-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PhL5GGeb1ove60n+3AL9Pj7ZXfCJSCwX95PFsdTkqhPZLbI3zWu+3CkD2UHs7sNw da5h3amPINojuQVDn2OOig== 0001181431-09-039968.txt : 20090817 0001181431-09-039968.hdr.sgml : 20090817 20090817180224 ACCESSION NUMBER: 0001181431-09-039968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090813 FILED AS OF DATE: 20090817 DATE AS OF CHANGE: 20090817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH C FRANK CENTRAL INDEX KEY: 0001225314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15603 FILM NUMBER: 091020253 MAIL ADDRESS: STREET 1: C/O NATCO GROUP, INC STREET 2: 11214 EQUITY DRIVE, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATCO GROUP INC CENTRAL INDEX KEY: 0001057693 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 222906892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11210 EQUITY DRIVE, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77041 BUSINESS PHONE: 713-849-7500 MAIL ADDRESS: STREET 1: 11210 EQUITY DRIVE, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77041 4 1 rrd250914.xml X0303 4 2009-08-13 0 0001057693 NATCO GROUP INC NTG 0001225314 SMITH C FRANK C/O NATCO GROUP INC. 11210 EQUITY DRIVE HOUSTON TX 77041 0 1 0 0 Executive Vice President Common stock 2009-08-13 4 I 0 4000 40.10 D 3157 I Shares held in 401k account Common stock 2009-08-15 4 F 0 562 39.66 D 16827 D Represents the date restrictions lapse on shares of restricted stock awarded on June 22, 2006. Represents the number of shares witheld by the Company to satisfy the tax withholding obliation with respect to recipeints shares on the date the restrictions lapsed on an award of restricted stock, as provided in the agreement with respect to the award. Direct ownership includes an aggregate of 8,270 shares of restricted stock subject to potential forfeiture. C. Frank Smith 2009-08-17 -----END PRIVACY-ENHANCED MESSAGE-----