0001209191-21-007641.txt : 20210203 0001209191-21-007641.hdr.sgml : 20210203 20210203215539 ACCESSION NUMBER: 0001209191-21-007641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPROWLS ROBERT J CENTRAL INDEX KEY: 0001297166 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 21588663 MAIL ADDRESS: STREET 1: 630 EAST FOOTHILL BLVD. CITY: SAN DIMAS STATE: CA ZIP: 91773 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-01 0 0001056903 AMERICAN STATES WATER CO AWR 0001297166 SPROWLS ROBERT J 630 E FOOTHILL BLVD. SAN DIMAS CA 91773 0 1 0 0 President & CEO Common Shares 2020-06-01 4 A 0 29.6658 81.16 A 133046.3788 D Common Shares 2020-06-03 4 A 0 380.8167 0.00 A 133427.1955 D Common Shares 2020-09-01 4 A 0 35.2983 75.20 A 133462.4939 D Common Shares 2020-09-03 4 A 0 460.3558 0.00 A 133922.8497 D Common Shares 2020-12-01 4 A 0 35.8176 74.44 A 133958.6672 D Common Shares 2020-12-03 4 A 0 462.9361 0.00 A 134421.6034 D Common Shares 2021-02-01 4 D 0 2.2094 0.00 D 134419.394 D Common Shares 2021-02-01 4 A 0 3.0889 0.00 D 474.1747 I 401k Common SHares 2021-02-01 4 A 0 4250 0.00 A 138669.394 D DER Units credited on 06/01/2020 as dividend at FMV Updated DRIP DER Units credited on 09/01/2020 as dividend at FMV DER units credited on 12/01/2020 as dividend at FMV Adjustment due to partial share Updated 401k Information /s/ Robert J Sprowls 2021-02-03