tortola, British Virgin Islands (c) Citizenship: British Virgin Islands (d) Title of Class of Securities: Common Shares, $0.01 par value per share (e) CUSIP Number: G39320 10 9 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act; (e) [_] An investment adviser in accordance with Rule 13d- 1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); Page 7 of 19 pages (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 7,555,189 (b) Percent of class: 62.2% (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: 7,555,189 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 7,555,189 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. Page 8 of 19 pages (Kwong Ho Sham) Item 1. (a) Name of Issuer: Global-Tech Appliances Inc. (b) Address of Issuer's Principal Executive Offices: Kin Teck Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong Item 2. (a) Name of Person Filing: Kwong Ho Sham (b) Address of Principal Office or, if none, Residence: Global-Tech Appliances Inc. Kin Tech Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong (c) Citizenship: China (d) Title of Class of Securities: Common Shares, $0.01 par value per share (e) CUSIP Number. G39320 10 9 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act; (e) [_] An investment adviser in accordance with Rule 13d- 1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); Page 9 of 19 pages (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 7,707,088/1,2/ (b) Percent of class: 63.5%/1,2/ (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: 151,899/2/ (ii) Shared power to vote or to direct the vote: 7,555,189/1/ (iii) Sole power to dispose or to direct the disposition of: 151,899/2/ (iv) Shared power to dispose or to direct the disposition of: 7,555,189/1/ Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. _____________________ /1/ Kwong Ho Sham owns 50% of the shares and holds approximately 35.7% of the voting power of Wing Shing Holdings Company Limited, which directly owns 7,555,189 shares of the securities reported on herein. Mr. Sham disclaims any beneficial ownership in any of the shares owned by Wing Shing Holdings Company Limited. /2/ Does not include 57,722 shares owned by Wai Chun Hui, Mr. Sham's spouse. Page 10 of 19 pages (John C.K. Sham) Item 1. (a) Name of Issuer: Global-Tech Appliances Inc. (b) Address of Issuer's Principal Executive Offices: Kin Teck Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong Item 2. (a) Name of Person Filing: John C.K. Sham (b) Address of Principal Office or, if none, Residence: Global-Tech Appliances Inc. Kin Tech Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong (c) Citizenship: Canada (d) Title of Class of Securities: Common Shares, $0.01 par value per share (e) CUSIP Number: G39320 10 9 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act; (e) [_] An investment adviser in accordance with Rule 13d- 1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); Page 11 of 19 pages (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 7,962,965/1,2/ (b) Percent of class: 65.6%/1,2/ (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: 407,776/2/ (ii) Shared power to vote or to direct the vote: 7,555,189/1/ (iii) Sole power to dispose or to direct the disposition of: 407,776/2/ (iv) Shared power to dispose or to direct the disposition of: 7,555,189/1/ Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. __________________ /1/ John C.K. Sham owns 20% of the shares and holds approximately 42.9% of the voting power of Wing Shing Holdings Company Limited, which directly owns 7,555,189 shares of the securities reported on herein. Mr. Sham disclaims any beneficial ownership in any of the shares owned by Wing Shing Holdings Company Limited. /2/ Includes 305,814 shares issuable to Mr. Sham within 60 days after December 31, 2001 upon the exercise of options granted under the Company's 1997 Stock Option Plan. Page 12 of 19 pages Item 10. Certification. Not applicable. Page 13 of 19 pages (Shun Chi Hui) Item 1. (a) Name of Issuer: Global-Tech Appliances Inc. (b) Address of Issuer's Principal Executive Offices: Kin Teck Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong Item 2. (a) Name of Person Filing: Shun Chi Hui (b) Address of Principal Office or, if none, Residence: Global-Tech Appliances Inc. Kin Tech Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong (c) Citizenship: China (d) Title of Class of Securities: Common Shares, $0.01 par value per share (e) CUSIP Number: G39320 10 9 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act; (e) [_] An investment adviser in accordance with Rule 13d- 1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); Page 14 of 19 pages (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 7,612,911/1/ (b) Percent of class: 62.7%/1/ (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: 57,722 (ii) Shared power to vote or to direct the vote: 7,555,189/1/ (iii) Sole power to dispose or to direct the disposition of: 57,722 (iv) Shared power to dispose or to direct the disposition of: 7,555,189/1/ Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. ________________________ /1/ Shun Chi Hui owns 15% of the shares and holds approximately 10.7% of the voting power of Wing Shing Holdings Company Limited, which directly owns 7,555,189 shares of the securities reported on herein. Ms. Hui disclaims any beneficial ownership in any of the shares owned by Wing Shing Holdings Company Limited. Page 15 of 19 pages (Wai Chun Hui) Item 1. (a) Name of Issuer: Global-Tech Appliances Inc. (b) Address of Issuer's Principal Executive Offices: Kin Teck Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong Item 2. (a) Name of Person Filing: Wai Chun Hui (b) Address of Principal Office or, if none, Residence: Global-Tech Appliances Inc. Kin Tech Industrial Building 12/F, 26 Wong Chuk Hang Road Aberdeen, Hong Kong (c) Citizenship: China (d) Title of Class of Securities: Common Shares, $0.01 par value per share (e) CUSIP Number: G39320 10 9 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act; (e) [_] An investment adviser in accordance with Rule 13d- 1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); Page 16 of 19 pages (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 7,612,911/1,2/ (b) Percent of class: 62.7%/1,2/ (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: 57,722/2/ (ii) Shared power to vote or to direct the vote: 7,555,189/1/ (iii) Sole power to dispose or to direct the disposition of: 57,722/2/ (iv) Shared power to dispose or to direct the disposition of: 7,555,189/1/ Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. __________________ /1/ Wai Chun Hui owns 15% of the shares and holds approximately 10.7% of the voting power of Wing Shing Holdings Company Limited, which directly owns 7,555,189 shares of the securities reported on herein. Ms. Hui disclaims any beneficial ownership in any of the shares owned by Wing Shing Holdings Company Limited. /2/ Does not include 151,899 shares owned by Kwong Ho Sham, Ms. Hui's husband. Page 17 of 19 pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2002 Wing Shing Holdings Company Limited By: /s/ Kwong Ho Sham ------------------------------------------- Kwong Ho Sham, Director /s/ Kwong Ho Sham ---------------------------------------------- Kwong Ho Sham /s/ John C.K. Sham ---------------------------------------------- John C.K. Sham /s/ Shun Chi Hui ---------------------------------------------- Shun Chi Hui /s/ Wai Chun Hui ---------------------------------------------- Wai Chun Hui Page 18 of 19 pages Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing of a Statement on Schedule 13G (including any and all amendments thereto) (the "Statement") with respect to the Common Shares, $.01 par value per share, of Global-Tech Appliances Inc. beneficially owned by the undersigned, and further agree to the filing of this agreement as an exhibit thereto. In addition, each party to this agreement expressly authorizes each other party to this agreement to file on its behalf any and all amendments to the Statement. Dated: February 9, 2002 Wing Shing Holdings Company Limited By: /s/ Kwong Ho Sham ------------------------------------------- Kwong Ho Sham, Director /s/ Kwong Ho Sham ---------------------------------------------- Kwong Ho Sham /s/ John C.K. Sham ---------------------------------------------- John C.K. Sham /s/ Shun Chi Hui ---------------------------------------------- Shun Chi Hui /s/ Wai Chun Hui ---------------------------------------------- Wai Chun Hui Page 19 of 19 pages