0001056973-21-000016.txt : 20211112
0001056973-21-000016.hdr.sgml : 20211112
20211112162246
ACCESSION NUMBER: 0001056973-21-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARLSON CAPITAL L P
CENTRAL INDEX KEY: 0001056973
IRS NUMBER: 752494317
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07044
FILM NUMBER: 211403904
BUSINESS ADDRESS:
STREET 1: 2100 MCKINNEY AVE
STREET 2: STE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2149329600
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVE
STREET 2: STE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001056973
XXXXXXXX
09-30-2021
09-30-2021
CARLSON CAPITAL L P
2100 MCKINNEY AVE
STE 1800
DALLAS
TX
75201
13F HOLDINGS REPORT
028-07044
N
Lynne B. Alpar
Chief Financial Officer
214-932-9600
Lynne B. Alpar
Dallas
TX
11-12-2021
0
162
1897573
false
INFORMATION TABLE
2
XBRL13FInfoTable255.xml
ACADIA RLTY TR
COM SH BEN INT
004239109
4519
221395
SH
SOLE
221395
0
0
ACCELERON PHARMA INC
COM
00434H108
13768
80000
SH
SOLE
80000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
3667
9200
SH
Put
SOLE
9200
0
0
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
288
1250
SH
Call
SOLE
1250
0
0
AES CORP
COM
00130H105
5692
249306
SH
SOLE
249306
0
0
ALBEMARLE CORP
COM
012653101
3832
17500
SH
SOLE
17500
0
0
ALIGHT INC
COM CL A
01626W101
5166
450000
SH
SOLE
450000
0
0
ALLEGION PLC
ORD SHS
G0176J109
6826
51639
SH
SOLE
51639
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
3869
109548
SH
SOLE
109548
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
5032
645316
SH
SOLE
645316
0
0
APTIV PLC
SHS
G6095L109
968
6500
SH
SOLE
6500
0
0
APTOSE BIOSCIENCES INC
COM NEW
03835T200
1570
720408
SH
SOLE
720408
0
0
ARAMARK
COM
03852U106
9858
300000
SH
SOLE
300000
0
0
AT&T INC
COM
00206R102
5548
205400
SH
SOLE
205400
0
0
AXALTA COATING SYS LTD
COM
G0750C108
7300
250070
SH
SOLE
250070
0
0
AZEK CO INC
CL A
05478C105
6098
166942
SH
SOLE
166942
0
0
BHP GROUP PLC
SPONSORED ADR
05545E209
49423
975000
SH
SOLE
975000
0
0
BK OF AMERICA CORP
COM
060505104
7478
176168
SH
SOLE
176168
0
0
BRUNSWICK CORP
COM
117043109
6749
70841
SH
SOLE
70841
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
4432
50938
SH
SOLE
50938
0
0
CABOT OIL & GAS CORP
COM
127097103
539
1400
SH
Call
SOLE
1400
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
5934
40236
SH
SOLE
40236
0
0
CANNAE HLDGS INC
COM
13765N107
10545
338955
SH
SOLE
338955
0
0
CARETRUST REIT INC
COM
14174T107
1452
71471
SH
SOLE
71471
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
15697
126733
SH
SOLE
126733
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
2961
301543
SH
SOLE
301543
0
0
CHANGE HEALTHCARE INC
COM
15912K100
14658
700000
SH
SOLE
700000
0
0
CHEVRON CORP NEW
COM
166764100
10013
98700
SH
SOLE
98700
0
0
CIMAREX ENERGY CO
COM
171798101
45224
518624
SH
SOLE
518624
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
996
122212
SH
SOLE
122212
0
0
CME GROUP INC
COM
