0000902664-14-003085.txt : 20140710 0000902664-14-003085.hdr.sgml : 20140710 20140710211141 ACCESSION NUMBER: 0000902664-14-003085 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140710 DATE AS OF CHANGE: 20140710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI Pointe Homes, Inc. CENTRAL INDEX KEY: 0001561680 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 273201111 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19520 JAMBOREE ROAD, SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (949) 478-8600 MAIL ADDRESS: STREET 1: 19520 JAMBOREE ROAD, SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, LLC DATE OF NAME CHANGE: 20121218 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20121106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 14970594 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149329600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1800 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asgard Investment Corp. II CENTRAL INDEX KEY: 0001503915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 14970595 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-932-9600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson Clint Duane CENTRAL INDEX KEY: 0001404625 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 14970596 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Double Black Diamond Offshore Ltd CENTRAL INDEX KEY: 0001404976 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 14970599 BUSINESS ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVENUE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103Y BUSINESS PHONE: 214.932.9600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER NAME: FORMER CONFORMED NAME: Double Black Diamond Offshore Ltd. DATE OF NAME CHANGE: 20090610 FORMER NAME: FORMER CONFORMED NAME: Double Black Diamond Offshore LDC DATE OF NAME CHANGE: 20070628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Diamond Offshore Ltd. CENTRAL INDEX KEY: 0001452364 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 14970600 BUSINESS ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: 214-932-9600 MAIL ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asgard Investment Corp. CENTRAL INDEX KEY: 0001404557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 14970597 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.932.9600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Diamond Relative Value Offshore Ltd. CENTRAL INDEX KEY: 0001449554 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 14970598 BUSINESS ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVENUE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: 214-932-9600 MAIL ADDRESS: STREET 1: UBS HOUSE, 227 ELGIN AVENUE STREET 2: P.O. BOX 852 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 3 1 p14-1569form3.xml TRI POINTE HOMES, INC. X0206 3 2014-06-30 0 0001561680 TRI Pointe Homes, Inc. TPH 0001056973 CARLSON CAPITAL L P 2100 MCKINNEY AVE STE 1800 DALLAS TX 75201 0 0 1 0 0001452364 Black Diamond Offshore Ltd. UBS HOUSE, 227 ELGIN AVE P.O. BOX 852 GRAND CAYMAN E9 KY1-1103 CAYMAN ISLANDS 0 0 1 0 0001404976 Double Black Diamond Offshore Ltd 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 0001449554 Black Diamond Relative Value Offshore Ltd. UBS HOUSE, 227 ELGIN AVENUE P.O. BOX 852 GRAND CAYMAN E9 KY1-1103 CAYMAN ISLANDS 0 0 1 0 0001404557 Asgard Investment Corp. 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 0001404625 Carlson Clint Duane 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 0001503915 Asgard Investment Corp. II 2100 MCKINNEY AVENUE SUITE 1800 DALLAS TX 75201 0 0 1 0 Common Stock, par value $0.01 per share (the "Common Stock") 3164530 I See footnotes The shares of Common Stock to which this relates are held directly by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore"), Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Relative Value Offshore Ltd., a Cayman Islands exempted company ("Relative Value Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage"), Black Diamond Thematic Offshore Ltd., a Cayman Islands exempted company ("Thematic" and together with Offshore, Double Offshore, Relative Value Offshore and Arbitrage, the "Funds") and three managed accounts (collectively, the "Accounts"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds and the Accounts. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder of Asgard II. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II, Asgard and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 3 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Carlson Capital, L.P., By: /s/ Clint D. Carlson, President 2014-07-10 EX-99 2 jointfiler.htm JOINT FILER INFORMATION

Joint Filer Information

 

Name: Black Diamond Offshore Ltd.

Address: 2100 McKinney Avenue, Suite 1800

Dallas, TX 75201

Designated Filer: Carlson Capital, L.P.

Issuer: Tri Pointe Homes, Inc.

