0001567619-20-012691.txt : 20200630
0001567619-20-012691.hdr.sgml : 20200630
20200630163448
ACCESSION NUMBER: 0001567619-20-012691
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200629
FILED AS OF DATE: 20200630
DATE AS OF CHANGE: 20200630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN NORA B
CENTRAL INDEX KEY: 0001057067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 201002710
MAIL ADDRESS:
STREET 1: C/O RAND CAPITAL CORP
STREET 2: 2200 RAND BLDG
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8560 MAIN STREET
STREET 2: SUITE 4
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 8560 MAIN STREET
STREET 2: SUITE 4
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
4
1
doc1.xml
FORM 4
X0306
4
2020-06-29
0
0001347858
22nd Century Group, Inc.
XXII
0001057067
SULLIVAN NORA B
22ND CENTURY GROUP, INC.
8560 MAIN STREET, SUITE 4
WILLIAMSVILLE
NY
14221
1
0
0
0
Common Stock
2020-06-29
4
P
0
22000
0.78
A
308523
D
Non-Qualified Stock Option
2.76
2019-03-06
2023-03-06
Common Stock
51724
51724
D
Non-Qualified Stock Option
1.39
2018-04-01
2022-05-24
Common Stock
100000
100000
D
Non-Qualified Stock Option
.95
2017-03-04
2021-03-04
Common Stock
138376
138376
D
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.79 to $0.83, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
John J. Wolfel, Attorney-in-Fact for Nora Sullivan
2020-06-30