12572Q105
7379
38159
SH
SOLE
38159
0
0
COHERENT INC
COM
192479103
33012
132000
SH
SOLE
132000
0
0
COLUMBIA SPORTSWEAR CO
COM
198516106
3354
35000
SH
SOLE
35000
0
0
CONTINENTAL RES INC
COM
212015101
8039
174200
SH
SOLE
174200
0
0
CTO RLTY GROWTH INC NEW
COM
22948Q101
7382
137308
SH
SOLE
137308
0
0
CUE BIOPHARMA INC
COM
22978P106
1498
102816
SH
SOLE
102816
0
0
DANIMER SCIENTIFIC INC
COM CL A
236272100
228
1250
SH
Put
SOLE
1250
0
0
DEVON ENERGY CORP NEW
COM
25179M103
2376
66900
SH
SOLE
66900
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
7333
77462
SH
SOLE
77462
0
0
DOMTAR CORP
COM NEW
257559203
62176
1140000
SH
SOLE
1140000
0
0
DOUGLAS EMMETT INC
COM
25960P109
1735
54897
SH
SOLE
54897
0
0
EASTGROUP PPTYS INC
COM
277276101
8034
48216
SH
SOLE
48216
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
6378
200000
SH
SOLE
200000
0
0
EQT CORP
COM
26884L109
2046
100000
SH
SOLE
100000
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
1318
130000
SH
SOLE
130000
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
9734
120289
SH
SOLE
120289
0
0
ESSEX PPTY TR INC
COM
297178105
5342
16706
SH
SOLE
16706
0
0
EURONAV NV
SHS
B38564108
2684
275000
SH
SOLE
275000
0
0
EXELON CORP
COM
30161N101
5076
105000
SH
SOLE
105000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
4420
37103
SH
SOLE
37103
0
0
FEDERAL RLTY INVT TR
SH BEN INT NEW
313747206
5653
47911
SH
SOLE
47911
0
0
FIRST SOLAR INC
COM
336433107
1537
16100
SH
SOLE
16100
0
0
FIVE9 INC
COM
338307101
25558
160000
SH
SOLE
160000
0
0
FORESTAR GROUP INC
COM
346232101
9803
526197
SH
SOLE
526197
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2150
66100
SH
SOLE
66100
0
0
FREYR BATTERY
SHS
L4135L100
3948
400000
SH
SOLE
400000
0
0
GENERAC HLDGS INC
COM
368736104
2971
7270
SH
SOLE
7270
0
0
GLATFELTER CORPORATION
COM
377320106
33218
2355872
SH
SOLE
2355872
0
0
GREENSKY INC
CL A
39572G100
13975
1250000
SH
SOLE
1250000
0
0
GS ACQUISITION HLDGS CORP II
COM CL A
36258Q105
5110
500000
SH
SOLE
500000
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
5269
75000
SH
SOLE
75000
0
0
HELMERICH & PAYNE INC
COM
423452101
2823
103000
SH
SOLE
103000
0
0
HERC HLDGS INC
COM
42704L104
4940
30222
SH
SOLE
30222
0
0
HILL-ROM HLDGS INC
COM
431475102
72000
480000
SH
SOLE
480000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
2069
15663
SH
SOLE
15663
0
0
HOLLYFRONTIER CORP
COM
436106108
4473
135000
SH
SOLE
135000
0
0
HOWMET AEROSPACE INC
COM
443201108
8386
268796
SH
SOLE
268796
0
0
HUMANCO ACQUISITION CORP
COM CL A
44487N109
6963
704050
SH
SOLE
704050
0
0
HUMANCO ACQUISITION CORP
*W EXP 99/99/999
44487N117
370
349025
SH
SOLE
349025
0
0
HUNT J B TRANS SVCS INC
COM
445658107
5810
34746
SH
SOLE
34746
0
0
IHS MARKIT LTD
SHS
G47567105
138778
1190000
SH
SOLE
1190000
0
0
INVITATION HOMES INC
COM
46187W107
4578
119444
SH
SOLE
119444
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2612
30000
SH
Put
SOLE
30000
0
0
JAWS MUSTANG ACQUISITION COR
