0001209191-18-016975.txt : 20180305 0001209191-18-016975.hdr.sgml : 20180305 20180305201727 ACCESSION NUMBER: 0001209191-18-016975 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cotton, III James C CENTRAL INDEX KEY: 0001562228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 18668371 MAIL ADDRESS: STREET 1: 11905 TEESIDE DR CITY: FREDERICKSBURG STATE: VA ZIP: 22407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-05 0 0001056903 AMERICAN STATES WATER CO AWR 0001562228 Cotton, III James C 630 E FOOTHILL BLVD. SAN DIMAS CA 91773 0 1 0 0 Senior Vice President Common Shares 2018-03-01 4 A 0 7.7574 52.03 A 7402.9632 D Common Shares 2018-03-05 4 S 0 734 51.54 D 6668.9632 D DER Units credited on 03/01/2018 as dividend at FMV /s/ James C. Cotton III 2018-03-05