0001209191-21-007641.txt : 20210203
0001209191-21-007641.hdr.sgml : 20210203
20210203215539
ACCESSION NUMBER: 0001209191-21-007641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210203
DATE AS OF CHANGE: 20210203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPROWLS ROBERT J
CENTRAL INDEX KEY: 0001297166
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14431
FILM NUMBER: 21588663
MAIL ADDRESS:
STREET 1: 630 EAST FOOTHILL BLVD.
CITY: SAN DIMAS
STATE: CA
ZIP: 91773
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN STATES WATER CO
CENTRAL INDEX KEY: 0001056903
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 954676679
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 630 E FOOTHILL BLVD
CITY: SAN DIMAS
STATE: CA
ZIP: 91773-9016
BUSINESS PHONE: 9093943600
MAIL ADDRESS:
STREET 1: 630 E FOOTHILL
CITY: SAN DIMAS
STATE: CA
ZIP: 91773-9016
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-01
0
0001056903
AMERICAN STATES WATER CO
AWR
0001297166
SPROWLS ROBERT J
630 E FOOTHILL BLVD.
SAN DIMAS
CA
91773
0
1
0
0
President & CEO
Common Shares
2020-06-01
4
A
0
29.6658
81.16
A
133046.3788
D
Common Shares
2020-06-03
4
A
0
380.8167
0.00
A
133427.1955
D
Common Shares
2020-09-01
4
A
0
35.2983
75.20
A
133462.4939
D
Common Shares
2020-09-03
4
A
0
460.3558
0.00
A
133922.8497
D
Common Shares
2020-12-01
4
A
0
35.8176
74.44
A
133958.6672
D
Common Shares
2020-12-03
4
A
0
462.9361
0.00
A
134421.6034
D
Common Shares
2021-02-01
4
D
0
2.2094
0.00
D
134419.394
D
Common Shares
2021-02-01
4
A
0
3.0889
0.00
D
474.1747
I
401k
Common SHares
2021-02-01
4
A
0
4250
0.00
A
138669.394
D
DER Units credited on 06/01/2020 as dividend at FMV
Updated DRIP
DER Units credited on 09/01/2020 as dividend at FMV
DER units credited on 12/01/2020 as dividend at FMV
Adjustment due to partial share
Updated 401k Information
/s/ Robert J Sprowls
2021-02-03