UNIT 99/99/9999
G50737116
1933
192488
SH
SOLE
192488
0
0
JPMORGAN CHASE & CO
COM
46625H100
6842
41800
SH
SOLE
41800
0
0
KADMON HLDGS INC
COM
48283N106
4917
564569
SH
SOLE
564569
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
45062
166500
SH
SOLE
166500
0
0
KB HOME
COM
48666K109
7508
192899
SH
SOLE
192899
0
0
KBR INC
COM
48242W106
10803
274190
SH
SOLE
274190
0
0
KILROY RLTY CORP
COM
49427F108
6100
92135
SH
SOLE
92135
0
0
KIMCO RLTY CORP
COM
49446R109
887
42750
SH
SOLE
42750
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
1957
96100
SH
SOLE
96100
0
0
KKR ACQUISITION HOLDING I CO
COM CLASS A
48253T109
2438
250000
SH
SOLE
250000
0
0
LENNAR CORP
CL A
526057104
4348
46412
SH
SOLE
46412
0
0
LIBERTY MEDIA ACQUISITION CO
COM SR A
53073L104
2268
225000
SH
SOLE
225000
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
7734
162926
SH
SOLE
162926
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
8154
172859
SH
SOLE
172859
0
0
LOWES COS INC
COM
548661107
9718
47903
SH
SOLE
47903
0
0
M/I HOMES INC
COM
55305B101
3225
55802
SH
SOLE
55802
0
0
MAGNOLIA OIL & GAS CORP
CL A
559663109
5599
314735
SH
SOLE
314735
0
0
MARATHON OIL CORP
COM
565849106
6931
507000
SH
SOLE
507000
0
0
MARATHON PETE CORP
COM
56585A102
3400
55000
SH
SOLE
55000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
2080
14043
SH
SOLE
14043
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
5007
14400
SH
SOLE
14400
0
0
MATADOR RES CO
COM
576485205
5402
142020
SH
SOLE
142020
0
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
1234
70000
SH
SOLE
70000
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
7180
357734
SH
SOLE
357734
0
0
MEREDITH CORP
COM
589433101
5570
100000
SH
SOLE
100000
0
0
MERITAGE HOMES CORP
COM
59001A102
6256
64490
SH
SOLE
64490
0
0
NATIONAL ENERGY SERVICES REU
SHS
G6375R107
1941
155000
SH
SOLE
155000
0
0
NATIONAL RETAIL PROPERTIES I
COM
637417106
9701
224610
SH
SOLE
224610
0
0
NEXTERA ENERGY INC
COM
65339F101
3869
49280
SH
SOLE
49280
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
66009
1199300
SH
SOLE
1199300
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
5124
8385
SH
SOLE
8385
0
0
OTIS WORLDWIDE CORP
COM
68902V107
6735
81852
SH
SOLE
81852
0
0
OVINTIV INC
COM
69047Q102
8207
249600
SH
SOLE
249600
0
0
PACCAR INC
COM
693718108
2911
36890
SH
SOLE
36890
0
0
PACWEST BANCORP DEL
COM
695263103
24661
544142
SH
SOLE
544142
0
0
PDC ENERGY INC
COM
69327R101
2370
50000
SH
SOLE
50000
0
0
PHILLIPS EDISON & CO INC
COM
71844V201
2931
95440
SH
SOLE
95440
0
0
PILGRIMS PRIDE CORP
COM
72147K108
14540
500000
SH
SOLE
500000
0
0
PNM RES INC
COM
69349H107
25670
518800
SH
SOLE
518800
0
0
POOL CORP
COM
73278L105
3894
8963
SH
SOLE
8963
0
0
PPD INC
COM
69355F102
43182
922900
SH
SOLE
922900
0
0
PULTE GROUP INC
COM
745867101
6934
151000
SH
SOLE
151000
0
0
QUANTA SVCS INC
COM
74762E102
6927
60860
SH
SOLE
60860
0
0
QUANTUMSCAPE CORP
COM CL A
74767V109
380
1000
SH
Put
SOLE