Date of Event Requiring Statement: June 30, 2014

Signature:

 

BLACK DIAMOND OFFSHORE LTD.

 

By: Carlson Capital, LP, its investment manager

 

By: Asgard Investment Corp. II, its general partner

 

/s/ Clint D. Carlson

By: Clint D. Carlson

Title: President

 

 

Name: Double Black Diamond Offshore Ltd.

Address: 2100 McKinney Avenue, Suite 1800

Dallas, TX 75201

Designated Filer: Carlson Capital, L.P.

Issuer: Tri Pointe Homes, Inc.

Date of Event Requiring Statement: June 30, 2014

Signature:

 

DOUBLE BLACK DIAMOND OFFSHORE LTD.

 

By: Carlson Capital, LP, its investment manager

 

By: Asgard Investment Corp. II, its general partner

 

/s/ Clint D. Carlson

By: Clint D. Carlson

Title: President

 

 

Name: Black Diamond Relative Value Offshore Ltd.

Address: 2100 McKinney Avenue, Suite 1800

Dallas, TX 75201

Designated Filer: Carlson Capital, L.P.

Issuer: Tri Pointe Homes, Inc.

Date of Event Requiring Statement: June 30, 2014

Signature:

 

BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD.

 

By: Carlson Capital, L.P., its investment manager

 

By: Asgard Investment Corp. II, its general partner

 

/s/ Clint D. Carlson

By: Clint D. Carlson

Title: President

 

 

Name: Black Diamond Arbitrage Offshore Ltd.

Address: 2100 McKinney Avenue, Suite 1800

Dallas, TX 75201

2
 

Designated Filer: Carlson Capital, L.P.

Issuer: Tri Pointe Homes, Inc.

Date of Event Requiring Statement: June 30, 2014

Signature:

 

BLACK DIAMOND ARBITRAGE OFFSHORE LTD.

 

By: Carlson Capital, L.P., its investment manager

 

By: Asgard Investment Corp. II, its general partner

 

/s/ Clint D. Carlson

By: Clint D. Carlson

Title: President

 

 

Name: Black Diamond Thematic Offshore Ltd.

Address: 2100 McKinney Avenue, Suite 1800

Dallas, TX 75201

Designated Filer: Carlson Capital, L.P.

Issuer: Tri Pointe Homes, Inc.

Date of Event Requiring Statement: June 30, 2014

Signature:

 

BLACK DIAMOND THEMATIC OFFSHORE LTD.

 

By: Carlson Capital, L.P., its investment manager

 

By: Asgard Investment Corp. II, its general partner

 

/s/ Clint D. Carlson

By: Clint D. Carlson

Title: President

 

 

Name: Asgard Investment Corp.

Address: 2100 McKinney Avenue, Suite 1800

Dallas, TX 75201

Designated Filer: Carlson Capital, L.P.

Issuer: Tri Pointe Homes, Inc.

Date of Event Requiring Statement: June 30, 2014

Signature:

 

ASGARD INVESTMENT CORP.

 

/s/ Clint D. Carlson

By: Clint D. Carlson

Title: President

 

Name: Asgard Investment Corp. II

Address: 2100 McKinney Avenue, Suite 1800

Dallas, TX 75201

Designated Filer: Carlson Capital, L.P.

Issuer: Tri Pointe Homes, Inc.

Date of Event Requiring Statement: June 30, 2014

Signature:

 

 

ASGARD INVESTMENT CORP. II

 

/s/ Clint D. Carlson

Name: Clint D. Carlson

3
 

Title: President

 

 

Name: Clint D. Carlson

Address: 2100 McKinney Avenue, Suite 1800

Dallas, TX 75201

Designated Filer: Carlson Capital, L.P.

Issuer: Tri Pointe Homes, Inc.

Date of Event Requiring Statement: June 30, 2014

Signature:

 

/s/ Clint D. Carlson

Clint D. Carlson