0001567619-19-006024.txt : 20190304 0001567619-19-006024.hdr.sgml : 20190304 20190304164227 ACCESSION NUMBER: 0001567619-19-006024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN NORA B CENTRAL INDEX KEY: 0001057067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 19654415 MAIL ADDRESS: STREET 1: C/O RAND CAPITAL CORP STREET 2: 2200 RAND BLDG CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2019-02-28 0 0001347858 22nd Century Group, Inc. XXII 0001057067 SULLIVAN NORA B 22ND CENTURY GROUP, INC. 8560 MAIN STREET, SUITE 4 WILLIAMSVILLE NY 14221 1 0 0 0 Common Stock 2019-02-28 4 A 0 42000 2.41 A 58375 D Non-Qualified Stock Option 2.76 2023-03-06 Common Stock 51724 51724 D Non-Qualified Stock Option 1.39 2022-05-24 Common Stock 100000 100000 D Non-Qualified Stock Option .95 2017-03-04 2021-03-04 Common Stock 138376 138376 D Non-Qualified Stock Option 1.43 2016-05-20 2020-05-20 Common Stock 61643 61643 D Non-Qualified Stock Options which vest 100% on March 6, 2019. Non-Qualified Stock Options which vest 100% on April 1, 2018. Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company. John J. Wolfel, Attorney-in-Fact for Nora Sullivan 2019-03-04