0001567619-19-006024.txt : 20190304
0001567619-19-006024.hdr.sgml : 20190304
20190304164227
ACCESSION NUMBER: 0001567619-19-006024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190304
DATE AS OF CHANGE: 20190304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN NORA B
CENTRAL INDEX KEY: 0001057067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 19654415
MAIL ADDRESS:
STREET 1: C/O RAND CAPITAL CORP
STREET 2: 2200 RAND BLDG
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
4
1
doc1.xml
FORM 4
X0306
4
2019-02-28
0
0001347858
22nd Century Group, Inc.
XXII
0001057067
SULLIVAN NORA B
22ND CENTURY GROUP, INC.
8560 MAIN STREET, SUITE 4
WILLIAMSVILLE
NY
14221
1
0
0
0
Common Stock
2019-02-28
4
A
0
42000
2.41
A
58375
D
Non-Qualified Stock Option
2.76
2023-03-06
Common Stock
51724
51724
D
Non-Qualified Stock Option
1.39
2022-05-24
Common Stock
100000
100000
D
Non-Qualified Stock Option
.95
2017-03-04
2021-03-04
Common Stock
138376
138376
D
Non-Qualified Stock Option
1.43
2016-05-20
2020-05-20
Common Stock
61643
61643
D
Non-Qualified Stock Options which vest 100% on March 6, 2019.
Non-Qualified Stock Options which vest 100% on April 1, 2018.
Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company.
John J. Wolfel, Attorney-in-Fact for Nora Sullivan
2019-03-04