1000
0
0
QUANTUMSCAPE CORP
COM CL A
74767V109
1104
45000
SH
SOLE
45000
0
0
REDBALL ACQUISITION CORP
COM CL A
G7417R105
1657
168397
SH
SOLE
168397
0
0
REXFORD INDL RLTY INC
COM
76169C100
8543
150540
SH
SOLE
150540
0
0
SAIA INC
COM
78709Y105
7032
29543
SH
SOLE
29543
0
0
SCIPLAY CORPORATION
CL A
809087109
18621
900000
SH
SOLE
900000
0
0
SECURITY NATL FINL CORP
CL A NEW
814785309
1811
220000
SH
SOLE
220000
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
20449
75101
SH
SOLE
75101
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
4459
16814
SH
SOLE
16814
0
0
SPDR GOLD TR
GOLD SHS
78463V107
355
2500
SH
Call
SOLE
2500
0
0
SPDR SER TR
S&P BIOTECH
78464A870
4123
32800
SH
SOLE
32800
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
5209
113135
SH
SOLE
113135
0
0
SPX FLOW INC
COM
78469X107
10987
150300
SH
SOLE
150300
0
0
SQUARE INC
CL A
852234103
740
300
SH
Put
SOLE
300
0
0
STATE AUTO FINL CORP
COM
855707105
20380
400000
SH
SOLE
400000
0
0
STATE STR CORP
COM
857477103
24811
292854
SH
SOLE
292854
0
0
STEM INC
COM
85859N102
2676
112000
SH
SOLE
112000
0
0
SUMMIT HEALTHCRE ACQUISTN CO
CLASS A ORD SHS
G8566R102
293
30000
SH
SOLE
30000
0
0
SUN CMNTYS INC
COM
866674104
11273
60901
SH
SOLE
60901
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
6314
191682
SH
SOLE
191682
0
0
SUNRUN INC
COM
86771W105
559
12700
SH
SOLE
12700
0
0
SVB FINANCIAL GROUP
COM
78486Q101
9396
14525
SH
SOLE
14525
0
0
SWK HLDGS CORP
COM NEW
78501P203
165234
9093766
SH
SOLE
9093766
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
33717
768219
SH
SOLE
768219
0
0
TARGA RES CORP
COM
87612G101
6009
122100
SH
SOLE
122100
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
3846
149200
SH
SOLE
149200
0
0
TESLA INC
COM
88160R101
1859
2224
SH
Put
SOLE
2224
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
25770
429363
SH
SOLE
429363
0
0
TFF PHARMACEUTICALS INC
COM
87241J104
1758
227701
SH
SOLE
227701
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
3958
399396
SH
SOLE
399396
0
0
TRILLIUM THERAPEUTICS INC
COM NEW
89620X506
15804
900000
SH
SOLE
900000
0
0
TRUIST FINL CORP
COM
89832Q109
24631
419963
SH
SOLE
419963
0
0
UBS GROUP AG
SHS
H42097107
11756
737543
SH
SOLE
737543
0
0
UNION PAC CORP
COM
907818108
10972
55978
SH
SOLE
55978
0
0
UNIQURE NV
SHS
N90064101
2029
63396
SH
SOLE
63396
0
0
VENTAS INC
COM
92276F100
5186
93933
SH
SOLE
93933
0
0
VEONEER INC
COM
92336X109
1703
50000
SH
SOLE
50000
0
0
VISTRA CORP
COM
92840M102
2736
160000
SH
SOLE
160000
0
0
WALMART INC
COM
931142103
4167
29900
SH
SOLE
29900
0
0
WATSCO INC
COM
942622200
4370
16514
SH
SOLE
16514
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
24408
224294
SH
SOLE
224294
0
0
WESTROCK CO
COM
96145D105
4146
83200
SH
SOLE
83200
0
0
WILLIAMS COS INC
COM
969457100
5554
214100
SH
SOLE
214100
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
32637
140400
SH
SOLE
140400
0
0
XILINX INC
COM
983919101
133352
883184
SH
SOLE
883184
0
0